Standard Contracts
Galt & Taggart Investment Services Terms and ConditionsInvestment Services Terms and Conditions • October 28th, 2022
This agreement sets forth the terms and conditions (the “Terms”) under which JSC Galt and Taggart (“Galt & Taggart”) will provide its services of maintaining your (the “Client”) Investment Account and facilitating the receipt, and transmission to the Third Party Broker, of your Orders which you place through the Investment Module for the purchase and sale of Instruments. These Terms relate only to the provision of the above- mentioned order transmission services related to your Investment Account as stipulated under these Terms. Galt & Taggart provides clients with the ability to buy and sell Instruments, including fractions of shares (i.e. fractional shares), on a non-advised basis, and transmits those orders to a Third Party Broker for clearing, execution and custody. Galt & Taggart does not offer any advice or provide you with any recommendations regarding the appropriateness of any particular Instrument or Transaction.
ContractInvestment Services Terms and Conditions • August 5th, 2024
頁次 修 正 條 文 現 行 條 文 說 明 1 “Agreement” has the meaning specified in Clause 2(d) of Part IV of these Terms and Conditions.「本協議」 指如本條款及細則第四部分第 2(d)條所述的意思。 “Agreement” has the meaning specified in Clause 2(d) of Part IV of these Terms and Conditons.「本協議」 指如本條款及細則第四部分第 2(d)條所述的意思。 更正拼字 2 “Bcan” means “BCAN” within the meaning as ascribed in paragraph 5.6 of the Code of Conduct and shall for the time being mean a Broker-to-Client Assigned Number as defined thereunder.「Bcan」指操守準則第 5.6 段中“BCAN”的定義，並且暫指該段所定義的編配券商客戶編碼。 “Bcan” means “BCAN” within the meaning as ascribed in paragraph 5.6 of the Code of Conductand shall for the time being mean a Broker-to-Client Assigned Number as defined thereunder.「Bcan」指操守準則第 5.6 段中“BCAN”的定義，並且暫指該段所定義的編配券商客戶編碼。 補上兩字之間空格 “Code of Conduct” means the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission, including its revisions, modifications and supplements as may be issued, published by the SFC from time to time.「操守準則」指證券
