Investment Services Terms and Conditions Sample Contracts

Galt & Taggart Investment Services Terms and Conditions
Investment Services Terms and Conditions • October 28th, 2022

This agreement sets forth the terms and conditions (the “Terms”) under which JSC Galt and Taggart (“Galt & Taggart”) will provide its services of maintaining your (the “Client”) Investment Account and facilitating the receipt, and transmission to the Third Party Broker, of your Orders which you place through the Investment Module for the purchase and sale of Instruments. These Terms relate only to the provision of the above- mentioned order transmission services related to your Investment Account as stipulated under these Terms. Galt & Taggart provides clients with the ability to buy and sell Instruments, including fractions of shares (i.e. fractional shares), on a non-advised basis, and transmits those orders to a Third Party Broker for clearing, execution and custody. Galt & Taggart does not offer any advice or provide you with any recommendations regarding the appropriateness of any particular Instrument or Transaction.

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Galt & Taggart Investment Services Terms and Conditions
Investment Services Terms and Conditions • July 11th, 2024

This agreement sets forth the terms and conditions (the “Terms”) under which JSC Galt and Taggart (“Galt & Taggart”) will provide its services of maintaining your (the “Client”) Investment Account and facilitating the receipt, and transmission to the Third Party Broker, of your Orders which you place through the Investment Module for the purchase and sale of Instruments. These Terms relate only to the provision of the above- mentioned order transmission services related to your Investment Account as stipulated under these Terms. Galt & Taggart provides clients with the ability to buy and sell Instruments, including fractions of shares (i.e. fractional shares), on a non-advised basis, and transmits those orders to a Third Party Broker for clearing, execution and custody. Galt & Taggart does not offer any advice or provide you with any recommendations regarding the appropriateness of any particular Instrument or Transaction.

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