ContractIncorporators Stock Option Agreement • October 5th, 2005 • CapitalSouth Bancorp • Alabama
THIS STOCK OPTION AGREEMENT, THE OPTIONS EVIDENCED HEREBY AND THE COMMON STOCK TO WHICH THEY RELATE HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933 AND THE ALABAMA SECURITIES ACT (THE “SECURITIES ACTS”) BUT HAVE BEEN ISSUED PURSUANT TO AN EXEMPTION FROM SUCH REGISTRATION AND MAY NOT BE SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF IN WHOLE OR IN PART EXCEPT IN ACCORDANCE WITH THE TERMS OF THIS STOCK OPTION AGREEMENT AND UNLESS REGISTERED OR EXEMPTED FROM REGISTRATION UNDER THE SECURITIES ACTS.
AMENDMENT TO INCORPORATORS STOCK OPTION AGREEMENT Amendment to Option Number INCSO—______________ Option Agreement Originally Dated January 15, 1992Incorporators Stock Option Agreement • December 2nd, 2005 • CapitalSouth Bancorp • State commercial banks • Alabama
This Amendment to Incorporators Stock Option Agreement is made and entered into this 1st day of May, 1998, by and between Financial Investors of the South, Inc., a Delaware corporation (the “Company”), and W. Dan Puckett (the “Optionholder”), and relates to the option identified above.
