INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • December 29th, 2000 • Youticket Com Inc • Services-business services, nec • Florida
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • December 22nd, 2021 • SQL Technologies Corp. • Electric lighting & wiring equipment • Florida
Newbridge Securities Corporation (“Newbridge”) is pleased to provide non-exclusive Mergers & Acquisitions (“M&A”) services to SQL Technologies Corp., a Florida corporation, (the “Company) with respect to identifying, analyzing, structuring, negotiating and consummating one or several M&A Transactions (as defined in Section 17 below) on the terms and conditions in this letter agreement (the “Agreement”).
July 1, 2016 David Koos Chairman & CEO Regen BioPharma Inc. (RGBP) La Mesa, CA 91942 Delivered: 07/01/2016 Via email to: David Koos david.koos@regenbiopharma.com Dear David,Investment Banking Engagement Agreement • July 7th, 2016 • Bio-Matrix Scientific Group, Inc. • Services-business services, nec
The purpose of this investment banking engagement agreement (the "Agreement") is to set forth the terms and conditions pursuant to which CIM Securities, LLC ("CIM"), a FINRA member in good standing, shall act as exclusive financial advisor and placement agent for Regen BioPharma Inc. (RGBP, RGBPP) (“Company”), a Nevada Corporation and all affiliates (also the "Company") and introduce the Company to one or more accredited investors (“Investors”) in connection to a proposed private placement (the "Private Placement") of equity and / or debt securities (the "Securities") of the Company for the capital needed to continue research and development on four blocker compounds. However, CIM specifically acknowledges that the Company has retained Objective Capital Partners, located in San Diego, California, to identify potential strategic partners for the Company, which could result in an infusion of capital that does not involve the sale of debt or equity securities. The gross proceeds from the
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • April 15th, 2021 • Blue Star Foods Corp. • Prepared fresh or frozen fish & seafoods • Florida
Newbridge Securities Corporation (“Newbridge”) is pleased to provide Investment Banking and Corporate Advisory services to Blue Star Foods Corp., a Delaware corporation, (the “Company) on the terms and conditions in this letter agreement (the “Agreement”).
Exhibit 99.1 Utilicraft - CapNet Sign $260 Million Investment Banking Engagement Agreement ----------------------------------------------------------------------------- ALBUQUERQUE, N.M., November 7, 2007 (Business Wire) -- Utilicraft Aerospace...Investment Banking Engagement Agreement • November 13th, 2007 • Utilicraft Aerospace Industries, Inc. • Aircraft
ALBUQUERQUE, N.M., November 7, 2007 (Business Wire) -- Utilicraft Aerospace Industries, Inc. (OTC BB:UITA.OB) announced today that the company has entered into an Investment banking engagement agreement for a two year period with CapNet Securities Corporation ("CapNet") as its exclusive financial consultant, placement Agent and finder in connection with various financing strategies.
AMENDED INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • March 31st, 2011 • Prospect Global Resources Inc. • General bldg contractors - residential bldgs • New York
Spouting Rock Capital Advisors, LLC (“SRCA”) is pleased to provide investment banking and financial advisory services to Prospect Global Resources Inc. (the “Company”) with respect to identifying, analyzing, structuring, negotiating and consummating one or several Transactions or Financings (as defined in Section 17 below) on the terms and conditions in this Amended Investment Banking Engagement Agreement (the “Agreement”). The terms of this Agreement supersede the Investment Banking Engagement Agreement executed by both SRCA and the Company on November 4, 2010 (the “Initial Engagement”). Pursuant to the Initial Engagement, the Company paid to SRCA the initial Retainer.
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • August 2nd, 2021 • Blue Star Foods Corp. • Prepared fresh or frozen fish & seafoods • Florida
This letter (the “Agreement”) confirms Newbridge Securities Corporation’s (“Newbridge”, “NSC”, “we” or “us”) engagement as the Lead Managing Underwriter for a Registered Securities Offering of up to Five Million USD ($5,000,000) for Blue Star Foods Corp., a Delaware corporation, its subsidiaries, affiliates, beneficiaries, successors, and assigns (collectively, the “Company”), pursuant to a registration statement which will be filed with the U.S. Securities and Exchange Commission (“SEC”) (the “Offering” or the “Transaction”).
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • July 26th, 2019 • CoJax Oil & Gas Corp • Crude petroleum & natural gas • Florida
Newbridge Securities Corporation (“Newbridge”) is pleased to provide investment banking, and Corporate Advisory services to CoJax Oil and Gas Corporation, a Virginia corporation, (the “Company”) on the terms and conditions in this letter agreement (the “Agreement”).
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • June 9th, 2014 • DelMar Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
National Securities, Corp. (“National”) is pleased to provide on a non-exclusive basis investment banking and financial advisory services to DelMar Pharmaceuticals, Inc. (the “Company”) with respect to 1) advising the company on ways to optimize their available financial alternatives including but not limited to the potential solicitation of existing warrant holders 2) strategic introductions, potential joint venture opportunities and assisting the Company in developing a well-coordinated and integrated plan to address ways in which the Company can seek to increase its visibility within its markets, enhance its liquidity and establish non deal roadshows on the terms and conditions in this letter agreement (the “Agreement”) and 3) any other general advisory services that the Company may seek to pursue and avail themselves of.
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • June 9th, 2014 • DelMar Pharmaceuticals, Inc. • Pharmaceutical preparations
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • December 22nd, 2021 • SQL Technologies Corp. • Electric lighting & wiring equipment • Florida
Newbridge Securities Corporation (“Newbridge”) is pleased to provide investment banking, and corporate advisory services to SQL Technologies Corp., a Florida corporation, (the “Company) on the terms and conditions in this letter agreement (the “Agreement’’).
INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • March 3rd, 2016 • PF Hospitality Group, Inc. • Retail-eating places • Florida
NEWBRIDGE SECURITIES INVESTMENT BANKING ENGAGEMENT AGREEMENTInvestment Banking Engagement Agreement • April 16th, 2019 • Grom Social Enterprises, Inc. • Services-computer programming, data processing, etc. • Florida
This letter (the "Agreement") confirms Newbridge Securities Corporation ("NSC") engagement as an exclusive placement agent for Grom Social Enterprises, Inc., a Florida corporation, in connection with the proposed Capital Raise (the "Offering") of up to two million ($2,000,000) of the Company's securities (the "Securities"). It is anticipated that the Securities will be sold only to "accredited investors" (the "Investors"), as such term is defined in Rule 501(a) of Regulation D, promulgated under the United States Securities Act of 1933, as amended, pursuant to an exemption from registration under Rule 506 of Regulation D.
