NEW ACCOUNTNew Account Application & Agreement • July 5th, 2018 • New York
NEW ACCOUNTNew Account Application & Agreement • May 4th, 2020
NEW ACCOUNTNew Account Application & Agreement • September 17th, 2020
NEW ACCOUNT APPLICATION & AGREEMENTNew Account Application & Agreement • November 7th, 2022
ACCOUNT INFORMATIONALL INFORMATION MUST BE COMPLETED. PLEASE TYPE OR PRINT. ACCOUNT TYPE CASH – Customer Account Agreement follows this Application OPTIONS – Request Option Agreement MARGIN – Request Margin Agreement CUSTOMER TYPE Individual Estate – Furnish Court Appointment Joint – Request Joint Account Agreement Sole Proprietorship – Request Form Trust – Trustee Certification Required UTMA – Indicate State Code: Other: UGMA – Indicate State Code: To be answered if the account holder is a Broker or Dealer (which includes a Foreign Broker or Dealer, or a Foreign Bank acting as a Broker or Dealer)Is this account a PAB account; a proprietary account of a Broker or Dealer as defined by SEC 15c3-3(a)(16)? Selection required☐ Yes ☐ NoIf yes, complete a “New Account Form for Proprietary Account Broker (PAB)” form AND a “New Account ApplicationEntity” form. The New Account Form is not sufficient to open a PAB account. ACCOUNT INFORMATION PRIMARY APPLICANT NAME (Or NA
NEW ACCOUNTNew Account Application & Agreement • May 20th, 2020
