Registered Investment Company Chief Compliance Officer Services Agreement Sample Contracts

Registered Investment Company Chief Compliance Officer Services Agreement
Registered Investment Company Chief Compliance Officer Services Agreement • August 14th, 2015 • Hays Series Trust • Kansas

THIS AGREEMENT (the “Agreement”) is entered into to be effective as of the 1st day of June, 2015, by and between BEACON COMPLIANCE CONSULTING, INC., a Kansas Corporation (“Beacon”), and Hays Series Trust, a Delaware Statutory Trust (the “Trust”). The effectiveness of this Agreement is subject to final approval by the Trustees of Hays Series Trust at its organizational meeting. Throughout this Agreement, the terms “us”, “our”, “we” and similar references shall mean and refer to Beacon and include Beacon’s duly authorized representatives, employees, attorneys and agents. Likewise, throughout this Agreement, the terms “you”, “yours”, and similar references shall mean and refer to the Trust and includes the Trust’s duly authorized representatives, employees, attorneys and agents.

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