PURCHASE PLAN -------------Purchase Plan • August 1st, 2003 • Pinault Printemps Redoute S a /Fi • Leather & leather products
Purchase PlanPurchase Plan • May 13th, 2016 • Biglari Holdings Inc. • Retail-eating places
Purchase Plan, adopted May 10, 2016 (the “Purchase Plan”), between The Lion Fund II, L.P. (“Purchaser”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Purchase Plan is to aid in achieving the investment objectives of the Purchaser.
10B5-1 Purchase PlanPurchase Plan • March 17th, 2020 • Fundamental Global Investors, LLC • Radio & tv broadcasting & communications equipment
Purchase Plan, dated March 16, 2020 (the “Purchase Plan”), between Fundamental Global Investors, LLC, on behalf of the funds managed by it (“Client”), and Northern Trust Securities, Inc. (“Northern”).
Williams Trading, LLC Rule 10b5-1 Purchase Trading Plan (Non-discretionary Plan-Owned Shares Only)Purchase Plan • June 20th, 2014 • Lone Star Value Management LLC • Computer peripheral equipment, nec
This Purchase Plan is being entered into between Buyer and Williams to establish a trading plan for Buyer that complies with the requirements of Rule 10b5-1(c)(1) and, to the extent applicable, Rule 10b-18 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Buyer is establishing this Purchase Plan to acquire for Buyer shares of the common stock, par value $0.001 per share (the “Stock”), of Crossroads System, Inc. (the “Issuer”).
10B5-1 Purchase PlanPurchase Plan • March 13th, 2019 • Fundamental Global Investors, LLC • Photographic equipment & supplies
Purchase Plan, dated March 14, 2019, (the “Purchase Plan”), between Fundamental Global Investors, LLC, on behalf of the funds managed by it (“Client”), and Northern Trust Securities, Inc. (“Northern”).
10b5-1 Purchase Plan COUNSEL SHOULD BE CONSULTED PRIOR TO ITS USE. Purchase Plan, dated December 8, 2009 (the “Purchase Plan”), between Joseph Keithley (“Buyer”) and Thomas Weisel Partners LLC (“TWP”).Purchase Plan • January 8th, 2010 • Keithley Joseph P
WHEREAS, the Buyer desires to establish this Purchase Plan to buy shares of common stock, [par value $ per share] [no par value] (the “Stock”), of Keithley Instruments (the “Issuer”); and
Purchase PlanPurchase Plan • March 14th, 2019 • L-5 Healthcare Partners, LLC • Surgical & medical instruments & apparatus
Purchase Plan, adopted March 12, 2019 (the “Purchase Plan, and such date the “Adoption Date”), between L-5 Healthcare Partners II, LLC (“Purchaser”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Purchase Plan is to aid in achieving the investment objectives of the Purchaser.
Purchase PlanPurchase Plan • September 28th, 2017 • Biglari Capital Corp. • Retail-eating places
Purchase Plan, adopted September 16, 2017 (the “Purchase Plan”), between The Lion Fund II, L.P. (“Purchaser”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Purchase Plan is to aid in achieving the investment objectives of the Purchaser.
Purchase Plan for Castle Creek Capital Partners IV, LPPurchase Plan • December 16th, 2011 • Guaranty Bancorp • State commercial banks • New York
Purchase Plan, dated as of December 15, 2011 (the “Purchase Plan”), between Castle Creek Capital Partners IV, LP (“Purchaser”) and Keefe, Bruyette & Woods, Inc. (“Broker”).
10b5-1 Purchase Plan COUNSEL SHOULD BE CONSULTED PRIOR TO ITS USE. Purchase Plan, dated March 12, 2009 (the “Purchase Plan”), between Joseph Keithley (“Buyer”) and Thomas Weisel Partners LLC (“TWP”).Purchase Plan • March 12th, 2009 • Keithley Joseph P
WHEREAS, the Buyer desires to establish this Purchase Plan to buy shares of common stock, no par value (the “Stock”), of Keithley Instruments (the “Issuer”); and
Purchase PlanPurchase Plan • February 23rd, 2010 • Ramius LLC • Semiconductors & related devices
This purchase plan is dated as of February 19, 2010 (“Purchase Plan”) between Ramius LLC (together with its controlled affiliates, “Purchaser”) and Craig-Hallum Capital Group LLC (“Craig-Hallum”), as agent.
10b5-1 Purchase PlanPurchase Plan • September 23rd, 2008 • China Mining Resources Holdings LTD • Blank checks
WHEREAS, the Purchaser desires to establish a plan that qualifies for the affirmative defense and safe harbor provided by Rule 10b5-1 ("Rule 10b5-1") under the Securities Exchange Act of 1934, as amended (the "Exchange Act") to purchase warrants (the "Warrants") which entitle the holder thereof to purchase shares of common stock, par value $0.0001 per share (the "Common Stock") of China Mining Resources Holding Limited (the "Issuer").
