ContractPb Agreement • April 10th, 2018 • FS Credit Income Fund • New York
Contract Type FiledApril 10th, 2018 Company JurisdictionThis U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
ContractPb Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
Contract Type FiledSeptember 1st, 2016 Company JurisdictionThis U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this "Agreement") is entered into between the customer specified below ("Customer") and BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
AMENDMENT No. 1 TO U.S. PB AGREEMENTPb Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
Contract Type FiledSeptember 1st, 2016 Company JurisdictionAMENDMENT AGREEMENT (the "Amendment"), dated as of March 13, 2015 to the U.S. PB Agreement, dated as of June 18, 2010, as may be amended from time to time (the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Guggenheim Enhanced Equity Income Fund (formerly Old Mutual/Claymore Long-Short Fund) (the "Customer").
ContractPb Agreement • June 26th, 2018 • DNP Select Income Fund Inc • New York
Contract Type FiledJune 26th, 2018 Company JurisdictionThis U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
Amended & Restated U.S. PB AgreementPb Agreement • March 29th, 2019 • Fiduciary/Claymore Energy Infrastructure Fund • New York
Contract Type FiledMarch 29th, 2019 Company JurisdictionThis Amended & Restated U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Securities Corp. (“BNPP PB”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). Customer and BNPP PB previously entered into a U.S. PB Agreement dated as of September 26, 2008 (the “Prior PBA”). Customer and BNPP PB desire to amend and restate the Prior PBA (for the avoidance of doubt, the U.S. PB Agreement was formerly named the BAL Agreement). The Agreement sets forth the terms and conditions on which BNPP PB will transact business with Customer. Customer and BNPP PB, on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
ContractPb Agreement • November 10th, 2015 • Pathway Energy Infrastructure Fund, Inc. • New York
Contract Type FiledNovember 10th, 2015 Company JurisdictionThis U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage International, Ltd. (“PBL”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). This Agreement sets forth the terms and conditions on which PBL will transact business with Customer. Customer and PBL, on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.