August 20, 2013Limitation on Beneficial Ownership • August 27th, 2013 • Thermoenergy Corp • Hazardous waste management • New York
This Letter Agreement applies to and governs any shares of common stock, par value $0.01 per share, of the Company (the “Common Stock”) issued, to be issued or issuable currently or at any time in the future upon conversion, exchange, exercise or otherwise pursuant to any rights, warrants or options to subscribe for or purchase shares of Common Stock or any stock or securities directly or indirectly convertible into or exercisable or exchangeable for shares of Common Stock including, without limitation, (i) the Series B Convertible Preferred Stock of the Company previously issued to the Holders, (ii) the Series B-1 Convertible Preferred Stock of the Company previously issued or issuable to the Holders on or after the date hereof, (iii) the Series C Convertible Preferred Stock of the Company previously issued or issuable to the Holders on or after the date hereof, (iv) any bridge notes or other debt of the Company, including such notes or debt that are or become directly or indirectly c
