BNY MELLON ALCENTRA GLOBAL MULTI-STRATEGY CREDIT FUND, INC. SHARES OF COMMON STOCK (PAR VALUE $0.001 PER SHARE)Initial Offering Period Agreement • June 14th, 2019 • BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
August [—], 2014 WESTERN ASSET MIDDLE MARKET INCOME FUND INC. COMMON STOCK ($.001 PAR VALUE) INITIAL OFFERING PERIOD AGREEMENTInitial Offering Period Agreement • August 22nd, 2014 • Western Asset Middle Market Income Fund Inc. • New York
Western Asset Middle Market Income Fund Inc., a Maryland corporation (the “Fund”), has entered into a distribution agreement with Legg Mason Investor Services, LLC, a Maryland limited liability company (the “Distributor”), dated as of August [—], 2014 (the “Distribution Agreement”), whereby the Distributor shall act as the Fund’s principal underwriter for the distribution of shares of common stock, $.001 par value (such shares of common stock distributed during the Initial Offering Period (as defined below), the “Common Stock” or the “Securities”), of the Fund. The shares of Common Stock shall be offered through a dealer or a group of dealers selected by the Distributor. The Fund, the Distributor, Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”) and Western Asset Management Company, a California corporation (the “Subadviser” and together with the Manager, the “Advisers” and each, an “Adviser”) are entering into this Agreement with Merrill Lync
Allianz RCM Global EcoTrends Fund Common Shares ($0.00001 Par Value) FORM OF INITIAL OFFERING PERIOD AGREEMENT January [ ], 2007Initial Offering Period Agreement • January 22nd, 2007 • Allianz RCM Global EcoTrends Fund
