FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • October 23rd, 2019 • AllianzGI Artificial Intelligence & Technology Opportunities Fund • New York
Reference is made to the Underwriting Agreement dated , 2019 (the “Underwriting Agreement”), by and among AllianzGI Artificial Intelligence & Technology Opportunities Fund (the “Fund”), Allianz Global Investors U.S. LLC (the “Investment Manager”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.00001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • August 26th, 2014 • Goldman Sachs MLP & Energy Renaissance Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of September [—], 2014, between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Goldman Sachs Asset Management, L.P. (“GSAM”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • October 23rd, 2019 • AllianzGI Artificial Intelligence & Technology Opportunities Fund • New York
This agreement (the “Agreement”) is between Allianz Global Investors U.S. LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the AllianzGI Artificial Intelligence & Technology Opportunities Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement, dated , 2019, by and among the Fund, the Company and each of the underwriters named in Schedule A thereto.
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • June 18th, 2015 • Eagle Growth & Income Opportunities Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [·], 2015, between Raymond James & Associates, Inc. (“Qualifying Underwriter”) and Four Wood Capital Advisors LLC (the “Adviser”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • November 27th, 2012 • Ares Dynamic Credit Allocation Fund, Inc. • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of November [·], 2012, by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Ares Capital Management II LLC (the “Investment Adviser”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • August 28th, 2014 • Goldman Sachs MLP & Energy Renaissance Fund • New York
This agreement is between Goldman Sachs Asset Management, L.P. (including any successor or assign by merger or otherwise, the “Adviser”) and UBS Securities LLC (“UBS”) with respect to the underwriting of Goldman Sachs MLP and Energy Renaissance Fund (the “Fund”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [—], 2012 by and among Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), Pacific Investment Management Company LLC (the “Sub-Adviser”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • October 22nd, 2013 • Ares Multi-Strategy Credit Fund, Inc. • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of October [·], 2013, by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Ares Capital Management II LLC (the “Adviser”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
Reference is made to the Underwriting Agreement dated [·], 2012 (the “Underwriting Agreement”), by and among PIMCO Dynamic Income Fund (the “Fund”), Allianz Global Investors Fund Management LLC (the “Adviser”) and each of the Underwriters named in Schedule I thereto, with respect to the issue and sale of the Fund’s Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • September 16th, 2019 • AllianzGI Artificial Intelligence & Technology Opportunities Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [●], 2019 by and between BofA Securities, Inc. (collectively with its affiliates, “BofA Securities”) and Allianz Global Investors U.S. LLC (the “Investment Manager”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • March 25th, 2013 • Neuberger Berman MLP Income Fund Inc. • New York
Reference is made to the Underwriting Agreement dated [●], 2013 (the “Underwriting Agreement”), by and among Neuberger Berman MLP Income Fund Inc. (the “Fund”), Neuberger Berman Management LLC (the “Investment Manager”), Neuberger Berman LLC and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s shares of common stock, par value $0.0001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • October 23rd, 2019 • AllianzGI Artificial Intelligence & Technology Opportunities Fund • New York
Reference is made to the Underwriting Agreement dated , 2019 (the “Underwriting Agreement”), by and among AllianzGI Artificial Intelligence & Technology Opportunities Fund (the “Fund”), Allianz Global Investors U.S. LLC (the “Adviser”), Stifel, Nicolaus & Company, Incorporated (“Stifel”) and the several other Underwriters named therein, severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.00001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • November 21st, 2014 • Miller/Howard High Income Equity Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of November [28], 2014, between Raymond James & Associates, Inc. (“Underwriter”) and Miller/Howard Investments, Inc. (the “Adviser”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [—], 2012, between Barclays Capital Inc. (“Barclays”) and Pacific Investment Management Company LLC (the “Sub-Adviser”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • August 26th, 2014 • Goldman Sachs MLP & Energy Renaissance Fund • New York
Reference is made to the Underwriting Agreement dated September [—], 2014 (the “Underwriting Agreement”), by and among Goldman Sachs MLP and Energy Renaissance Fund (the “Fund”), Goldman Sachs Asset Management, L.P. (the “Adviser”) and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • September 27th, 2011 • First Trust Energy Infrastructure Fund • New York
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • February 25th, 2020 • DoubleLine Yield Opportunities Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of February [●], 2020, by and between BofA Securities, Inc. (collectively with its affiliates, “BofA”) and DoubleLine Capital LP (“DoubleLine”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • March 25th, 2013 • Neuberger Berman MLP Income Fund Inc. • New York
Reference is made to the Underwriting Agreement dated [____], 2013 (the “Underwriting Agreement”), by and among Neuberger Berman MLP Income Fund Inc. (the “Fund”), Neuberger Berman Management LLC (the “Adviser”), Neuberger Berman LLC (the “Sub-Adviser”) and each of the Underwriters named in Schedule I thereto, with respect to the issue and sale of the Fund’s Common Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • February 22nd, 2018 • BlackRock Multi-Sector Opportunities Trust • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of February [•], 2018, between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and BlackRock Advisors, LLC (“BlackRock”).
FORM OF STRUCTURING FEE AGREEMENTForm of Structuring Fee Agreement • April 26th, 2010 • Blackstone / GSO Senior Floating Rate Term Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of [·], 2010, between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and GSO / Blackstone Debt Funds Management LLC (the “Adviser”).
