Investor Support Services and Secondary Market Services Agreement Sample Contracts

INVESTOR SUPPORT SERVICES AND SECONDARY MARKET SERVICES AGREEMENT
Investor Support Services and Secondary Market Services Agreement • October 1st, 2018 • XAI Octagon Floating Rate & Alternative Income Term Trust • Delaware

This Agreement is made as of September 26, 2017 by and between the XAI Octagon Floating Rate & Alternative Income Term Trust, a Delaware statutory trust (the “Trust”), and XA Investments, LLC, a Delaware limited liability company (“XAI”), relating to certain services to be provided by XAI to the Trust.

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INVESTOR SUPPORT SERVICES AND SECONDARY MARKET SERVICES AGREEMENT
Investor Support Services and Secondary Market Services Agreement • July 27th, 2021 • Thornburg Income Builder Opportunities Trust • Delaware

This Agreement is made as of May 7, 2021 by and between the Thornburg Income Builder Opportunities Trust, a Delaware statutory trust (the “Trust”), and XA Investments, LLC, a Delaware limited liability company (“XAI”), relating to certain services to be provided by XAI to the Trust.

AMENDMENT TO THE INVESTOR SUPPORT SERVICES AND SECONDARY MARKET SERVICES AGREEMENT
Investor Support Services and Secondary Market Services Agreement • December 7th, 2020 • XAI Octagon Floating Rate & Alternative Income Term Trust

This Amendment to the Investor Support Services and Secondary Market Services Agreement is made as of September 22, 2020 by and between XAI Octagon Floating Rate & Alternative Income Term Trust, a Delaware statutory trust (the “Trust”) XA Investments, LLC, a Delaware limited liability company (“XAI”).

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