ContractPartial Unwind Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Call Option Transaction Confirmation (as defined below) and the Warrant Confirmation (as defined below) is made as of April 21, 2014 between Endo Health Solutions Inc. (formerly Endo Pharmaceuticals Holdings Inc.) (the “Company”) and Deutsche Bank AG, London Branch (“Deutsche”). DEUTSCHE BANK AG, LONDON BRANCH IS NOT REGISTERED AS A BROKER DEALER UNDER THE U.S. SECURITIES EXCHANGE ACT OF 1934. DEUTSCHE BANK SECURITIES INC. (“DBSI”) HAS ACTED SOLELY AS AGENT IN CONNECTION WITH THE TRANSACTION AND HAS NO OBLIGATION, BY WAY OF ISSUANCE, ENDORSEMENT, GUARANTEE OR OTHERWISE WITH RESPECT TO THE PERFORMANCE OF EITHER PARTY UNDER THE TRANSACTION. AS SUCH, ALL DELIVERY OF FUNDS, ASSETS, NOTICES, DEMANDS AND COMMUNICATIONS OF ANY KIND RELATING TO THIS TRANSACTION BETWEEN DEUTSCHE BANK AG, LONDON BRANCH, AND COMPANY SHALL BE TRANSMITTED EXCLUSIVELY THROUGH DEUTSCHE BANK SECURITIES INC. DEUTSCHE BANK AG, LONDON BRANCH IS NOT A ME
PARTIAL UNWIND AGREEMENT with respect to Base Call Option Confirmation, dated March 4, 2020Partial Unwind Agreement • March 1st, 2021 • Enphase Energy, Inc. • Semiconductors & related devices • New York
Contract Type FiledMarch 1st, 2021 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Base Call Option Confirmation (as defined below) is made as of February 24, 2021 between Enphase Energy, Inc. (the “Company”) and Barclays Bank PLC (“Dealer”), acting through its agent Barclays Capital Inc. (“Agent”).
PARTIAL UNWIND AGREEMENT dated as of September 11, 2020 with respect to the Call Option Transaction Confirmations and the Warrants Confirmations between Invacare Corporation and Wells Fargo Bank, National AssociationPartial Unwind Agreement • March 3rd, 2021 • Invacare Corp • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledMarch 3rd, 2021 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Call Option Transaction Confirmations (as defined below) and the Warrants Confirmations (as defined below) is made as of September 11, 2020 between Invacare Corporation (the “Company”) and Wells Fargo Bank, National Association (“Dealer”).
EX-10.1 2 dex101.htm PARTIAL UNWIND AGREEMENT PARTIAL UNWIND AGREEMENT dated as of August 5, 2011 with respect to the Call Option Transaction Confirmation, dated November 29, 2007 and the Warrant Confirmation, dated November 29, 2007 between PENN...Partial Unwind Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Call Option Transaction Confirmation (as defined below) and the Warrant Confirmation (as defined below) is made as of August 5, 2011 between PENN VIRGINIA CORPORATION (the “Company”) and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, LONDON BRANCH (“JPMorgan”).
PARTIAL UNWIND AGREEMENT with respect to Base Warrants Confirmation, dated May 30, 2019 and Additional Warrants Confirmation, dated June 4, 2019 between Enphase Energy, Inc. and Barclays Bank PLCPartial Unwind Agreement • March 1st, 2021 • Enphase Energy, Inc. • Semiconductors & related devices • New York
Contract Type FiledMarch 1st, 2021 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Base Warrants Confirmation (as defined below) and the Additional Warrants Confirmation (as defined below) is made as of February 24, 2021 between Enphase Energy, Inc. (the “Company”) and Barclays Bank PLC (“Dealer”), acting through its agent Barclays Capital Inc. (“Agent”).
PARTIAL UNWIND AGREEMENTPartial Unwind Agreement • February 16th, 2021 • Enphase Energy, Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 16th, 2021 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Base Warrants Confirmation (as defined below) and the Additional Warrants Confirmation (as defined below) is made as of December 14, 2020 between Enphase Energy, Inc. (the “Company”) and Credit Suisse Capital LLC (“Dealer”), acting through its agent Credit Suisse Securities (USA) LLC (“Agent”).
PARTIAL UNWIND AGREEMENTPartial Unwind Agreement • February 16th, 2021 • Enphase Energy, Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 16th, 2021 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Base Warrants Confirmation (as defined below) and the Additional Warrants Confirmation (as defined below) is made as of December 14, 2020 between Enphase Energy, Inc. (the “Company”) and Barclays Bank PLC (“Dealer”), acting through its agent Barclays Capital Inc. (“Agent”).
PARTIAL UNWIND AGREEMENT dated as of June 25, 2014 with respect to the Call Option Transaction Confirmations and the Warrants Confirmations between Group 1 Automotive, Inc. and JPMorgan Chase Bank, National AssociationPartial Unwind Agreement • June 26th, 2014 • Group 1 Automotive Inc • Retail-auto dealers & gasoline stations • New York
Contract Type FiledJune 26th, 2014 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Call Option Transaction Confirmations (as defined below) and the Warrants Confirmations (as defined below) is made as of June 25, 2014, between Group 1 Automotive, Inc. (the “Company”) and JPMorgan Chase Bank, National Association, London Branch (“Dealer”).
PARTIAL UNWIND AGREEMENTPartial Unwind Agreement • February 16th, 2021 • Enphase Energy, Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 16th, 2021 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Base Call Option Confirmation (as defined below) and the Additional Call Option Confirmation (as defined below) is made as of December 14, 2020 between Enphase Energy, Inc. (the “Company”) and Barclays Bank PLC (“Dealer”), acting through its agent Barclays Capital Inc. (“Agent”).
PARTIAL UNWIND AGREEMENT dated as of November 26, 2019with respect to the Call Option Transaction Confirmationsand the Warrants Confirmations between Invacare Corporation and JPMorgan Chase Bank, National Association, London BranchPartial Unwind Agreement • March 9th, 2020 • Invacare Corp • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledMarch 9th, 2020 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Call Option Transaction Confirmations (as defined below) and the Warrants Confirmations (as defined below) is made as of November 26, 2019 between Invacare Corporation (the “Company”) and JPMorgan Chase Bank, National Association, London Branch (“Dealer”).
PARTIAL UNWIND AGREEMENTPartial Unwind Agreement • August 24th, 2020 • Chegg, Inc • Services-educational services • New York
Contract Type FiledAugust 24th, 2020 Company Industry JurisdictionThis PARTIAL UNWIND AGREEMENT (this “Agreement”) is made, by and between [__________] (“Dealer”) and CHEGG, INC. (“Counterparty”), as of the date hereof.
PARTIAL UNWIND AGREEMENT with respect to Base Warrants Confirmation, dated May 30, 2019 and Additional Warrants Confirmation, dated June 4, 2019 between Enphase Energy, Inc. and Barclays Bank PLCPartial Unwind Agreement • March 8th, 2021 • Enphase Energy, Inc. • Semiconductors & related devices • New York
Contract Type FiledMarch 8th, 2021 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Base Warrants Confirmation (as defined below) and the Additional Warrants Confirmation (as defined below) is made as of March 4, 2021 between Enphase Energy, Inc. (the “Company”) and Barclays Bank PLC (“Dealer”), acting through its agent Barclays Capital Inc. (“Agent”).
PARTIAL UNWIND AGREEMENT with respect to the Base Call Option Confirmation, dated May 30, 2019Partial Unwind Agreement • February 16th, 2021 • Enphase Energy, Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 16th, 2021 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Base Call Option Confirmation (as defined below) and the Additional Call Option Confirmation (as defined below) is made as of December 14, 2020 between Enphase Energy, Inc. (the “Company”) and Credit Suisse Capital LLC (“Dealer”), acting through its agent Credit Suisse Securities (USA) LLC (“Agent”).
PARTIAL UNWIND AGREEMENT with respect to the Base Call Option Transaction Confirmation, dated March 5, 2015 and the Base Warrant Confirmation, dated March 5, 2015 between InterDigital, Inc. and [Dealer]Partial Unwind Agreement • June 3rd, 2019 • InterDigital, Inc. • Patent owners & lessors • New York
Contract Type FiledJune 3rd, 2019 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Base Call Option Transaction Confirmation (as defined below) and the Base Warrant Confirmation (as defined below) is made as of May 29, 2019 between InterDigital, Inc. (the “Company”) and [ ] (“Dealer”).
PARTIAL UNWIND AGREEMENT dated as of with respect to the Note Hedge Transaction Confirmation, dated July 11, 2007 between SonoSite, Inc. and JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONPartial Unwind Agreement • November 3rd, 2008 • Sonosite Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledNovember 3rd, 2008 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Note Hedge Transaction Confirmation (as defined below) is made as of between SonoSite, Inc. (the “Company”) and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, LONDON BRANCH (“JPMorgan”).
PARTIAL UNWIND AGREEMENT dated as of with respect to the Warrant Confirmation, dated July 11, 2007 between SonoSite, Inc. and JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONPartial Unwind Agreement • November 3rd, 2008 • Sonosite Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledNovember 3rd, 2008 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Warrant Confirmation (as defined below) is made as of between SonoSite, Inc. (the “Company”) and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, LONDON BRANCH (“JPMorgan”).
PARTIAL UNWIND AGREEMENT dated as of November 22, 2019with respect to the Call Option Transaction Confirmationsand the Warrants Confirmations between Invacare Corporation and Wells Fargo Bank, National AssociationPartial Unwind Agreement • March 9th, 2020 • Invacare Corp • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledMarch 9th, 2020 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Call Option Transaction Confirmations (as defined below) and the Warrants Confirmations (as defined below) is made as of November 22, 2019 between Invacare Corporation (the “Company”) and Wells Fargo Bank, National Association (“Dealer”).
PARTIAL UNWIND AGREEMENT dated as of June 25, 2014 with respect to the Call Option Transaction Confirmations and the Warrants Confirmations between Group 1 Automotive, Inc. and Bank of America, N.A.Partial Unwind Agreement • June 26th, 2014 • Group 1 Automotive Inc • Retail-auto dealers & gasoline stations • New York
Contract Type FiledJune 26th, 2014 Company Industry JurisdictionTHIS PARTIAL UNWIND AGREEMENT (this “Agreement”) with respect to the Call Option Transaction Confirmations (as defined below) and the Warrants Confirmations (as defined below) is made as of June 25, 2014, between Group 1 Automotive, Inc. (the “Company”) and Bank of America, N.A. (“Dealer”).