FIRST AMENDMENT TO NO-LOAD FUND SERVICES AGREEMENTNo-Load Fund Services Agreement • August 25th, 2017 • Caldwell & Orkin Funds Inc • New York
THIS AMENDMENT, effective as of March 1, 2017, by and between Ultimus Fund Distributors, LLC (the “Distributor”) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), is made to that certain No-Load Fund Services Agreement, dated March 11, 2011 by and between the Distributor and Merrill Lynch (the “Agreement”). Capitalized terms used herein but not otherwise defined shall have their respective meanings as set forth in the Agreement.
RE: CALDWELL & ORKIN NO-LOAD FUND SERVICES AGREEMENTNo-Load Fund Services Agreement • August 25th, 2017 • Caldwell & Orkin Funds Inc • New York
Merrill Lynch, Pierce, Fenner & Smith Incorporated (“we”, “us” or “Merrill Lynch”) has entered into an Operations Agreement (the “Operations Agreement”) with the principal underwriter of certain open-end investment companies (“mutual fund(s)”) with whom you are affiliated in order to facilitate our customers’ acquisition and/or disposition of shares of such mutual funds. The mutual funds subject to the Operations Agreement are identified on Schedule A thereto or on our or our affiliates’ books and records, as the case may be, as agreed to under such Operations Agreement (hereinafter referred to collectively as the “Funds”, and each a “Fund”).
Merrill Lynch Wealth Management Bank of America Corporation RE: TRIBUTARY FUNDS NO-LOAD FUND SERVICES AGREEMENT Ladies and Gentlemen:No-Load Fund Services Agreement • July 31st, 2014 • Tributary Funds, Inc. • New York
Merrill Lynch, Pierce, Fenner & Smith Incorporated (“we”, “us” or “Merrill Lynch”) has entered into an Operations Agreement (the “Operations Agreement”) with the distributor of certain open-end investment companies (“mutual fund(s)”) with whom you are affiliated in order to facilitate our customers’ acquisition and/or disposition of shares of such mutual funds. The mutual funds subject to the Operations Agreement are identified on Schedule A thereto or on our or our affiliates’ books and records, as the case may be, as agreed to under such Operations Agreement (hereinafter referred to collectively as the “Funds”, and each a “Fund”).
