Novated Distribution Agreement Sample Contracts

FIRST AMENDMENT TO NOVATED DISTRIBUTION AGREEMENT
Novated Distribution Agreement • May 27th, 2021 • Advisors Series Trust • Wisconsin

This first amendment (“Amendment”) to the Distribution Agreement (the “Agreement”) dated as of March 31, 2020 by and among Advisors Series Trust (“Fund Company”), Semper Capital Management, L.P. (“Adviser”) and Quasar Distributors, LLC (“Foreside”) is entered into as of June 1, 2021 (the “Effective Date”).

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NOVATED DISTRIBUTION AGREEMENT
Novated Distribution Agreement • October 30th, 2023 • Series Portfolios Trust • Delaware

This second amendment (“Amendment”) to the Distribution Agreement (the “Agreement”) novated as of September 30, 2021, by and between and Series Portfolios Trust (“Trust”) and Quasar Distributors, LLC (“Distributor”), as amended, is entered into as of October 26, 2023, (the “Effective Date”).

FIRSTAMENDMENT TO NOVATED DISTRIBUTION AGREEMENT
Novated Distribution Agreement • January 23rd, 2023 • Investment Managers Series Trust • Delaware

This first amendment (the “Amendment”) to the novated Distribution Agreement dated as of September 30, 2021 (the “Agreement”), by and between Investment Managers Series Trust (“Fund Company”) and IMST Distributors, LLC (“Distributor”) is entered into as of December 9, 2021 (the “Effective Date”).

FIRST AMENDMENT TO NOVATED DISTRIBUTION AGREEMENT
Novated Distribution Agreement • April 26th, 2024 • Driehaus Mutual Funds • Delaware

This first amendment (“Amendment”) to the novated Distribution Agreement (the “Agreement”) dated as of September 30, 2021, by and between Driehaus Mutual Funds (the “Client”) and Foreside Financial Services, LLC (“Distributor”) is entered into as of April 30, 2024 (the “Effective Date”).

FIRST AMENDMENT TO THE NOVATED DISTRIBUTION AGREEMENT
Novated Distribution Agreement • June 25th, 2021 • Advisors Series Trust

THIS FIRST AMENDMENT, dated as of the last date on the signature block to the Distribution Agreement dated as of March 31st, 2020, (the “Agreement”), is entered into by and between the ADVISORS SERIES TRUST, a Delaware statutory trust (the “Trust”), PZENA INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company and the investment adviser to the Trust the (“Advisor”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor").

FIRST AMENDMENT TO THE NOVATED DISTRIBUTION AGREEMENT
Novated Distribution Agreement • June 14th, 2022 • Conversus StepStone Private Venture & Growth Fund

THIS FIRST AMENDMENT to the Novated Distribution Agreement dated as of September 30, 2021 (the “Agreement”), is entered into by and between CONVERSUS STEPSTONE PRIVATE MARKETS, a Delaware statutory trust (the “Fund”) and FORESIDE FINANCIAL SERVICES, LLC, a Delaware limited liability company (the “Distributor”), with an effective date of ______________, 2022.

FIRST AMENDMENT TO NOVATED DISTRIBUTION AGREEMENT
Novated Distribution Agreement • April 28th, 2023 • Trust for Professional Managers • Wisconsin

This first amendment (“Amendment”) to the novated Distribution Agreement (the “Agreement”) dated as of September 30, 2021, by and among Trust for Professional Managers (“Fund Company”), CrossingBridge Advisors, LLC (“Adviser”) and Quasar Distributors, LLC (“Quasar”) is entered into as of April 20, 2023 (the “Effective Date”).

FIRST AMENDMENT TO NOVATED DISTRIBUTION AGREEMENT
Novated Distribution Agreement • April 14th, 2023 • Glenmede Fund Inc

This first amendment (the “Amendment”) to the novated distribution agreement (the “Agreement”) dated as of September 30, 2021, by and between The Glenmede Fund, Inc. (“Fund Company”), Glenmede Investment Management, LP (“Adviser”) and Quasar Distributors, LLC (together with Fund Company and Adviser, the “Parties”) is effective as of June 21, 2022.

SECOND AMENDMENT TO NOVATED DISTRIBUTION AGREEMENT
Novated Distribution Agreement • September 27th, 2024 • Trust for Professional Managers • Wisconsin

This second amendment (“Amendment”) to the novated Distribution Agreement (the “Agreement”) dated as of September 30, 2021, by and among Trust for Professional Managers (“Fund Company”), CrossingBridge Advisors, LLC (“Adviser”) and Quasar Distributors, LLC (“Quasar”) is entered into as of April 20, 2023 (the “Effective Date”).

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