EX-99.B.G.(II) 5 a14-19089_1ex99dbdgdii.htm EX-99.B.G.(II) EXECUTION COPY Account No. RR# PRIME BROKER MARGIN ACCOUNT AGREEMENTPrime Broker Margin Account Agreement • May 5th, 2020 • New York
DEUTSCHE BANK SECURITIES INC. (“DBSI”), THE HARTFORD MUTUAL FUNDS, INC., solely on behalf of its series Hartford Long/Short Global Equity Fund (the “Counterparty”) and HARTFORD FUNDS MANAGEMENT COMPANY, LLC, in its capacity as investment manager of Counterparty, and in its individual capacity solely with respect to Section 3(B) (the “Manager”), hereby enter into this Prime Broker Margin Account Agreement (this “Agreement”), dated as of the date specified on the signature page. “DB Entities” as used in this Agreement means DBSI along with DEUTSCHE BANK AG, NEW YORK BRANCH (“DBNY”), DEUTSCHE BANK AG, ACTING THROUGH ITS LONDON BRANCH (“DBL”), Deutsche Bank AG (“DBAG”) (including any branch thereof), and any of the current and future subsidiaries, parents, affiliates, and divisions of the foregoing entities, either collectively or individually, as the context requires.
Salesman No. PRIME BROKER MARGIN ACCOUNT AGREEMENT Ladies and Gentlemen: The undersigned maintains brokerage accounts with a number of other brokers ("Executing Brokers") and will, from time to time, place orders to be executed by one or more of these...Prime Broker Margin Account Agreement • October 5th, 2007 • Blackrock Large Cap Series Funds, Inc. • New York
MORGAN STANLEY Check Branch Office Account No. DigitPrime Broker Margin Account Agreement • November 6th, 2020 • New York
