Order Management System Subscription AgreementManagement System Subscription Agreement • March 7th, 2023
THIS ORDER MANAGEMENT SYSTEM (OMS) SUBSCRIPTION AGREEMENT, AS MAY BE UPDATED FROM TIME TO TIME IN ACCORDANCE WITH THE TERMS AND CONDITIONS SET FORTH HEREIN, CONSTITUTES A BINDING CONTRACT BETWEEN PONTERA SOLUTIONS INC. (FORMERLY FEEX, INC.), ITS PARENT COMPANY AND ITS AFFILIATES (“PONTERA”, “WE” OR “US”) AND YOU (“CUSTOMER” “YOU” OR “YOUR”). THE ORDER MANAGEMENT SYSTEM ALLOWS YOU OR ONE OR MORE OF YOUR AFFILIATED ASSET MANAGEMENT AND FINANCIAL ADVISORS (“ADVISORS”) TO MANAGE, ON BEHALF OF AN ENTITY OR INDIVIDUAL (“END USER”) WHO IS THE OWNER, HOLDER OR BENEFICIARY OF FINANCIAL ACCOUNTS WITH CERTAIN THIRD-PARTY FINANCIAL INSTITUTIONS (“FINANCIAL INSTITUTIONS”), THE FINANCIAL INSTITUTION ACCOUNTS, INCLUDING HELD AWAY ACCOUNTS OF SUCH END USER (COLLECTIVELY, “FINANCIAL ACCOUNTS”). PLEASE READ THESE TERMS CAREFULLY BEFORE YOU OR YOUR ADVISORS CONNECT ANY OF YOUR END USERS’ FINANCIAL ACCOUNTS TO THE PONTERA ORDER MANAGEMENT SYSTEM, INCLUDING THE DESIGNATED WEBSITE AND DESIGNATED PROPRIETARY
