WITNESSETH:Subscription Agreement • September 26th, 2005 • First Trust Exchange-Traded Fund
WITNESSETH:Investment Management Agreement • February 28th, 2013 • First Trust Exchange-Traded Fund • Illinois
WITNESSETH:Investment Management Agreement • September 26th, 2005 • First Trust Exchange-Traded Fund • Illinois
SUBLICENSE AGREEMENT This Sublicense Agreement (the "Sublicense Agreement"), dated as of April 10, 2018, is made by and among First Trust Exchange-Traded Fund, on behalf of its series, First Trust Lunt U.S. Factor Rotation ETF (the "Sublicensee") and...Sublicense Agreement • July 19th, 2018 • First Trust Exchange-Traded Fund
WITNESSETH:Blanket Bond Insurance Agreement • March 24th, 2006 • First Trust Exchange-Traded Fund
PARTICIPANT AGREEMENT This Participant Agreement (this "Agreement") is entered into between First Trust Portfolios, L.P. (the "Distributor"), ________________________ (the "Participant") and The Bank of New York Mellon (the "Transfer Agent"). The...Participant Agreement • July 19th, 2018 • First Trust Exchange-Traded Fund • New York
WITNESSETH:Custody Agreement • September 26th, 2005 • First Trust Exchange-Traded Fund • New York
AMENDED EXPENSE REIMBURSEMENT, FEE WAIVER AND RECOVERY AGREEMENT THIS EXPENSE REIMBURSEMENT, FEE WAIVER AND RECOVERY AGREEMENT (this "Agreement") is entered into between First Trust Exchange-Traded Fund, a Massachusetts business trust (the "Trust"),...Waiver and Recovery Agreement • April 29th, 2019 • First Trust Exchange-Traded Fund • Illinois
WITNESSETH:Administration and Accounting Agreement • September 26th, 2005 • First Trust Exchange-Traded Fund • New York
WITNESSETH:Investment Management Agreement • July 28th, 2017 • First Trust Exchange-Traded Fund • Illinois
Investment Sub-Advisory AgreementInvestment Sub-Advisory Agreement • January 19th, 2021 • First Trust Exchange-Traded Fund • Illinois
This Investment Sub-Advisory Agreement (this “Agreement”), dated January 15, 2021 is by and among First Trust Exchange-Traded Fund, a Massachusetts business trust (the “Trust”), First Trust Advisors L.P., an Illinois limited partnership (the “Manager”) and a registered investment adviser with the Securities and Exchange Commission (the “SEC”), and Cboe Vest Financial LLC, a Delaware limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”).
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND First Trust Portfolios, L.P. 1001 Warrenville Road, Suite 300 Lisle, Illinois 60532 To Whom It May Concern: This is to confirm that, in consideration of the agreements hereinafter contained, the...Distribution Agreement • September 26th, 2005 • First Trust Exchange-Traded Fund • New York
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND October 12, 2010 First Trust Portfolios, L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 To Whom It May Concern: This is to confirm that, in consideration of the agreements...Distribution Agreement • April 27th, 2011 • First Trust Exchange-Traded Fund
Investment Management AgreementInvestment Management Agreement • February 25th, 2021 • First Trust Exchange-Traded Fund • Illinois
Investment Management Agreement made this 15th day of January, 2021, by and between FT Cayman Subsidiary V, a Cayman Islands exempted company (the “Company”), and First Trust Advisors L.P., an Illinois limited partnership (the “Adviser”).
INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE-TRADED FUND, a Massachusetts business trust (the Company), and FIRST TRUST ADVISORS L.P., an Illinois...Interim Investment Management Agreement • March 1st, 2011 • First Trust Exchange-Traded Fund • Illinois
FIRST TRUST EXCHANGE-TRADED FUND EXCESS EXPENSE AGREEMENT WHEREAS, First Trust Advisors, L.P. is the investment adviser (the "Adviser") of the First Trust Exchange-Traded Fund Trust (the "Trust"); WHEREAS, the Adviser proposes to waive fees and/or...Excess Expense Agreement • March 15th, 2006 • First Trust Exchange-Traded Fund
Investment Management AgreementInvestment Management Agreement • March 8th, 2023 • First Trust Exchange-Traded Fund
Investment Management Agreement made this 9th day of March, 2023, by and between First Trust Exchange-Traded Fund, a Massachusetts business trust (the “Trust”), and First Trust Advisors L.P., an Illinois limited partnership (the “Adviser”).
BOARD ADMINISTRATION SERVICES AGREEMENT THIS AGREEMENT is made as of February 5, 2007 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and each of the entities listed on Exhibit A attached hereto and made a part hereof (each, a "Fund"...Board Administration Services Agreement • April 27th, 2007 • First Trust Exchange-Traded Fund
Investment Sub-Advisory AgreementInvestment Sub-Advisory Agreement • February 25th, 2021 • First Trust Exchange-Traded Fund • Illinois
Investment Sub-Advisory Agreement made this 15th day January, 2021 (the “Agreement”) by and among FT Cayman Subsidiary V, a Cayman Islands exempted company (the “Company”), First Trust Advisors L.P., an Illinois limited partnership (the “Adviser”) and a registered investment adviser with the Securities and Exchange Commission (the “SEC”), and Cboe Vest Financial LLC, a Delaware limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”) .
First Trust Nasdaq-100 Equal Weighted Index Fund Sub-License Agreement This agreement ("AGREEMENT"), is made by and between First Trust Advisors L.P. ("LICENSEE"), whose principal offices are located at 1001 Warrenville Road, Suite 300 in Lisle,...Sub-License Agreement • April 25th, 2006 • First Trust Exchange-Traded Fund
Sub-License Agreement --------------------- THIS AGREEMENT, is made by and between First Trust Advisors, L.P. ("FTA"), whose principle offices are located at 1001 Warrenville Road, Suite 300, Lisle, IL 60532 and First Trust Value Line(R) Dividend...Sub-License Agreement • October 13th, 2006 • First Trust Exchange-Traded Fund
WITNESSETH:Investment Management Agreement • July 19th, 2018 • First Trust Exchange-Traded Fund • Illinois
PARTICIPANT AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND This Participant Agreement (this "Agreement") is entered into between First Trust Portfolios, L.P. (the "Distributor"), ____________________ (the "Participant") and The Bank of New York (the...Participant Agreement • July 11th, 2006 • First Trust Exchange-Traded Fund • New York
FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX(SM) FUND SUBLICENSE AGREEMENT This agreement ("AGREEMENT"), is made by and between First Trust Advisors L.P. ("LICENSEE"), whose principal offices are located at 1001 Warrenville Road, Suite 300 in...Fund Sublicense Agreement • February 14th, 2007 • First Trust Exchange-Traded Fund
FIRST TRUST ADVISORS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON, ILLINOIS 60187 April 16, 2010 First Trust Exchange-Traded Fund 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter supercedes that certain letter...First Trust Exchange-Traded Fund • May 3rd, 2010
This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund ("Trust"), dated as of June 16, 2009. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the Shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
FIRST TRUST NASDAQ(R) CLEAN EDGE(R) U.S. LIQUID SERIES INDEX FUND SUBLICENSE AGREEMENT THIS AGREEMENT, is made by and between First Trust Advisors L.P. ("LICENSEE"), whose principal offices are located at 1001 Warrenville Road, Suite 300, Lisle,...Sublicense Agreement • February 14th, 2007 • First Trust Exchange-Traded Fund
NASDAQ OMX(R) ABA Community Bank Index(SM) Related Derivative Products Sub- License Agreement THIS AGREEMENT, is made by and between First Trust Advisors L.P. ("Licensee"), whose principal offices are located at 120 East Liberty Drive, Suite 400 in...First Trust Exchange-Traded Fund • May 3rd, 2010
Sub-License AgreementSub-License Agreement • April 28th, 2022 • First Trust Exchange-Traded Fund
This Sub-license Agreement (the “Sub-license Agreement”), dated as of April 28, 2022, is made by and among First Trust Exchange-Traded Fund, on behalf of its series, First Trust Dividend Strength ETF (the “Sublicensee”) and First Trust Portfolios L.P. (“First Trust” or “Sublicensor”).
FIRST TRUST PORTFOLIOS L.P. 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON, ILLINOIS 60187 June 16, 2009 First Trust Exchange-Traded Fund 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter amends and restates that certain...First Trust Exchange-Traded Fund • June 25th, 2009
This letter amends and restates that certain letter dated May 15, 2009 and supercedes that certain letter agreement by and among First Trust Portfolios L.P. and the Trust, dated as of June 18, 2008 with respect to the Trust only. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the Shares of each series of First Trust Exchange-Traded Fund ("Trust"). The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
SUB-LICENSE AGREEMENT THIS AGREEMENT is made and entered into as of the 4th day of February, 2007, between First Trust Advisors, L.P. ("FTA"), whose principle offices are located at 1001 Warrenville Road, Suite 300, Lisle, IL 60532 and First Trust...Sub-License Agreement • March 21st, 2007 • First Trust Exchange-Traded Fund
April 19, 2012 First Trust Exchange-Traded Fund 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter supersedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange- Traded Fund...First Trust Exchange-Traded Fund • April 30th, 2012
This letter supersedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund ("Trust"), dated as of April 15, 2011. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the Shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
April 15, 2011 First Trust Exchange-Traded Fund 120 East Liberty Drive Wheaton, Illinois 60187 Ladies and Gentlemen: This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange- Traded Fund...First Trust Exchange-Traded Fund • April 27th, 2011
This letter supercedes that certain letter agreement by and among First Trust Portfolios L.P. and First Trust Exchange-Traded Fund ("Trust"), dated as of April 16, 2010. It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the Shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be amended from time to time.
DISTRIBUTION AGREEMENT FIRST TRUST EXCHANGE-TRADED FUND September 24, 2005 First Trust Portfolios, L.P. 1001 Warrenville Road, Suite 300 Lisle, Illinois 60532 To Whom It May Concern: This is to confirm that, in consideration of the agreements...Distribution Agreement • March 15th, 2006 • First Trust Exchange-Traded Fund
RECITALS:Fee Waiver and Recovery Agreement • April 27th, 2011 • First Trust Exchange-Traded Fund • Illinois
