Municipal Advisory Agreement Sample Contracts

December 31, 2022
Municipal Advisory Agreement • January 30th, 2023
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ADDENDUM TO MUNICIPAL ADVISORY AGREEMENT
Municipal Advisory Agreement • February 27th, 2023
MUNICIPAL ADVISORY AGREEMENT
Municipal Advisory Agreement • April 18th, 2022

THIS AGREEMENT entered into this day of 2022, by and between TOWN OF ASHLAND CITY, TENNESSEE (hereinafter referred to as the “Client”), and CUMBERLAND SECURITIES COMPANY, INC., a Tennessee based Independent Registered Municipal Advisor (hereinafter referred to as “Municipal Advisor”).

MUNICIPAL ADVISORY AGREEMENT BY AND BETWEEN
Municipal Advisory Agreement • November 12th, 2020 • Tennessee

THIS AGREEMENT is by and between the City of Columbia, Tennessee (the “Issuer”) and Raymond James & Associates, Inc. (the “Municipal Advisor”).

Municipal Finance 303 Pearl Parkway,
Municipal Advisory Agreement • November 9th, 2023
Municipal Advisory Agreement
Municipal Advisory Agreement • April 8th, 2024

Wisconsin Public Finance Professionals, LLC (“WPFP”) is a “municipal advisor” as defined by the Securities and Exchange Commission (“SEC”) Final Rule adopted September 18, 2013. WPFP is registered and regulated by the SEC and the Municipal Securities Rulemaking Board (“MSRB”). The City of Sheboygan (the “City”) Water Utility Board of Commissioners (the “Commissioners”) hereby retains WPFP to serve as its “Municipal Advisor” in accordance with the terms and conditions of this Municipal Advisory Agreement (“Agreement”) effective the date of execution (the “Effective Date”). As Municipal Advisor, WPFP has fiduciary duties, including a duty of care and a duty of loyalty and is required to act in the City’s best interests without regard to its own financial and other interests.

MUNICIPAL ADVISORY AGREEMENT
Municipal Advisory Agreement • March 2nd, 2022

This Municipal Advisory Agreement (the “Agreement”) is made and entered into by and between City of Mount Vernon, Texas (the “Issuer”) and Hilltop Securities Inc. (“HilltopSecurities”), and is dated, and shall be effective as of, the date executed by the Issuer as set forth on the signature page hereof (the “Effective Date”).

Re: Municipal Advisory Agreement Dear Marla,
Municipal Advisory Agreement • August 21st, 2023

Stifel, Nicolaus & Company, Incorporated (“Stifel”) is pleased to serve as Municipal Advisor to Greater Salt Lake Municipal Services District, Utah (the “District”). As you know, on September 9, 2021, the District entered into an agreement with Stifel (the “Agreement”). The Agreement had a term of two (2) years with the option to extend for an additional two (2) years. We respectfully request that the District extend the Agreement for another two (2) years, ending on September 2, 2025. Future extensions and transaction compensation will be mutually agreed upon in writing using separate correspondence.

Municipal Advisory Agreement Richland County, Wisconsin
Municipal Advisory Agreement • August 19th, 2021

Wisconsin Public Finance Professionals, LLC (“WPFP”) is a “municipal advisor” as defined by the Securities and Exchange Commission (“SEC”) Final Rule adopted September 18, 2013. WPFP is registered and regulated by the SEC and the Municipal Securities Rulemaking Board (“MSRB”). Richland County, Wisconsin (“County”), hereby retains WPFP to serve as its Municipal Advisor in accordance with the terms and conditions of this Municipal Advisory Agreement (“Agreement”) effective the date of execution (the “Effective Date”). As Municipal Advisor, WPFP will have fiduciary duties, including a duty of care and a duty of loyalty. WPFP is required to act in the County’s best interest without regard to its own financial and other interests.

Municipal Advisory Agreement
Municipal Advisory Agreement • May 8th, 2015 • Ohio

This letter will set forth the terms of the Municipal Advisory Agreement (the “Agreement”) pursuant to which MAS Financial Advisory Services LLC (“MAS FAS”) , Matthew A. Stuczynski, a representative of Provident Municipal Advisors LLC (“Provident”), will serve as the Municipal Advisor to the City of Avon (also referred to herein as “the City” or “the Issuer”). This Agreement

ADDENDUM TO MUNICIPAL ADVISORY AGREEMENT
Municipal Advisory Agreement • January 30th, 2023
ADDENDUM TO MUNICIPAL ADVISORY AGREEMENT
Municipal Advisory Agreement • August 11th, 2020
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