Standard Contracts
INTERIM SUB-INVESTMENT ADVISORY AGREEMENTInterim Sub-Investment Advisory Agreement • June 1st, 2010 • Rochdale Core Alternative Strategies Master Fund LLC • New York
Contract Type FiledJune 1st, 2010 Company JurisdictionAGREEMENT by and among Rochdale Investment Management LLC (the “Adviser”) and PineBridge Investments LLC, a limited liability company organized under the laws of the State of Delaware ("PineBridge"), effective as of March 26, 2010 (the “Effective Date”).
INTERIM SUB-INVESTMENT ADVISORY AGREEMENT BETWEEN ANDOVER ACQUISITION CO., LP AND MBIA CAPITAL MANAGEMENT CORP.Interim Sub-Investment Advisory Agreement • May 21st, 2004 • 1838 Investment Advisors Funds • Delaware
Contract Type FiledMay 21st, 2004 Company Jurisdiction
INTERIM SUB-INVESTMENT ADVISORY AGREEMENT BETWEEN ASTON ASSET MANAGEMENT, LLC AND GW&K INVESTMENT MANAGEMENT, LLCInterim Sub-Investment Advisory Agreement • February 26th, 2016 • Aston Funds • Delaware
Contract Type FiledFebruary 26th, 2016 Company JurisdictionINTERIM SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) made this 1st day of February, 2016 by and between ASTON ASSET MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”) and GW&K INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Subadviser”), which Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
INTERIM SUB-INVESTMENT ADVISORY AGREEMENTInterim Sub-Investment Advisory Agreement • January 29th, 2024 • Aspiration Funds • Delaware
Contract Type FiledJanuary 29th, 2024 Company JurisdictionAGREEMENT made as of the 26th day of June, 2023, between Aspiration Fund Adviser, LLC (the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and UBS Asset Management (Americas) Inc. (the “Sub-Adviser”), a Delaware corporation registered as an investment adviser under the Advisers Act, with respect to the Aspiration Redwood Fund (the “Fund”), a series of Aspiration Funds (the “Trust”).
INTERIM SUB-INVESTMENT ADVISORY AGREEMENT BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286Interim Sub-Investment Advisory Agreement • February 27th, 2023 • BNY Mellon Investment Funds IV, Inc.
Contract Type FiledFebruary 27th, 2023 CompanyBNY Mellon Tax Managed Growth Fund (the "Fund"), a series of BNY Mellon Investment Funds IV, Inc., a Maryland corporation (the "Company"), desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Company's Board of Directors. The Company employs BNY Mellon Investment Adviser, Inc. (the "Adviser") to act as the Fund's investment adviser pursuant to a written agreement with the Company (the "Management Agreement"), a copy of which has been furnished to you. The Adviser is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Fund's sub-investment adviser as of the date set forth above (the "Effective Date").
INTERIM SUB-INVESTMENT ADVISORY AGREEMENT SMITH BARNEY INCOME FUNDS (Smith Barney Premium Total Return Fund) April 23, 1999 Salomon Brothers Asset Management, Inc. Seven World Trade Center New York, New York 10048 Dear Sirs: Smith Barney Income Funds,...Interim Sub-Investment Advisory Agreement • April 30th, 1999 • Smith Barney Income Funds
Contract Type FiledApril 30th, 1999 Company