Portfolio Manager-Iiroc Dealer Services Agreement Sample Contracts

Portfolio manager – IIROC DEALER SERVICES AGREEMENT
Portfolio Manager-Iiroc Dealer Services Agreement • July 10th, 2018 • New York

This Portfolio Manager-IIROC Dealer Services Agreement is dated [, 20], and is between [NAME OF IIROC DEALER], an investment dealer registered as such with one or more securities commissions in Canada and a member of the Investment Industry Regulatory Organization of Canada (IIROC) (“[IIROC DEALER]”), and [NAME OF Portfolio Manager], an adviser (portfolio manager) registered as such with one or more securities commissions in Canada (“[PORTFOLIO MANAGER]”).

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