Principal Underwriter's Agreement Sample Contracts

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Principal Underwriter's Agreement • November 2nd, 2009 • Metlife Investors Variable Life Account One
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SEPARATE ACCOUNT A Amended and Restated Principal Underwriter’s Agreement
Principal Underwriter’s Agreement • April 30th, 2007 • American Fidelity Separate Account A • Oklahoma

This Amended and Restated Principal Underwriter’s Agreement (the “Agreement”) is made effective on July 10, 2006, by and between American Fidelity Securities, Inc. (the “Principal Underwriter”) and American Fidelity Assurance Company (the “Insurance Company”) on behalf of American Fidelity Separate Account A (the “Separate Account”).

FIRST AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER'S AGREEMENT (SEPARATE ACCOUNT B)
Principal Underwriter's Agreement • April 27th, 2018 • American Fidelity Separate Account B

THIS FIRST AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER'S AGREEMENT (this "Amendment") is entered into by and between AMERICAN FIDELITY SECURITIES, INC., ("AFSI") and AMERICAN FIDELITY ASSURANCE COMPANY, on behalf of American Fidelity Separate Account B ("AFA"), to amend that certain Amended and Restated Principal Underwriter's Agreement dated June 10, 2006, between AFSI and AFA (the "Agreement"). Capitalized terms not defined herein shall have the meanings assigned to such terms in the Agreement. In the event of any inconsistency between the Agreement and this Amendment, the language of this Amendment shall control.

Amendment to Principal Underwriter’s Agreement
Principal Underwriter’s Agreement • April 30th, 2009 • Sun Life of Canada U S Variable Account I

This Amendment to Principal Underwriter’s Agreement is entered into by and among Sun Life Assurance Company of Canada (U.S.) (“Sun Life (U.S.)”), and Clarendon Insurance Agency, Inc. (“Clarendon”).

PRINCIPAL UNDERWRITER’S AGREEMENT
Principal Underwriter's Agreement • April 28th, 2009 • Sun Life N Y Variable Account C • New York

THIS PRINCIPAL UNDERWRITER’S AGREEMENT is entered into by and among Sun Life Insurance and Annuity Company of New York (the “Insurance Company”), a New York corporation, and Clarendon Insurance Agency Inc. (“Clarendon”), a Massachusetts corporation.

PRINCIPAL UNDERWRITER’S AGREEMENT
Principal Underwriter's Agreement • April 30th, 2009 • Sun Life of Canada U S Variable Account I • Massachusetts

THIS PRINCIPAL UNDERWRITER’S AGREEMENT is entered into by and among Sun Life Assurance Company of Canada (U.S.) (Sun Life (U.S.)), a Delaware corporation, and Clarendon Insurance Agency Inc. (Clarendon), a Massachusetts corporation.

FOURTH AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (SEPARATE ACCOUNT A)
Principal Underwriter’s Agreement • April 30th, 2020 • American Fidelity Separate Account A

THIS FOURTH AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (this “Amendment”) is entered in to by and between AMERICAN FIDELITY SECURITIES, INC. (“AFS”) and AMERICAN FIDELITY ASSURANCE COMPANY, on behalf of American Fidelity Separate Account A (“AFA”), to amend that certain Amended and Restated Principal Underwriter’s Agreement dated June 10, 2006, as amended June 10, 2009, and April 20, 2012, and June 10, 2015, between AFS and AFA (the “Agreement”). Capitalized terms not defined herein shall have the meanings assigned to such terms in the Agreement. In the event of any inconsistency between the Agreement and this Amendment, the language of this Amendment shall control.

THIRD AMENDMENT TO AMENDED ND RESTATED PRINCIPAL UNDERWRITER'S AGREEMENT (SEPARATE ACCOUNT C)
Principal Underwriter's Agreement • April 27th, 2018 • American Fidelity Separate Account C

THIS THIRD AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER'S AGREEMENT (this "Agreement") is entered into by and between AMERICAN FIDELITY SECURITIES, INC. ("AFS"), and AMERICAN FIDELITY ASSURANCE COMPANY, on behalf of American Fidelity Separate Account C ("AFA"), to amend that certain Amended and Restated Principal Underwriter's Agreement dated June 10, 2006, as amended June 10, 2009, and April 20, 2012, between AFS and AFA (the "Agreement"). Capitalized terms not defined herein shall have the meanings assigned to such terms in the Agreement. In the event of any inconsistency between the Agreement and this Amendment, the language of this Amendment shall control.

PRINCIPAL UNDERWRITER’S AGREEMENT
Principal Underwriter's Agreement • May 1st, 2014 • Independence Variable Life Separate Account • Delaware

THIS PRINCIPAL UNDERWRITER’S AGREEMENT is entered into by and among Independence Life and Annuity Company (formerly, Crown America Life Insurance Company) (“Independence Life”), a Delaware corporation, and Sun Life Financial Distributors, Inc. (“SLFD”), a Delaware corporation.

AMENDMENT NO. 3 December 1, 2008 PRINCIPAL UNDERWRITER’S AGREEMENT
Principal Underwriter’s Agreement • April 27th, 2010 • Sun Life of Canada U S Variable Account I

The Principal Underwriter’s Agreement dated April 1, 2002, as previously amended, (the “Agreement”), by and among Sun Life Assurance Company of Canada (U.S.) (“Sun Life (U.S.)”) and Clarendon Insurance Agency, Inc. (“Clarendon”) is hereby further amended as follows.

AMENDMENT NO. 2 December 1, 2006 PRINCIPAL UNDERWRITER’S AGREEMENT
Principal Underwriter’s Agreement • April 27th, 2010 • Sun Life of Canada U S Variable Account I

This Principal Underwriter’s Agreement dated April 1, 2002 (the “Agreement”) by and between Sun Life Assurance Company of Canada (U.S.) (“Sun Life (U.S.)”) and Clarendon Insurance Agency, Inc. (“Clarendon”) is hereby amended as follows:

FIFTH AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (SEPARATE ACCOUNT A)
Principal Underwriter’s Agreement • April 27th, 2023 • American Fidelity Separate Account A

THIS FIFTH AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (this “Amendment”) is entered into by and between AMERICAN FIDELITY SECURITIES, INC. (“AFS”) and AMERICAN FIDELITY ASSURANCE COMPANY, on behalf of American Fidelity Separate Account A (“AFA”), to amend that certain Amended and Restated Principal Underwriter’s Agreement dated June 10, 2006, as amended June 10, 2009, and April 20, 2012, and June, 10, 2015, and June 10, 2018 between AFS and AFA (the “Agreement”). Capitalized terms not defined herein shall have the meanings assigned to such terms in the Agreement. In the event of any inconsistency between the Agreement and this Amendment, the language of this Amendment shall control.

SECOND AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (SEPARATE ACCOUNT C)
Principal Underwriter’s Agreement • April 30th, 2012 • American Fidelity Separate Account C

THIS SECOND AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWITER’S AGREEMENT (this “Amendment”) is entered into by and between AMERICAN FIDELITY SECURITIES, INC. (“AFS”), and AMERICAN FIDELITY ASSURANCE COMPANY, on behalf of American Fidelity Separate Account B (“AFA”), to amend that certain Amended and Restated Principal Underwriter’s Agreement dated June 10, 2006, as amended June 10, 2009, between AFS and AFA (the “Agreement”). Capitalized terms not defined herein shall have the meanings assigned to such terms in the Agreement. In the event of any inconsistency between the Agreement and this Amendment, the language of this Amendment shall control.

AMENDMENT NO. 1 December 1, 2006 PRINCIPAL UNDERWRITER’S AGREEMENT
Principal Underwriter’s Agreement • April 27th, 2010 • Sun Life Ny Variable Account D

This Principal Underwriter’s Agreement dated February 1, 2003 (the “Agreement”) by and between Sun Life Insurance and Annuity Company of New York (the “Insurance Company”) and Clarendon Insurance Agency, Inc. (“Clarendon”) is hereby amended as follows:

FIFTH AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (SEPARATE ACCOUNT C)
Principal Underwriter’s Agreement • April 27th, 2023 • American Fidelity Separate Account C

THIS FIFTH AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (this “Amendment”) is entered into by and between AMERICAN FIDELITY SECURITIES, INC. (“AFS”) and AMERICAN FIDELITY ASSURANCE COMPANY, on behalf of American Fidelity Separate Account C (“AFA”), to amend that certain Amended and Restated Principal Underwriter’s Agreement dated June 10, 2006, as amended June 10, 2009, and April 20, 2012, and June, 10, 2015, and June 10, 2018 between AFS and AFA (the “Agreement”). Capitalized terms not defined herein shall have the meanings assigned to such terms in the Agreement. In the event of any inconsistency between the Agreement and this Amendment, the language of this Amendment shall control.

AMENDMENT NO. 2 February 1, 2009 PRINCIPAL UNDERWRITER’S AGREEMENT
Principal Underwriter’s Agreement • April 27th, 2010 • Sun Life Ny Variable Account D

The Principal Underwriter’s Agreement dated February 1, 2003, as previously amended, (the “Agreement”), by and among Sun Life Insurance and Annuity Company of New York (the “Insurance Company”) and Clarendon Insurance Agency, Inc. (“Clarendon”) is hereby further amended as follows.

FIFTH AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (SEPARATE ACCOUNT B)
Principal Underwriter’s Agreement • April 27th, 2023 • American Fidelity Separate Account B

THIS FIFTH AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (this “Amendment”) is entered into by and between AMERICAN FIDELITY SECURITIES, INC. (“AFS”) and AMERICAN FIDELITY ASSURANCE COMPANY, on behalf of American Fidelity Separate Account B (“AFA”), to amend that certain Amended and Restated Principal Underwriter’s Agreement dated June 10, 2006, as amended June 10, 2009, and April 20, 2012, and June, 10, 2015, and June 10, 2018 between AFS and AFA (the “Agreement”). Capitalized terms not defined herein shall have the meanings assigned to such terms in the Agreement. In the event of any inconsistency between the Agreement and this Amendment, the language of this Amendment shall control.

THIRD AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER' S AGREEMENT (SEPARATE ACCOUNT B)
Principal Underwriter's Agreement • April 27th, 2018 • American Fidelity Separate Account B

THIS THIRD AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER'S AGREEMENT (this "Amendment") is entered into by and between AMERICAN FIDELITY SECURITIES, INC. ("AFS"), and AMERICAN FIDELITY ASSURANCE COMPANY, on behalf of American Fidelity Separate Account B ("AFA"), to amend that certain Amended and Restated Principal Underwriter's Agreement dated June 10, 2006, as amended June 10, 2009, and April 20, 2012, between AFS and AFA (the "Agreement"). Capitalized terms not defined herein shall have the meanings assigned to such terms in the Agreement. In the event of any inconsistency between the Agreement and this Amendment, the language of this Amendment shall control.

FOURTH AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (SEPARATE ACCOUNT B)
Principal Underwriter’s Agreement • April 30th, 2020 • American Fidelity Separate Account B

THIS FOURTH AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (this “Amendment”) is entered in to by and between AMERICAN FIDELITY SECURITIES, INC. (“AFS”) and AMERICAN FIDELITY ASSURANCE COMPANY, on behalf of American Fidelity Separate Account B (“AFA”), to amend that certain Amended and Restated Principal Underwriter’s Agreement dated June 10, 2006, as amended June 10, 2009, and April 20, 2012, and June 10, 2015, between AFS and AFA (the “Agreement”). Capitalized terms not defined herein shall have the meanings assigned to such terms in the Agreement. In the event of any inconsistency between the Agreement and this Amendment, the language of this Amendment shall control.

THIRD AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER'S AGREEMENT (SEPARATE ACCOUNT A)
Principal Underwriter's Agreement • April 27th, 2018 • American Fidelity Separate Account A

THIS THIRD AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWITER'S AGREEMENT (this "Amendment") is entered into by and between AMERICAN FIDELITY SECURITIES, INC. ("AFS"), and AMERICAN FIDELITY ASSURANCE COMPANY, on behalf of American Fidelity Separate Account A ("AFA"), to amend that certain Amended and Restated Principal Underwriter's Agreement dated June 10, 2006, as amended June 10, 2009, and April 20, 2012, between AFS and AFA (the "Agreement"). Capitalized terms not defined herein shall have the meanings assigned to such terms in the Agreement. In the event of any inconsistency between the Agreement and this Amendment, the language of this Amendment shall control.

PRINCIPAL UNDERWRITER'S AGREEMENT
Principal Underwriter's Agreement • July 10th, 2018 • Independence Variable Life Separate Account • Delaware

THIS PRINCIPAL UNDERWRITER' S AGREEMENT is entered into by and among Independence Life and Annuity Company (formerly, Crown America Life Insurance Company) ("Independence Life"), a Delaware corporation, and Sun Life Institutional Distributors (U.S.) LLC ("SLID"), a Delaware corporation.

SECOND AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (SEPARATE ACCOUNT B)
Principal Underwriter’s Agreement • April 30th, 2012 • American Fidelity Separate Account B

THIS SECOND AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWITER’S AGREEMENT (this “Amendment”) is entered into by and between AMERICAN FIDELITY SECURITIES, INC. (“AFS”), and AMERICAN FIDELITY ASSURANCE COMPANY, on behalf of American Fidelity Separate Account A (“AFA”), to amend that certain Amended and Restated Principal Underwriter’s Agreement dated June 10, 2006, as amended June 10, 2009, between AFS and AFA (the “Agreement”). Capitalized terms not defined herein shall have the meanings assigned to such terms in the Agreement. In the event of any inconsistency between the Agreement and this Amendment, the language of this Amendment shall control.

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SECOND AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWRITER’S AGREEMENT (SEPARATE ACCOUNT A)
Principal Underwriter’s Agreement • April 30th, 2012 • American Fidelity Separate Account A

THIS SECOND AMENDMENT TO AMENDED AND RESTATED PRINCIPAL UNDERWITER’S AGREEMENT (this “Amendment”) is entered into by and between AMERICAN FIDELITY SECURITIES, INC. (“AFS”), and AMERICAN FIDELITY ASSURANCE COMPANY, on behalf of American Fidelity Separate Account A (“AFA”), to amend that certain Amended and Restated Principal Underwriter’s Agreement dated June 10, 2006, as amended June 10, 2009, between AFS and AFA (the “Agreement”). Capitalized terms not defined herein shall have the meanings assigned to such terms in the Agreement. In the event of any inconsistency between the Agreement and this Amendment, the language of this Amendment shall control.

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