ASPIRATION FUND ADVISER, LLC INVESTMENT ADVISORY CLIENT AGREEMENTInvestment Advisory Client Agreement • February 20th, 2022 • California
Contract Type FiledFebruary 20th, 2022 JurisdictionThis Investment Advisory Client Agreement ("Agreement") is entered into by and between Aspiration Fund Adviser, LLC and the Party set forth in the fee addendum.
ASPIRATION FUND ADVISER, LLC INVESTMENT ADVISORY CLIENT AGREEMENTInvestment Advisory Client Agreement • August 18th, 2021 • California
Contract Type FiledAugust 18th, 2021 JurisdictionThis Investment Advisory Client Agreement (“Agreement”) is entered into by and between Aspiration Fund Adviser, LLC and the party (“Client”) set forth in the fee addendum.
GENESIS MODEL PORTFOLIOS INVESTMENT ADVISORY CLIENT AGREEMENTInvestment Advisory Client Agreement • March 28th, 2019 • New York
Contract Type FiledMarch 28th, 2019 JurisdictionThis Investment Advisory Client Agreement (“Agreement”) is entered into by and between Royal Alliance Associates, Inc., (“Royal Alliance” or “Advisor”), a registered investment adviser and securities broker- dealer, VISION2020 Wealth Management Corp., a registered investment adviser and the client (“Client”). Investment Adviser Representative (“Investment Advisory Representative”) is an advisory representative of Advisor and acts on behalf of Advisor.
This Investment Advisory Client Agreement (hereinafter referred to as “Agreement”) is made this 20 , by and betweenInvestment Advisory Client Agreement • July 7th, 2020 • North Carolina
Contract Type FiledJuly 7th, 2020 Jurisdiction(hereinafter referred to as “Client” or “the client”) and Capital Investment Advisory Services, LLC (hereinafter referred to as “Adviser”), a North Carolina limited liability company with its principal place of business in Raleigh, North Carolina. In consideration of the premises and the mutual covenants contained herein, the parties agree as follows:
Investment Advisory Client AgreementInvestment Advisory Client Agreement • May 12th, 2023 • North Carolina
Contract Type FiledMay 12th, 2023 Jurisdictionbetween (hereinafter referred to as “Client” or “the client”) and Capital Investment Advisory Services, LLC (hereinafter referred to as “Adviser” or "CIAS”), a North Carolina limited liability company with its principal place of business in Raleigh, North Carolina. In consideration of the premises and the mutual covenants contained herein, the parties agree as follows:
INVESTMENT ADVISORY CLIENT AGREEMENTInvestment Advisory Client Agreement • September 17th, 2021 • New York
Contract Type FiledSeptember 17th, 2021 JurisdictionThis Investment Advisory Client Agreement (the “Advisory Agreement”), which is entered into by you (“you” or the “Client”) and Stackin Financial LLC (“Stackin”, “we” or “our”, may be referred to as “Stackin Invest”), sets forth the terms and conditions under which Stackin offers the program described in Section 1 below (the “Program”) and governs the advisory services that we provide you with respect to your participation in the Program. This Advisory Agreement applies to you if you are an individual who is establishing or has previously established one or more of the accounts enumerated in Section 1 below, including an individual who has previously entered into an Advisory Agreement with Stackin. By clicking or tapping “Accept and Complete Purchase” or otherwise acknowledging your consent electronically, you agree to enter into and be bound by the terms and conditions of this Advisory Agreement. For the avoidance of doubt, this Advisory Agreement may govern multiple accounts enumerate
Investment Advisory Client AgreementInvestment Advisory Client Agreement • November 3rd, 2008 • Massachusetts
Contract Type FiledNovember 3rd, 2008 JurisdictionTHIS AGREEMENT is by and between the above named party (hereinafter referred to as "Client") and , an investment advisory representative (hereinafter referred to as "Adviser Representative”) of Cantella & Co., Inc.
Investment Advisory Client AgreementInvestment Advisory Client Agreement • November 3rd, 2008 • Massachusetts
Contract Type FiledNovember 3rd, 2008 JurisdictionTHIS AGREEMENT is by and between the above named party (hereinafter referred to as "Client") and , an investment advisory representative (hereinafter referred to as "Adviser Representative”) of Cantella & Co., Inc.