MARGIN CLIENT'S AGREEMENTMargin Client's Agreement • December 7th, 2023 • Hong Kong
In consideration of the Company's opening and maintaining at the Client's request one or more securities trading account(s) ("the Account") for the Client and the Company's agreeing to act as the Client's agent or broker for the execution of orders for the purchase or sale of securities of every type and description, the Client hereby agrees to effect Transactions as hereinafter defined subject to the following terms and conditions of this Margin Client's Agreement (“the Agreement”): -
CE No.中央編號：BGV 434Margin Client’s Agreement • March 13th, 2017 • Hong Kong
□ Basic Documents基本文件 Margin Client’s Agreement 保證金客戶協議書 Signature Form 簽名印鑑表 ID Card / Passport Copy 身份證／護照副本 Proof of Address (within 3 months) 地址證明(三個月內) □ For Sole Proprietor全東公司 Certified Copy of Valid Business Registration Certificate 有效商業登記證認證副本 Business Registration Search 商業登記證查冊 □ For Partnership合夥公司 Certified Copy of Partnership Resolution for Open Account合夥公司董事開戶決議認證副本 Certified Copy of Valid Business Registration Certificate 有效商業登記證認證副本 Business Registration Search 商業登記證查冊 □ For Limited Company有限公司 Certified Copy of Board Resolution for Opening Account董事開戶決議認證副本 Certified Copy of Valid Business Registration Certificate有效商業登記證認證副本 Certified Copy of Certificate of Incorporation公司註冊證書認證副本 Certified Copy of the Memorandum & Articles of Association of the Company公司組織大綱及章程認證副本 Certified Copy of Audited Accounts for the latest financial years最近財政年度已經審核之帳目認證副本 Certified Copy of Latest Annual Return (Form NAR1)最近一期周年申報表(表格N
MARGIN CLIENT’S AGREEMENTMargin Client's Agreement • October 9th, 2017
BETWEEN HING WAI ALLIED SECURITIES LIMITED (CE No. ABL962) - Exchange Participant of The Stock Exchange of Hong Kong Limited (“the Exchange”) and a Securities Dealer registered with the Securities and Future Commission (“the SFC”) (hereinafter referred to as “the Broker”) whose principal office is located at Room 2902-3, 118 Connaught Road West, Hong Kong; and (hereinafter referred to as “the Client”).
MARGIN CLIENT'S AGREEMENTMargin Client's Agreement • May 24th, 2019 • Hong Kong
In consideration of the Company's opening and maintaining at the Client's request one or more securities trading account(s) ("the Account") for the Client and the Company's agreeing to act as the Client's agent or broker for the execution of orders for the purchase or sale of securities of every type and description, the Client hereby agrees to effect Transactions as hereinafter defined subject to the following terms and conditions of this Margin Client's Agreement (“the Agreement”): -
Power Securities Company LimitedMargin Client's Agreement • October 14th, 2020 • Hong Kong
(Licensed with the Securities and Futures Commission as a licensed corporation) (CE No. AFE798) for dealing in securities under Type 1 of Part 1 in Schedule 5 to the Securities and Futures Ordinance and an exchange participant of The Stock Exchange of Hong Kong Limited.)
THIS AGREEMENT is made between the following parties on the date of the Client Information FormMargin Client’s Agreement • February 14th, 2018 • Hong Kong
Corporation to carry on Type 1 (dealing in securities) and Type 4 (advising on securities) regulated activities pursuant to the Securities and Futures Ordinance Cap.571 whose registered address is located at 45-46/F., Champion Tower, 3 Garden Road, Central, Hong Kong (the “Company”); and
Margin Client’s AgreementMargin Client’s Agreement • September 4th, 2019
Reasons for the collection of personal dataFrom time to time, it is necessary for clients to supply Funderstone Securities Limited (“Funderstone”) with data in connection with the opening or continuation of accounts and the establishment or continuation of margin facilities or provision of services in accordance with the Personal Data (Privacy) Ordinance (Cap. 486) (the "Ordinance") issued by the Office of the Privacy Commissioner for Personal Data. Failure to supply such data may result in Funderstone being unable to open or continue accounts or establish or continue margin facilities or provide services. It is also the case that data are collected from clients in the ordinary course of the continuation of the servicing relationship, for example, when clients withdraw cheques. PurposesThe purposes for which data relating to a client may be used are as follows:- the daily operation of the services and margin facilities provided to clients; conducting credit checks; assisting other f
