Omnibus Shareholder Services Agreement Sample Contracts

OMNIBUS SHAREHOLDER SERVICES AGREEMENT

Omnibus Shareholder Services Agreement • July 23rd, 2020 • Tributary Funds, Inc. • New York

• Contract Type
  Omnibus Shareholder Services Agreement
• Filed
  July 23rd, 2020
• Company
  Tributary Funds, Inc.
• Jurisdiction
  New York

This Omnibus Shareholder Services Agreement (“Agreement”) is made as of January 21, 2020 by and between LPL Financial LLC, a California limited liability company, on behalf of itself and on behalf of other broker-dealers/investment advisors for which it may clear trades (“LPL”) and Tributary Funds, Inc. (the “Company”).