Prosecution Agreement or Non-Prosecution Agreement Sample Contracts

42966 Federal Register / Vol. 88, No. 127 / Wednesday, July 5, 2023 / Notices
Prosecution Agreement or Non-Prosecution Agreement • July 4th, 2023

Prosecution Agreement (a DPA) or Non- Prosecution Agreement (an NPA) with the U.S. Department of Justice, entered into by PIMCO or any of its affiliates (as defined in Section VI(d) of PTE 84–14) in connection with the conduct described in Section I(g) of PTE 84–14 or ERISA Section 411; and (2) immediately provide any information requested by the Department, as permitted by law, regarding the DPA or NPA and/or conduct and allegations that led to the DPA or NPA;

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