Appendix A OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Two Roads Shared Trust As of: March 6, 2019Operating Expense Limitation and Security Agreement • August 28th, 2019 • Two Roads Shared Trust
Contract Type FiledAugust 28th, 2019 CompanyTWO ROADS SHARED TRUST, On behalf of the Conductor Global Fund By: /s/ Jim Colantino Name: Jim Colantino Title: President IRONHORSE CAPITAL LLC By: /s/ H. Kerr Tigrett Name: H. Kerr Tigrett Title: Principal
Appendix A OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Two Roads Shared Trust As of: February 28, 2015Operating Expense Limitation and Security Agreement • February 27th, 2015 • Two Roads Shared Trust
Contract Type FiledFebruary 27th, 2015 CompanyTWO ROADS SHARED TRUST, On behalf of the LJM Preservation and Growth Fund By: /s/ Andrew Rogers Name: Andrew Rogers Title: President LJM FUNDS MANAGEMENT, LTD. By: /s/ J. Scott Sykora Name: J. Scott Sykora Title: President
OPERATING EXPENSE LIMITATION AND SECURITY AGREEMENT between Two Roads Shared Trust and Anfield Capital Management, LLC dated July 1, 2014 APPENDIX A As amended: December 29, 2020Operating Expense Limitation and Security Agreement • February 26th, 2021 • Two Roads Shared Trust
Contract Type FiledFebruary 26th, 2021 Company
Appendix A OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Two Roads Shared Trust As of: March 6, 2019Operating Expense Limitation and Security Agreement • April 24th, 2019 • Two Roads Shared Trust
Contract Type FiledApril 24th, 2019 CompanyTWO ROADS SHARED TRUST, On behalf of the Conductor Global Fund By: Name: Jim Colantino Title: President IRONHORSE CAPITAL LLC By: Name: H. Kerr Tigrett Title: Principal
OPERATING EXPENSE LIMITATION AND SECURITY AGREEMENT between Two Roads Shared Trust and Redwood Investment Management, LLC dated September 18, 2013 APPENDIX A As amended: February 26, 2018Operating Expense Limitation and Security Agreement • February 28th, 2018 • Two Roads Shared Trust
Contract Type FiledFebruary 28th, 2018 Company
Appendix A OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Two Roads Shared Trust As of: May 29, 2016Operating Expense Limitation and Security Agreement • May 31st, 2016 • Two Roads Shared Trust
Contract Type FiledMay 31st, 2016 CompanyTWO ROADS SHARED TRUST, On behalf of the Hanlon Managed Income Fund and Hanlon Tactical Dividend and Momentum Fund By: /s/ Andrew Rogers Name: Andrew Rogers Title: President HANLON INVESTMENT MANAGEMENT, INC. By: /s/ Tom Ericson Name: Tom Ericson Title: General Counsel
Appendix A OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Two Roads Shared Trust As of: October 1, 2016Operating Expense Limitation and Security Agreement • October 4th, 2016 • Two Roads Shared Trust
Contract Type FiledOctober 4th, 2016 CompanyTWO ROADS SHARED TRUST, On behalf of the Conductor Global Fund By: /s/ Andrew Rogers Name: Andrew Rogers Title: President IRONHORSE CAPITAL LLC By: /s/ H.Kerr Tigrett Name: H. Kerr Tigrett Title: Principal
OPERATING EXPENSE LIMITATION AND SECURITY AGREEMENT between Two Roads Shared Trust and Anfield Capital Management, LLC dated July 1, 2014 APPENDIX A As amended: February 26, 2018Operating Expense Limitation and Security Agreement • February 28th, 2018 • Two Roads Shared Trust
Contract Type FiledFebruary 28th, 2018 Company
OPERATING EXPENSE LIMITATION AND SECURITY AGREEMENT dated February 21, 2017 between Two Roads Shared Trust and Redwood Investment Management, LLC APPENDIX A As amended: October 31, 2017Operating Expense Limitation and Security Agreement • November 1st, 2017 • Two Roads Shared Trust
Contract Type FiledNovember 1st, 2017 Company
Appendix A OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Two Roads Shared Trust As of: February 28, 2015Operating Expense Limitation and Security Agreement • March 2nd, 2015 • Two Roads Shared Trust
Contract Type FiledMarch 2nd, 2015 CompanyTWO ROADS SHARED TRUST, On behalf of the Conductor Global Fund By: /s/Andrew Rogers Name: Andrew Rogers Title: President IRONHORSE CAPITAL LLC By: /s/ H. Kerr Tigrett Name: H. Kerr Tigrett Title: Principal
Appendix A OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Two Roads Shared Trust As of: August 1, 2015Operating Expense Limitation and Security Agreement • July 24th, 2015 • Two Roads Shared Trust
Contract Type FiledJuly 24th, 2015 CompanyTWO ROADS SHARED TRUST, On behalf of the Redwood Managed Volatility Fund By: /s/ Andrew Rogers Name: Andrew Rogers Title: President REDWOOD INVESTMENT MANAGEMENT, LLC By: /s/ Michael Messinger Name: Michael Messinger Title: Principal
SGM FUNDS OPERATING EXPENSE LIMITATION AND SECURITY AGREEMENT SGM GLOBAL HARD ASSET FUNDOperating Expense Limitation and Security Agreement • February 6th, 2009 • SGM Funds • Ohio
Contract Type FiledFebruary 6th, 2009 Company JurisdictionTHIS OPERATING EXPENSE LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 10th day of December, 2008, by and between SGM FUNDS, an Ohio business trust (the “Trust”), on behalf of SGM Global Hard Asset Fund (the “Fund”), a series of the Trust, SGM Fund Management LLC (the “Adviser”), the adviser of the Fund, Mandis Holdings LLC, sole member of the Adviser, and Alexandra E. Mandis (the “Control Persons”).
Appendix A OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Two Roads Shared Trust As of: February 29, 2016Operating Expense Limitation and Security Agreement • February 29th, 2016 • Two Roads Shared Trust
Contract Type FiledFebruary 29th, 2016 CompanyTWO ROADS SHARED TRUST, On behalf of the Conductor Global Fund By: /s/ Andrew Rogers Name: Andrew Rogers Title: President IRONHORSE CAPITAL LLC By: /s/ H. Kerr Tigrett Name: H. Kerr Tigrett Title: Principal