Phantom Stock Unit Award Agreement Sample Contracts

FORM OF PHANTOM STOCK UNIT AWARD AGREEMENT
Phantom Stock Unit Award Agreement • November 7th, 2012 • Dynegy Inc. • Electric services

THIS PHANTOM STOCK UNIT AWARD AGREEMENT (this “Agreement”) is made as of the ___th day of [_______, 2012], between DYNEGY INC., a Delaware corporation (“Dynegy”), and all of its Affiliates (collectively, the “Company”), and the named employee (the “Employee”). A copy of the Dynegy Inc. 2009 Phantom Stock Plan (the “Plan”) is annexed to this Agreement and shall be deemed a part hereof as if fully set forth herein. Unless the context otherwise requires, all terms that are not defined in this Agreement but which are defined in the Plan shall have the same meaning given to them in the Plan when used herein.

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NON-EMPLOYEE DIRECTOR PHANTOM STOCK UNIT AWARD AGREEMENT
Phantom Stock Unit Award Agreement • February 14th, 2014 • Cliffs Natural Resources Inc. • Metal mining • Ohio

This PHANTOM STOCK UNIT AWARD AGREEMENT (the “Agreement”), dated as of July 9, 2013, is made by and between Cliffs Natural Resources Inc. (the “Company”), and James F. Kirsch (the “Director”).

PHANTOM STOCK UNIT AWARD AGREEMENT
Phantom Stock Unit Award Agreement • March 10th, 2009 • Dynegy Inc. • Electric services

THIS PHANTOM STOCK UNIT AWARD AGREEMENT (this “Agreement”) is made as of the 4th day of March, 2009, between DYNEGY INC., a Delaware corporation (“Dynegy”), and all of its Affiliates (collectively, the “Company”), and Bruce A. Williamson (the “Employee”). A copy of the Dynegy Inc. 2009 Phantom Stock Plan (the “Plan”) is annexed to this Agreement and shall be deemed a part hereof as if fully set forth herein. Unless the context otherwise requires, all terms that are not defined in this Agreement but which are defined in the Plan shall have the same meaning given to them in the Plan when used herein.

IES HOLDINGS, INC. AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN FORM PHANTOM STOCK UNIT AWARD AGREEMENT (TIME-BASED)
Phantom Stock Unit Award Agreement • December 7th, 2023 • IES Holdings, Inc. • Electrical work • Delaware

THIS PHANTOM STOCK UNIT AWARD AGREEMENT (this “Agreement”) is made and entered into as of [ ] (the “Grant Date”) by and between IES Holdings, Inc., a Delaware corporation (the “Company”), and [ ] (the “Participant”) pursuant to the terms and conditions of the Company’s Amended and Restated 2006 Equity Incentive Plan dated as of February 9, 2016 (the “Plan”), in respect of [ ] Phantom Stock Units. All capitalized terms not defined herein without a separate definition shall have the meaning set forth in the Plan.

PHANTOM STOCK UNIT AWARD AGREEMENT
Phantom Stock Unit Award Agreement • April 30th, 2012 • Solutia Inc • Chemicals & allied products • Delaware

THIS PHANTOM STOCK UNIT AWARD AGREEMENT (this “Agreement”), dated as of the Grant Date specified above, is entered into by and between Solutia Inc., a company organized in the State of Delaware (the “Company”), and the Participant (the “Participant”).

IES HOLDINGS, INC. AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN PHANTOM STOCK UNIT AWARD AGREEMENT
Phantom Stock Unit Award Agreement • December 3rd, 2021 • IES Holdings, Inc. • Electrical work • Delaware

THIS PHANTOM STOCK UNIT AWARD AGREEMENT (this “Agreement”) is made and entered into as of December 1, 2021 (the “Grant Date”) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (the “Company”), and Jeffrey Gendell (the “Participant”) pursuant to the terms and conditions of the Company’s Amended and Restated 2006 Equity Incentive Plan dated as of February 9, 2016 (the “Plan”), in respect of 50,000 Phantom Stock Units. All capitalized terms not defined herein without a separate definition shall have the meaning set forth in the Plan.

AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN FORM OF PHANTOM STOCK UNIT AWARD AGREEMENT
Phantom Stock Unit Award Agreement • May 6th, 2019 • IES Holdings, Inc. • Electrical work • Delaware

THIS PHANTOM STOCK UNIT AWARD AGREEMENT (“Agreement”) is made and entered into as of [ ] (“Grant Date”) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (“Company”), and [ ] (“Participant”) pursuant to the terms and conditions of the Company’s Amended and Restated 2006 Equity Incentive Plan dated as of February 9, 2016 (“Plan”), in respect of [ ] Phantom Stock Units. All capitalized terms not defined herein without separate definition shall have the meaning set forth in the Plan.

IES HOLDINGS, INC. AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN FORM OF PHANTOM STOCK UNIT AWARD AGREEMENT
Phantom Stock Unit Award Agreement • February 4th, 2020 • IES Holdings, Inc. • Electrical work • Delaware

THIS PHANTOM STOCK UNIT AWARD AGREEMENT (this “Agreement”) is made and entered into as of [ ] (“Grant Date”) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (the “Company”), and [ ] (“Participant”) pursuant to the terms and conditions of the Company’s Amended and Restated 2006 Equity Incentive Plan dated as of February 9, 2016 (the “Plan”), in respect of an aggregate of [ ] Phantom Stock Units. All capitalized terms not defined herein without a separate definition shall have the meanings set forth in the Plan.

PENN NATIONAL GAMING, INC. CASH SETTLED PHANTOM STOCK UNIT AWARD AGREEMENT
Phantom Stock Unit Award Agreement • February 27th, 2020 • Penn National Gaming Inc • Hotels & motels • Pennsylvania

Penn National Gaming, Inc. (the “Company”) has granted to you a Phantom Stock Unit (“PSU”) Award pursuant to the Penn National Gaming, Inc. 2018 Long Term Incentive Compensation Plan, as follows:

FORM OF PHANTOM STOCK UNIT AWARD AGREEMENT
Phantom Stock Unit Award Agreement • November 7th, 2012 • Dynegy Inc. • Electric services

THIS PHANTOM STOCK UNIT AWARD AGREEMENT (“Agreement”) is made as of the Grant Date, between DYNEGY INC., a Delaware corporation (“Dynegy”), and all of its Affiliates (collectively, the “Company”), and the named employee (the “Employee”). A copy of the Dynegy Inc. 2009 Phantom Stock Plan (the “Plan”) is annexed to this Agreement and shall be deemed a part hereof as if fully set forth herein. Unless the context otherwise requires, all terms that are not defined in the Notice of Grant, MD & Above Version (the “Notice”) or this Agreement but which are defined in the Plan shall have the same meaning given to them in the Plan when used herein.

IES HOLDINGS, INC. AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN PERFORMANCE- BASED PHANTOM STOCK UNIT AWARD AGREEMENT
Phantom Stock Unit Award Agreement • June 7th, 2016 • IES Holdings, Inc. • Electrical work • Delaware

THIS PERFORMANCE-BASED PHANTOM STOCK UNIT AWARD AGREEMENT (“Agreement”) is made and entered into as of June 6, 2016 (“Grant Date”) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (“Company”), and Thomas Santoni (“Participant”) pursuant to the terms and conditions of the Company’s Amended and Restated 2006 Equity Incentive Plan dated as of February 9, 2016 (“Plan”), in respect of 20,000 Phantom Stock Units.

PHANTOM STOCK UNIT AWARD AGREEMENT
Phantom Stock Unit Award Agreement • August 8th, 2011 • Dynegy Inc. • Electric services

THIS PHANTOM STOCK UNIT AWARD AGREEMENT (this “Agreement”) is made as of the 30th day of June, 2011, (the “Grant Date”) between DYNEGY INC., a Delaware corporation (“Dynegy”), and the applicable employing Affiliate (collectively, the “Company”), and E. Hunter Harrison (the “Employee”). A copy of the Dynegy Inc. 2009 Phantom Stock Plan (the “Plan”) is annexed to this Agreement and shall be deemed a part hereof as if fully set forth herein. Unless the context otherwise requires, all terms that are not defined in this Agreement but which are defined in the Plan shall have the same meaning given to them in the Plan when used herein.

IES HOLDINGS, INC. AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN PHANTOM STOCK UNIT AWARD AGREEMENT
Phantom Stock Unit Award Agreement • December 3rd, 2021 • IES Holdings, Inc. • Electrical work • Delaware

THIS PHANTOM STOCK UNIT AWARD AGREEMENT (this “Agreement”) is made and entered into as of December 3, 2021 (the “Grant Date”) by and between IES Holdings, Inc. (f/k/a Integrated Electrical Services, Inc.), a Delaware corporation (the “Company”), and Matthew Simmes (the “Participant”) pursuant to the terms and conditions of the Company’s Amended and Restated 2006 Equity Incentive Plan dated as of February 9, 2016 (the “Plan”), in respect of 50,000 Phantom Stock Units. All capitalized terms not defined herein without a separate definition shall have the meaning set forth in the Plan.

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