The National Securities Commission Agreement No. 9 (of July 17, 2003)National Securities Commission • February 9th, 2009
That in accordance with Article 51, the purpose of this Title is to allow the issuance of securities represented by means of accounting entries, as well as the creation and operation of indirect ownership of financial assets through custody accounts in accordance with standards that increase efficiency in the trading of securities and facilitate the integration of the Panamanian Stock Market to the international custody of securities, clearing and settlement systems;
Agreement N° 1-2001 (of January 17th, 2001)National Securities Commission • October 31st, 2013
That pursuant to Article 82 of Decree-Law No. 1 of July 8 1999, public offerings or sales of securities made by an issuer or any person affiliated to it, or an offeror in the Republic of Panama must be registered before the Commission, unless they are exempt from this registration in accordance with the provisions set forth in the aforementioned Decree-Law and its regulations;
The National Securities Commission Agreement N° 8-2005 (of June 20, 2005)National Securities Commission • March 26th, 2009
That through Agreement 10-2000 of June 23, 2000, the National Securities Commission adopted the criteria for the imposition of administrative fines for delay in the presentation of financial statements and reports, as well as the incomplete presentation of financial statements by the registered persons subject to report to the National Securities Commission;
The National Securities Commission Agreement N° 8-2004 (of December 20, 2004)National Securities Commission • February 10th, 2009
That pursuant to Article 8 of Decree-Law 1 of July 8, 1999, the National Securities Commission is empowered to promote and strengthen the favorable conditions for the development of the securities market in the Republic of Panama, as well as to adopt, amend and revoke agreements;
Agreement N° 5-2004 (of July 23th, 2004)National Securities Commission • February 10th, 2009
That Decree-Law No. 1 of July 8th, 1999, in its Title IX regulates the business performance of Investment Companies and Investment Managers.
