ContractMandatory Document • March 1st, 2011
INDEX PART - I Mandatory Document Document Purpose Page no. 1.Know Your Client (KYC) Form - For Individual/ Proprietor/ Company/ HUF/ Partnership Partnership Firm/ Trust As required by SEBI this Document captures the relevant mandatory information about the client. 1 2. MCX-SX Member Client Agreement (MCX-SX-MCA) This document contains the agreement between the member of MCX-SX and client & contains the associated terms & conditions to avoid any future litigationbetween client & broker. 9 3. NSE CDS Member Client Agreement (NSE CDS-MCA) This document contains the agreement between the member of NSE CDS and client & contains the associated terms & conditions to avoid any future litigationbetween client & broker. 15 4. Risk Disclosure Document (RDD) This Document lists the various risks associated with trading by client on stock exchanges in derivative instruments.Clients are requested to read & understand this document. 20 5. Investors’ Rights And Obligations This Document lis
