Non-Discretionary Investment Advisory Agreement Sample Contracts

Q F A N O N - D I S C R E T I O NAR Y I A A G R E E M E N T ( M D )
Non-Discretionary Investment Advisory Agreement • January 5th, 2023 • District of Columbia

This AGREEMENT, made this day of , 20 between the undersigned party, , whose mailing address is (hereinafter referred to as the “CLIENT”), and QUANTUM FINANCIAL ADVISORS, INC, a registered investment adviser, whose principal mailing address is 51 Monroe Street, Plaza West 06, Rockville, MD, 20850 (hereinafter referred to as the “ADVISER”).

AutoNDA by SimpleDocs
Non-Discretionary Investment Advisory Agreement
Non-Discretionary Investment Advisory Agreement • July 29th, 2020 • Maryland

Quantum Financial Advisors, Inc. QFA is a registered investment advisor in the States of the District of Columbia, Maryland, New Jersey, Nevada, Virginia, and Pennsylvania. QFA's primary mailing address is in Rockville, Maryland. QFA may only transact business in a State if it is first registered, excluded or exempted from applicable registration. No follow up communications to persons in any State will be made absent compliance with applicable registration requirement or an applicable exemption or exclusion.

VENECREDIT SECURITIES, INC. NON-DISCRETIONARY INVESTMENT ADVISORY AGREEMENT
Non-Discretionary Investment Advisory Agreement • November 12th, 2021 • Florida

This NON-DISCRETIONARY ADVISORY AGREEMENT (the “Agreement”) is made by and between the undersigned (the “Client”) and Venecredit Securities, Inc. (the "Adviser"). The Client, being duly authorized, hereby appoints Adviser, as investment adviser to perform the services hereinafter described for the Account referred to above controlled by the Client (the "Account") on the following terms and conditions:

Non-Discretionary Investment Advisory Agreement
Non-Discretionary Investment Advisory Agreement • September 20th, 2018 • Florida

This Non-Discretionary Investment Advisory Agreement ("Agreement") is entered into by and between Royal Fund Management, LLC dba 401(k) Maneuver (“Adviser”)1 and online ("Client"), and shall be effective from and after the date this Agreement is signed or otherwise accepted by Client (the “Effective Date”).

Non-Discretionary Investment Advisory Agreement
Non-Discretionary Investment Advisory Agreement • September 20th, 2018 • Florida

This Non-Discretionary Investment Advisory Agreement ("Agreement") is entered into by Royal Fund Management, LLC dba Maneuver LLC (“Adviser”)1 and online ("Client"), and shall be effective from and after the date this Agreement is signed or otherwise accepted by Client (the “Effective Date”).

SAMPLE NON-DISCRETIONARY INVESTMENT ADVISORY AGREEMENT: ERISA
Non-Discretionary Investment Advisory Agreement • March 20th, 2017

This Non-Discretionary Investment Advisory Agreement is entered into this [DAY] of [MONTH], [YEAR], by and between [FINANCIAL ADVISOR] (hereafter known as "Advisor") and [CLIENT NAME] (hereafter known as "Client").

Non-Discretionary Investment Advisory Agreement
Non-Discretionary Investment Advisory Agreement • April 1st, 2021 • Texas

You (“you” or “Client”) and Trove Investment Advisors LLC., a Securities and Exchange Commission (“SEC”) registered investment adviser (the “Advisor”), agree to enter into this investment advisory agreement (the “Advisory Agreement”), which becomes effective when you electronically sign the Advisory Agreement. For purposes of this Agreement, “you” or “Client” refers to the person who has signed this Agreement under the person’s own name electronically.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!