ARTICLE II PURCHASER'S REPRESENTATIONS AND WARRANTIESPreferred Stock and Warrant Purchase Agreement • November 14th, 2007 • Biostar Pharmaceuticals, Inc. • New York
Contract Type FiledNovember 14th, 2007 Company Jurisdiction
EXHIBIT 10.17 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • February 6th, 2006 • Somanta Pharmaceuticals Inc. • Optical instruments & lenses • New York
Contract Type FiledFebruary 6th, 2006 Company Industry Jurisdiction
ARTICLE II PURCHASER'S REPRESENTATIONS AND WARRANTIESPreferred Stock and Warrant Purchase Agreement • November 13th, 2007 • China Power Equipment, Inc. • New York
Contract Type FiledNovember 13th, 2007 Company Jurisdiction
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among Access Pharmaceuticals, Inc. and the parties named herein on Schedule 1, as Purchasers November 7, 2007Preferred Stock and Warrant Purchase Agreement • March 11th, 2008 • Access Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 11th, 2008 Company Industry JurisdictionThis PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is dated as of November 7, 2007, among Access Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and the purchasers identified on Schedule 1 hereto (each a “Purchaser” and collectively the “Purchasers”).
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • May 5th, 2017 • Visualant Inc • Measuring & controlling devices, nec • Nevada
Contract Type FiledMay 5th, 2017 Company Industry JurisdictionTHIS PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (“Agreement”) is made as of the ____ day of _______________ 2017 by and among Visualant, Incorporated, a Nevada corporation (the “Company”), and the Investor(s) set forth on the signature pages affixed hereto (each an “Investor” and collectively the “Investors”).
FORM OF PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT This Preferred Stock and Warrant Purchase Agreement is made and entered into as of the _____ day of ___________, 1998, between Global MAINTECH Corporation, a Minnesota corporation, and those...Preferred Stock and Warrant Purchase Agreement • March 31st, 1999 • Global Maintech Corp • Electronic computers • Minnesota
Contract Type FiledMarch 31st, 1999 Company Industry Jurisdiction
AMENDMENT, dated as of April 10, 2000 (the "Agreement"), between ICG Communications, Inc., a Delaware corporation (the "Company"), and the Purchasers whose signatures appear below (the "Purchasers").Preferred Stock and Warrant Purchase Agreement • May 12th, 2000 • Icg Holdings Inc • Telephone communications (no radiotelephone) • New York
Contract Type FiledMay 12th, 2000 Company Industry Jurisdiction
Page ---- ARTICLE I. DEFINITIONS...................................................1 Section 1.01. Definitions..........................................1 ARTICLE II. SALE AND PURCHASE OF THE PREFERRED SHARES AND WARRANTS........8 Section 2.01. Sale...Preferred Stock and Warrant Purchase Agreement • December 5th, 2002 • Goldman Sachs Group Inc/ • Security brokers, dealers & flotation companies • New York
Contract Type FiledDecember 5th, 2002 Company Industry Jurisdiction
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among Access Pharmaceuticals, Inc. and the parties named herein on Schedule 1, as Purchasers October 25, 2012Preferred Stock and Warrant Purchase Agreement • October 26th, 2012 • Access Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledOctober 26th, 2012 Company Industry JurisdictionThis PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is dated as of October 25, 2012, among Access Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and the purchasers identified on Schedule 1 hereto (each a “Purchaser” and collectively the “Purchasers”).
LIME ENERGY CO. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • February 3rd, 2014 • Lime Energy Co. • Construction - special trade contractors • Illinois
Contract Type FiledFebruary 3rd, 2014 Company Industry JurisdictionThis Preferred Stock And Warrant Purchase Agreement (this “Agreement”) is dated and effective as of January 29, 2014, by and among Lime Energy Co., a Delaware corporation (the “Company”), and the investors listed on Schedule 2.2 of this Agreement (each, a “Purchaser” and collectively, the “Purchasers”).
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among Transmeridian Exploration, Inc., as Issuer and Seller and the parties named herein, as Purchasers with respect to Seller's Series A Cumulative Convertible Preferred Stock and Warrants to...Preferred Stock and Warrant Purchase Agreement • November 15th, 2004 • Transmeridian Exploration Inc • Crude petroleum & natural gas • New York
Contract Type FiledNovember 15th, 2004 Company Industry JurisdictionPREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the "Agreement") dated as of November 12, 2004, by and among Transmeridian Exploration, Inc., a Delaware corporation (the "Seller") and each of the persons listed on Schedule 1 hereto (each is individually referred to as a "Purchaser" and collectively, as the "Purchasers").
Exhibit 4.1.1 NUMATICS, INCORPORATED PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT Up to 50,000 Shares of Series A Preferred Stock $0.01 Par Value Per Share Warrants for the Purchase of Shares of Class A Common Stock $0.01 Par Value Per SharePreferred Stock and Warrant Purchase Agreement • January 15th, 2003 • Numatics Inc • Miscellaneous fabricated metal products • Delaware
Contract Type FiledJanuary 15th, 2003 Company Industry Jurisdiction
Exhibit 4.1.2 AMENDMENT NO. 1 TO PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT AMENDMENT NO. 1 (this "Amendment No. 1") dated as of January 7, 2003, to the Preferred Stock and Warrant Purchase Agreement dated as of December 26, 2002 (the "Purchase...Preferred Stock and Warrant Purchase Agreement • January 15th, 2003 • Numatics Inc • Miscellaneous fabricated metal products • Delaware
Contract Type FiledJanuary 15th, 2003 Company Industry Jurisdiction
NEOPROBE CORPORATIONPreferred Stock and Warrant Purchase Agreement • April 12th, 1999 • Neoprobe Corp • In vitro & in vivo diagnostic substances
Contract Type FiledApril 12th, 1999 Company Industry
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among Avatech Solutions, Inc., as Issuer and Seller and the Purchasers named herein, as Purchasers with respect to Seller’s Series F 10% Cumulative Convertible Preferred Stock and Warrants to...Preferred Stock and Warrant Purchase Agreement • June 22nd, 2006 • Avatech Solutions Inc • Services-prepackaged software • New York
Contract Type FiledJune 22nd, 2006 Company Industry JurisdictionThis PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) is dated as of June 12, 2006, by and among Avatech Solutions, Inc., a Delaware corporation (the “Seller”), and each of the persons listed on Schedule 1 hereto (each is individually referred to as a “Purchaser” and collectively, the “Purchasers”).
AMENDMENTPreferred Stock and Warrant Purchase Agreement • November 13th, 2007 • China Power Equipment, Inc. • New York
Contract Type FiledNovember 13th, 2007 Company Jurisdiction
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among Genetronics Biomedical Corporation, as Issuer and Seller and SCO Capital Partners LLC, ProMed Partners, L.P., SDS Merchant Fund, LP and the other parties named herein, as Purchasers with...Preferred Stock and Warrant Purchase Agreement • September 12th, 2003 • Genetronics Biomedical Corp • Surgical & medical instruments & apparatus • New York
Contract Type FiledSeptember 12th, 2003 Company Industry JurisdictionPREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) dated as of July 14, 2003, by and among Genetronics Biomedical Corporation, a Delaware corporation (the “Seller”), SCO Capital Partners LLC, ProMed Partners, L.P., SDS Merchant Fund, LP and each of the other persons listed on Schedule 1 hereto (each is individually referred to as a “Purchaser” and collectively, as the “Purchasers”).
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • March 5th, 2001 • Medicalogic/Medscape Inc • Services-computer processing & data preparation • Oregon
Contract Type FiledMarch 5th, 2001 Company Industry JurisdictionTHIS PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT is made as of December 22, 2000 by and among MedicaLogic/Medscape, Inc., an Oregon corporation (the "Company"), and the Investors listed on Schedule A attached hereto (the "Investors").
BIZNESSONLINE.COM, INC. PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT DECEMBER 31, 2001 TABLE OF CONTENTSPreferred Stock and Warrant Purchase Agreement • January 25th, 2002 • MCG Finance Corp • Services-computer integrated systems design • Delaware
Contract Type FiledJanuary 25th, 2002 Company Industry Jurisdiction
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among NYTEX ENERGY HOLDINGS, INC., NYTEX FDF ACQUISITION, INC. and WAYPOINT NYTEX, LLC Senior Series A Redeemable Preferred Stock Series B Redeemable Preferred Stock Warrants to Purchase Shares of...Preferred Stock and Warrant Purchase Agreement • November 30th, 2010 • NYTEX Energy Holdings, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledNovember 30th, 2010 Company Industry JurisdictionPREFERRED STOCK AND WARRANT PURCHASE AGREEMENT, dated as of November 23, 2010 (this “Agreement”), by and among NYTEX ENERGY HOLDINGS, INC., a Delaware corporation (“Parent”), NYTEX FDF ACQUISITION, INC., a Delaware corporation (the “Company”), and WayPoint Nytex, LLC, a Delaware limited liability company (together with its successors and assigns, the “Purchaser”).
1 2 Warrants") equal to the number of Warrants issued at the First Closing; provided however, (i) the Company shall not be entitled to give the notice permitted by this Section 1.1(b) if the Market Price of the Common Stock (after adjustment for any...Preferred Stock and Warrant Purchase Agreement • April 12th, 1999 • Neoprobe Corp • In vitro & in vivo diagnostic substances • New York
Contract Type FiledApril 12th, 1999 Company Industry Jurisdiction
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • November 13th, 2008 • Nexxus Lighting, Inc. • Drawing & insulating of nonferrous wire • Delaware
Contract Type FiledNovember 13th, 2008 Company Industry JurisdictionTHIS PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) is entered into as of November 11, 2008, by and among NEXXUS LIGHTING, INC., a Delaware corporation (the “Company”), with its principal executive offices located at 124 Floyd Smith Drive, Suite 300, Charlotte, North Carolina 28262, and the purchasers (collectively, the “Purchasers” and each a “Purchaser”) set forth on Schedule 1 hereof, with regard to the following:
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • December 27th, 2005 • Macrochem Corp • Pharmaceutical preparations • New York
Contract Type FiledDecember 27th, 2005 Company Industry Jurisdiction
Exhibit 10.25 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the "Agreement") dated the 29th day of May, 1996, by and among MidMark Capital, L.P., a Delaware limited partnership ("Buyer"), Clearview...Preferred Stock and Warrant Purchase Agreement • May 27th, 1997 • Clearview Cinema Group Inc • Delaware
Contract Type FiledMay 27th, 1997 Company Jurisdiction
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT BY AND BETWEEN STEELCLOUD, INC. AND CLIPPER INVESTORS LLC JULY 2, 2010Preferred Stock and Warrant Purchase Agreement • July 13th, 2010 • Clipper Investors LLC • Electronic computers • Illinois
Contract Type FiledJuly 13th, 2010 Company Industry JurisdictionThis Preferred Stock and Warrant Purchase Agreement (this “Agreement”), dated the 2nd day of July, 2010, by and between STEELCLOUD, INC., a Virginia corporation (the “Company”) and CLIPPER INVESTORS LLC, an Illinois limited liability company (the “Investor”).
EXHIBIT 4.9 =================================================================== ============= PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • May 12th, 1997 • International Wire Group Inc • Drawing & insulating of nonferrous wire • York
Contract Type FiledMay 12th, 1997 Company Industry Jurisdiction
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • March 3rd, 2008 • China Power Equipment, Inc. • Electrical industrial apparatus • New York
Contract Type FiledMarch 3rd, 2008 Company Industry JurisdictionTHIS PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the "Agreement") is entered into as of _______, 2007, by and among CHINA POWER EQUIPMENT, INC., a Maryland corporation (the "Company"), with headquarters located at 76 Cranbrook Road, Cockeysville, County of Baltimore, MD 21020, and the purchasers (collectively, the "Purchasers" and each a "Purchaser") set forth on Schedule 1 hereof, with regard to the following:
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (this "Agreement") made as of February 28, 1997, by and among JOTAN, INC., a Florida corporation (the "Company"), RICE PARTNERS II, L.P., a Delaware limited...Preferred Stock and Warrant Purchase Agreement • March 17th, 1997 • Jotan Inc • Converted paper & paperboard prods (no contaners/boxes) • Florida
Contract Type FiledMarch 17th, 1997 Company Industry Jurisdiction
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among Boston Life Sciences, Inc., as Issuer and Seller and the parties named herein, as Purchasers with respect to Seller’s Series E Cumulative Convertible Preferred Stock and Warrants to Purchase...Preferred Stock and Warrant Purchase Agreement • December 16th, 2003 • Boston Life Sciences Inc /De • Pharmaceutical preparations • New York
Contract Type FiledDecember 16th, 2003 Company Industry JurisdictionPREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) dated as of December 9, 2003, by and among Boston Life Sciences, Inc., a Delaware corporation (the “Seller”), and each of the persons listed on Schedule 1 hereto (each is individually referred to as a “Purchaser” and collectively, the “Purchasers”).
AMENDMENTPreferred Stock and Warrant Purchase Agreement • November 14th, 2007 • Biostar Pharmaceuticals, Inc. • New York
Contract Type FiledNovember 14th, 2007 Company Jurisdiction
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT by and among NeoRx Corporation, as Issuer and Seller and BayStar Capital II, L.P. and the other parties named herein, as Purchasers with respect to Seller’s Series B Convertible Preferred Stock and...Preferred Stock and Warrant Purchase Agreement • December 10th, 2003 • Neorx Corp • In vitro & in vivo diagnostic substances • New York
Contract Type FiledDecember 10th, 2003 Company Industry JurisdictionPREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (the “Agreement”) dated as of December 3, 2003, by and among NeoRx Corporation, a Washington corporation (the “Seller”), and BayStar Capital II, L.P. and each of the other persons listed on Schedule 1 hereto (each is individually referred to as a “Purchaser” and collectively, the “Purchasers”).
EXHIBIT 99.5 A-FEM MEDICAL CORPORATION PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT Certain investors (each an "Investor" and collectively, the "Investors") acting through their agent, Capital Consultants LLC ("CCL"), have agreed to purchase an...Preferred Stock and Warrant Purchase Agreement • February 19th, 2002 • Goldman Sachs Group Inc/ • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 19th, 2002 Company Industry
FIRST AMENDMENT TO PREFERRED STOCK AND WARRANT PURCHASE AGREEMENTPreferred Stock and Warrant Purchase Agreement • March 5th, 2001 • Medicalogic/Medscape Inc • Services-computer processing & data preparation • Oregon
Contract Type FiledMarch 5th, 2001 Company Industry JurisdictionThis First Amendment to Preferred Stock and Warrant Purchase Agreement (the "Amendment") is made as of December 22, 2000 between MedicaLogic/Medscape, Inc., an Oregon corporation (the "Company"), and the Investors listed on Schedule A hereto (the "Investors").
PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT among GENUTEC BUSINESS SOLUTIONS, INC., TECHNOLOGY INVESTMENT CAPITAL CORP., and SEAVIEW MEZZANINE FUND LP Series A Exchangeable Preferred Stock Warrants to Purchase Class A Voting Common Stock Dated as...Preferred Stock and Warrant Purchase Agreement • August 14th, 2006 • GenuTec Business Solutions, Inc. • New York
Contract Type FiledAugust 14th, 2006 Company JurisdictionPREFERRED STOCK AND WARRANT PURCHASE AGREEMENT (this “Agreement”) dated as of September 16, 2005, by and among GENUTEC BUSINESS SOLUTIONS, INC., a Montana corporation (the “Company”) and each of those persons and entities, severally and not jointly, whose names are set forth on the Schedule of Purchasers attached hereto as Schedule I (collectively, together with their respective successors and assigns, the “Purchasers” and each individually as a “Purchaser”).
AMENDMENT NO. 1 OF THE PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT AND REGISTRATION RIGHTS AGREEMENTPreferred Stock and Warrant Purchase Agreement • May 16th, 2003 • Spectrum Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMay 16th, 2003 Company Industry Jurisdiction