Principal Underwriter Agreement Sample Contracts

EXECUTION COPY
Principal Underwriter Agreement • April 22nd, 2013 • Hartford Life Insurance Co Separate Account Two Dc Var Ac Ii • New York
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PRINCIPAL UNDERWRITER AGREEMENT
Principal Underwriter Agreement • September 29th, 2017 • Prudential Annuities Life Assurance Corp/Ct • Insurance carriers, nec • Connecticut

AGREEMENT dated September 18/th/, 2003 by and between American Skandia Life Assurance Corporation ("American Skandia"), a Connecticut corporation, on its own behalf and on behalf of American Skandia Life Assurance Corporation Variable Account B ("Variable Account B") and American Skandia Marketing, Incorporated ("ASM, Inc."), a Delaware corporation.

FIRST AMENDMENT TO THE PRINCIPAL UNDERWRITER AGREEMENT
Principal Underwriter Agreement • September 29th, 2017 • Prudential Annuities Life Assurance Corp/Ct • Insurance carriers, nec

AGREEMENT dated as of October 1, 2010 by and between Prudential Annuities Life Assurance Company (“Company”), a Connecticut corporation, on its own behalf and on behalf of Prudential Annuities Life Assurance Company Variable Account B (“Variable Account B”) and PRUDENTIAL ANNUITIES DISTRIBUTORS, INC. (“Distributor”), a Connecticut corporation.

PRINCIPAL UNDERWRITER AGREEMENT
Principal Underwriter Agreement • September 26th, 2006 • Massmutual Premier Funds • Massachusetts

AGREEMENT dated as of February 23, 2006, by and between MassMutual Premier Funds, a Massachusetts business trust (the “Trust”), and MML Distributors, LLC (“MMLD”), a Connecticut limited liability company having its principal place of business at 1414 Main Street, Springfield, MA 01144. This Agreement replaces and supercedes in its entirety that certain General Distributor’s Agreement dated October 12, 2004 between the Trust and MMLD.

PRINCIPAL UNDERWRITER AGREEMENT
Principal Underwriter Agreement • June 28th, 2012 • DGHM Investment Trust • Delaware

THIS AGREEMENT is made as of the 1st day of October, 2008, by and between the DGHM Investment Trust, an open-end management investment company (the "Trust"), and First Dominion Capital Corp., a Virginia corporation (“FDCC”).

AMENDED AND RESTATED PRINCIPAL UNDERWRITER AGREEMENT
Principal Underwriter Agreement • April 29th, 2021 • Talcott Resolution Life & Annuity Insurance Co Separate Account Seven • Connecticut

THIS AGREEMENT made by and between Hartford Life Insurance Company and Hartford Life and Annuity Insurance Company (collectively, the “Insurer” or the “Sponsor”) and Hartford Securities Distribution Company, Inc. (“Broker-Dealer”).

PRINCIPAL UNDERWRITER AGREEMENT
Principal Underwriter Agreement • August 6th, 2021 • World Funds Trust • Delaware

THIS AGREEMENT, dated as of the date(s) noted above, by and between the World Funds Trust, an open-end management investment company (the “Trust”), and First Dominion Capital Corp., a Virginia corporation (“FDCC”),

PRINCIPAL UNDERWRITER AGREEMENT
Principal Underwriter Agreement • July 29th, 2022 • MassMutual Access Pine Point Fund • Massachusetts

AGREEMENT dated as of December 21, 2021 by and between MassMutual AccessSM Pine Point Fund, a Delaware statutory trust (the “Fund”), and MML Distributors, LLC (“MMLD”), a Connecticut limited liability company having its principal place of business at 1295 State Street, Springfield, MA 01111.

Schedule A
Principal Underwriter Agreement • June 30th, 2010 • Massmutual Select Funds

As of June 30, 2010, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 6, 2006 (the “Agreement”) between MassMutual Select Funds and MML Distributors, LLC. As of June 30, 2010, this Schedule A supercedes any previous version of said Schedule A.

Schedule A
Principal Underwriter Agreement • September 8th, 2016 • Massmutual Select Funds

As of September 8, 2016, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 6, 2006 (the “Agreement”) between MassMutual Select Funds and MML Distributors, LLC. As of September 8, 2016, this Schedule A supercedes any previous version of said Schedule A.

PRINCIPAL UNDERWRITER AGREEMENT
Principal Underwriter Agreement • April 30th, 2013 • Zalico Variable Annuity Separate Account • Illinois

THIS AGREEMENT, effective as of the 30th day of April, 2012 (or the date upon which approval is received from the Illinois Department of Insurance, if later) by and between Zurich American Life Insurance Company, an Illinois life insurance company (“Insurer”), on its own behalf and on behalf of the Separate Account listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time by agreement of the parties hereto (“Separate Account”), and BFP Securities, LLC, a Delaware limited liability company and a registered broker-dealer (“Principal Underwriter”).

Schedule A
Principal Underwriter Agreement • December 7th, 2011 • Massmutual Select Funds

As of December 7, 2011, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 6, 2006 (the “Agreement”) between MassMutual Select Funds and MML Distributors, LLC. As of December 7, 2011, this Schedule A supercedes any previous version of said Schedule A.

PRINCIPAL UNDERWRITER AGREEMENT
Principal Underwriter Agreement • November 17th, 2023 • MassMutual Advantage Funds • Massachusetts

AGREEMENT dated as of May 1, 2023 by and between MassMutual Advantage Funds, a Massachusetts business trust (the “Trust”), and MML Distributors, LLC (“MMLD”), a Connecticut limited liability company having its principal place of business at 1295 State Street, Springfield, MA 01111.

PRINCIPAL UNDERWRITER AGREEMENT BETWEEN ACTIVA MUTUAL FUND TRUST AND ACTIVA ASSET MANAGEMENT, LLC
Principal Underwriter Agreement • June 17th, 1999 • Amway Mutual Fund Inc

AGREEMENT made as of the 11th day of June, 1999, between ACTIVA MUTUAL FUND TRUST, a Delaware business trust (hereinafter called the "TRUST"), and ACTIVA ASSET MANAGEMENT, a Michigan LLC (hereinafter called the "Principal Underwriter"); In consideration of the mutual promises and undertakings herein contained the parties hereto agree as follows: SECTION 1. GENERAL. The Trust hereby grants to Principal Underwriter the right, during the term of this Agreement and subject to registration requirements of the Securities Act of 1933 as amended (herein called the "1933 Act"), to purchase shares of beneficial interest ("Shares") of any series of the Activa Mutual Fund Trust (the "Fund"), and to resell such Shares upon the terms and conditions hereinafter set forth. Principal Underwriter shall have the right to purchase from the Trust as principal at a price equal to the net asset value during each period determined as described in the current prospectus the Shares needed, but no more than the

Schedule A
Principal Underwriter Agreement • February 1st, 2024 • Massmutual Premier Funds

As of May 1, 2023, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 23, 2006 (the “Agreement”) between MassMutual Premier Funds and MML Distributors, LLC. As of May 1, 2023, this Schedule A supersedes any previous versions of said Schedule A.

Schedule A
Principal Underwriter Agreement • December 10th, 2021 • Massmutual Premier Funds

As of December 10, 2021, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 23, 2006 (the “Agreement”) between MassMutual Premier Funds and MML Distributors, LLC. As of December 10, 2021, this Schedule A supersedes any previous versions of said Schedule A.

Schedule A
Principal Underwriter Agreement • July 25th, 2012 • Massmutual Select Funds

As of July 25, 2012, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 6, 2006 (the “Agreement”) between MassMutual Select Funds and MML Distributors, LLC. As of July 25, 2012, this Schedule A supercedes any previous version of said Schedule A.

Schedule A
Principal Underwriter Agreement • January 10th, 2018 • Massmutual Select Funds

As of January 10, 2018, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 6, 2006 (the “Agreement”) between MassMutual Select Funds and MML Distributors, LLC. As of January 10, 2018, this Schedule A supercedes any previous version of said Schedule A.

Schedule A
Principal Underwriter Agreement • January 31st, 2023 • Massmutual Select Funds

As of February 1, 2023, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 6, 2006 (the “Agreement”) between MassMutual Select Funds and MML Distributors, LLC. As of February 1, 2023, this Schedule A supercedes any previous version of said Schedule A.

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AMENDED AND RESTATED PRINCIPAL UNDERWRITER AGREEMENT
Principal Underwriter Agreement • February 2nd, 2022 • Forethought Life Insurance Co • Life insurance • Indiana

THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITER AGREEMENT (the "Agreement"), dated as of the 26th day of Janaury, 2022, made by and between FORETHOUGHT LIFE INSURANCE COMPANY, a corporation organized and existing under the laws of the State of Indiana ("FLIC"), and GLOBAL ATLANTIC DISTRIBUTORS, LLC, , a limited liability company organized and existing under the laws of the State of Delaware ("GA Distributors"), amends and restates in its entirety that certain Principal Underwriter Agreement dated January 17, 2017 by and between FLIC and GA Distributors.

Schedule A
Principal Underwriter Agreement • December 15th, 2009 • Massmutual Premier Funds

As of November 3, 2008, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 23, 2006 (the “Agreement”) between MassMutual Premier Funds and MML Distributors, LLC. As of November 3, 2008, this Schedule A supercedes any previous versions of said Schedule A.

Schedule A
Principal Underwriter Agreement • June 4th, 2021 • Massmutual Premier Funds

As of [ ], 2021, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 23, 2006 (the “Agreement”) between MassMutual Premier Funds and MML Distributors, LLC. As of [ ], 2021, this Schedule A supersedes any previous versions of said Schedule A.

Form of Schedule A
Principal Underwriter Agreement • November 17th, 2023 • MassMutual Advantage Funds

As of February 1, 2024, this Schedule A forms a part of the Principal Underwriter Agreement dated as of May 1, 2023 (the “Agreement”) between MassMutual Advantage Funds and MML Distributors, LLC. As of February 1, 2024, this Schedule A supersedes any previous version of said Schedule A.

Schedule A
Principal Underwriter Agreement • December 30th, 2010 • Massmutual Premier Funds

As of December 3, 2010, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 23, 2006 (the “Agreement”) between MassMutual Premier Funds and MML Distributors, LLC. As of December 3, 2010, this Schedule A supercedes any previous versions of said Schedule A.

Schedule A to the Principal Underwriter Agreement Effective February 18, 2016 Funds
Principal Underwriter Agreement • April 29th, 2016 • World Funds Trust
Schedule A
Principal Underwriter Agreement • December 1st, 2009 • Massmutual Select Funds

As of November 27, 2009, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 6, 2006 (the “Agreement”) between MassMutual Select Funds and MML Distributors, LLC. As of November 27, 2009, this Schedule A supercedes any previous version of said Schedule A.

Schedule A
Principal Underwriter Agreement • December 5th, 2013 • Massmutual Premier Funds

As of November 8, 2013, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 23, 2006 (the “Agreement”) between MassMutual Premier Funds and MML Distributors, LLC. As of November 8, 2013, this Schedule A supercedes any previous versions of said Schedule A.

Schedule A
Principal Underwriter Agreement • March 1st, 2011 • Massmutual Premier Funds

As of March 1, 2011, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 23, 2006 (the “Agreement”) between MassMutual Premier Funds and MML Distributors, LLC. As of March 1, 2011, this Schedule A supercedes any previous versions of said Schedule A.

Schedule A
Principal Underwriter Agreement • February 1st, 2024 • MassMutual Advantage Funds

As of February 1, 2024, this Schedule A forms a part of the Principal Underwriter Agreement dated as of May 1, 2023 (the “Agreement”) between MassMutual Advantage Funds and MML Distributors, LLC. As of February 1, 2024, this Schedule A supersedes any previous version of said Schedule A.

Schedule A
Principal Underwriter Agreement • February 1st, 2016 • Massmutual Premier Funds

As of April 1, 2014, this Schedule A forms a part of the Principal Underwriter Agreement dated as of February 23, 2006 (the “Agreement”) between MassMutual Premier Funds and MML Distributors, LLC. As of April 1, 2014, this Schedule A supercedes any previous versions of said Schedule A.

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