Prime Brokerage Account AgreementPrime Brokerage Account Agreement • October 18th, 2013 • Cushing Renaissance Fund • New York
Contract Type FiledOctober 18th, 2013 Company JurisdictionThis agreement (including all terms, schedules, annexes, supplements and exhibits attached hereto, this “Agreement”) is entered into between Customer specified on the signature page hereof (“Customer”) and Merrill Lynch Professional Clearing Corp. (“Prime Broker”), on behalf of itself and as agent for the BofAML Entities. This Agreement contains the terms and conditions upon which Prime Broker agrees to open and maintain one or more accounts (“Prime Broker Account”) for margin, execution, settlement and other products or services, and otherwise to transact business with Customer.
Prime Brokerage Account AgreementPrime Brokerage Account Agreement • September 19th, 2018 • ETF Managers Trust • California
Contract Type FiledSeptember 19th, 2018 Company JurisdictionThe undersigned may maintain one or more brokerage accounts with one or more other brokers (“Executing Brokers”) and may, from time to time, place orders to be executed by one or more of these Executing Brokers pursuant to the terms of Executing Brokerage Agreements (which conform with applicable regulations) between the undersigned and such Executing Brokers.