E*TRADE Financial Corporation New York, NY 10022Master Investment and Securities Purchase Agreement • April 1st, 2008 • Citadel L P • Savings institution, federally chartered • New York
Contract Type FiledApril 1st, 2008 Company Industry JurisdictionReference is made to the Master Investment and Securities Purchase Agreement, dated as of November 29, 2007 and as amended by that certain letter agreement dated December 12, 2007 and that certain letter agreement dated January 18, 2008 (the “January Amendment”) (as so amended, the “Agreement”), by and between Wingate Capital Ltd. (“Purchaser”), and E*TRADE Financial Corporation (the “Company”). The Purchaser and the Company desire to further amend the Agreement as set forth in this letter agreement. Capitalized terms used in this letter agreement but not defined herein shall have the meanings given to such terms in the Agreement.
MASTER INVESTMENT AND SECURITIES PURCHASE AGREEMENT By and Between WINGATE CAPITAL LTD. and E*TRADE FINANCIAL CORPORATION Dated as of November 29, 2007Master Investment and Securities Purchase Agreement • December 4th, 2007 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledDecember 4th, 2007 Company Industry JurisdictionMASTER INVESTMENT AND SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 29, 2007, by and between Wingate Capital Ltd. (“Purchaser”), and E*Trade Financial Corporation, a Delaware corporation (the “Company”). Capitalized terms not otherwise defined where used shall have the meanings ascribed thereto in ARTICLE I.
E*TRADE Financial Corporation New York, NY 10022Master Investment and Securities Purchase Agreement • May 6th, 2008 • Citadel L P • Savings institution, federally chartered • New York
Contract Type FiledMay 6th, 2008 Company Industry JurisdictionReference is made to the Master Investment and Securities Purchase Agreement, dated as of November 29, 2007 and as amended by that certain letter agreement dated December 12, 2007, that certain letter agreement dated January 18, 2008 (the “January Amendment”) and that certain letter agreement dated March 27, 2008 (the “March Amendment”) (as so amended, the “Agreement”), by and between Wingate Capital Ltd. (“Purchaser”), and E*TRADE Financial Corporation (the “Company”). The Purchaser and the Company desire to further amend the Agreement as set forth in this letter agreement. Capitalized terms used in this letter agreement but not defined herein shall have the meanings given to such terms in the Agreement.
E*TRADE Financial Corporation New York, NY 10022Master Investment and Securities Purchase Agreement • December 17th, 2007 • Citadel L P • Savings institution, federally chartered • New York
Contract Type FiledDecember 17th, 2007 Company Industry JurisdictionReference is made to the Master Investment and Securities Purchase Agreement (the “Agreement”), dated as of November 29, 2007, by and between Wingate Capital Ltd. (“Purchaser”), and E*Trade Financial Corporation (the “Company”).
E*TRADE Financial Corporation New York, NY 10022Master Investment and Securities Purchase Agreement • January 18th, 2008 • Citadel L P • Savings institution, federally chartered • New York
Contract Type FiledJanuary 18th, 2008 Company Industry JurisdictionReference is made to the Master Investment and Securities Purchase Agreement, dated as of November 29, 2007 and as amended by that certain letter agreement dated December 12, 2007 (as so amended, the “Agreement”), by and between Wingate Capital Ltd. (“Purchaser”), and E*Trade Financial Corporation (the “Company”). The Purchaser and the Company desire to further amend the Agreement and the Registration Rights Agreement as set forth in this letter agreement. Capitalized terms used in this letter agreement but not defined herein shall have the meanings given to such terms in the Agreement.