Rule 12b-1 Related AgreementRelated Agreement • May 20th, 2008 • Equitrust Life Variable Account
Contract Type FiledMay 20th, 2008 CompanyThis letter will confirm our understanding and agreement with respect to payments to be made to you, as distributor and underwriter of certain variable annuity and variable life insurance contracts (“Contracts”) issued by your affiliate EquiTrust Life Insurance Company (“Insurer”), pursuant to a Distribution Plan (the “Plan”) adopted by Summit Mutual Funds, Inc. (the “Corporation”), on behalf of each class of shares of the Corporation (“Fund”) set forth on Schedule A, pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”). The Funds are offered pursuant to a participation agreement, dated September 19, 2001 and amended effective as of May 1, 2008, under which the Fund has agreed to make shares of certain Funds available for purchase by one or more of the Insurer’s separate accounts or divisions thereof, in connection with the allocation by Contract owners of purchase payments to corresponding investment options offered under the Contracts. The Plan and
RELATED AGREEMENT NUMBER ONE TO STRATEGIC SUPPLY, SERVICES AND PROMOTION AGREEMENT Effective August 20, 1999Related Agreement • June 1st, 2000 • Ebix Com Inc • Services-computer integrated systems design
Contract Type FiledJune 1st, 2000 Company Industry
RULE 12b-1 RELATED AGREEMENTRelated Agreement • February 28th, 2013 • Artio Select Opportunities Fund Inc.
Contract Type FiledFebruary 28th, 2013 CompanyThis letter will confirm our understanding and agreement with respect to payments to be made to you pursuant to the Distribution and Shareholder Servicing Plans (the “Plans”) adopted by (Artio Global Investment Funds (the “Trust”) and Artio Select Opportunities Fund, Inc. (the “Select Opportunities Fund”), on behalf of each series of the Trust, and the Select Opportunities Fund (collectively, the “Artio Global Funds” or the “Funds”) as more fully set forth on Schedule A, pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”). The Plans and this related agreement (the “Rule 12b-1 Agreement”) have been approved by a majority of the Board of Trustees of the Trust (the “Board of Trustees”) and the Board of Directors of the Select Opportunities Fund (the “Board of Directors” and, collectively with the Board of Trustees, the “Boards”), including a majority of each of the Boards who are not “interested persons” of the Funds, as defined in the Act, and who have
AMENDED AND RESTATED RELATED AGREEMENTRelated Agreement • October 23rd, 2007 • Agilent Technologies Inc • Instruments for meas & testing of electricity & elec signals • New York
Contract Type FiledOctober 23rd, 2007 Company Industry JurisdictionThis Amended and Restated Related Agreement, dated as of September 10, 2007 (this “Agreement”), is made by and among MERRILL LYNCH CAPITAL SERVICES, INC., a corporation organized under the laws of the State of Delaware (“Merrill Lynch”), AGILENT TECHNOLOGIES, INC., a corporation organized under the laws of the State of Delaware (“Agilent”), and AGILENT TECHNOLOGIES WORLD TRADE, INC., a corporation organized under the laws of the State of Delaware (“World Trade”).
RULE 12b-1 RELATED AGREEMENTRelated Agreement • December 23rd, 2010 • Artio Global Investment Funds
Contract Type FiledDecember 23rd, 2010 CompanyThis letter will confirm our understanding and agreement with respect to payments to be made to you pursuant to the Distribution and Shareholder Servicing Plans (the “Plans”) adopted by (Artio Global Investment Funds (the “Trust”) and Artio Global Equity Fund, Inc. (the “Global Equity Fund”), on behalf of each series of the Trust, and the Global Equity Fund (collectively, the “Artio Global Funds” or the “Funds”) as more fully set forth on Schedule A, pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”). The Plans and this related agreement (the “Rule 12b-1 Agreement”) have been approved by a majority of the Board of Trustees of the Trust (the “Board of Trustees”) and the Board of Directors of the Global Equity Fund (the “Board of Directors” and, collectively with the Board of Trustees, the “Boards”), including a majority of each of the Boards who are not “interested persons” of the Funds, as defined in the Act, and who have no direct or indirect finan
FIFTH AMENDED AND RESTATED RELATED AGREEMENTRelated Agreement • September 5th, 2008 • Agilent Technologies Inc • Instruments for meas & testing of electricity & elec signals • New York
Contract Type FiledSeptember 5th, 2008 Company Industry JurisdictionThis Fifth Amended and Restated Related Agreement, dated as of August 7, 2008 (this “Agreement”), is made by and among MERRILL LYNCH CAPITAL SERVICES, INC., a corporation organized under the laws of the State of Delaware (“Merrill Lynch”), AGILENT TECHNOLOGIES, INC., a corporation organized under the laws of the State of Delaware (“Agilent”), and AGILENT TECHNOLOGIES WORLD TRADE, INC., a corporation organized under the laws of the State of Delaware (“World Trade”).
RULE 12b-1 RELATED AGREEMENTRelated Agreement • February 28th, 2012 • Artio Global Investment Funds
Contract Type FiledFebruary 28th, 2012 CompanyThis letter will confirm our understanding and agreement with respect to payments to be made to you pursuant to the Distribution and Shareholder Servicing Plans (the “Plans”) adopted by (Artio Global Investment Funds (the “Trust”) and Artio Global Equity Fund, Inc. (the “Global Equity Fund”), on behalf of each series of the Trust, and the Global Equity Fund (collectively, the “Artio Global Funds” or the “Funds”) as more fully set forth on Schedule A, pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”). The Plans and this related agreement (the “Rule 12b-1 Agreement”) have been approved by a majority of the Board of Trustees of the Trust (the “Board of Trustees”) and the Board of Directors of the Global Equity Fund (the “Board of Directors” and, collectively with the Board of Trustees, the “Boards”), including a majority of each of the Boards who are not “interested persons” of the Funds, as defined in the Act, and who have no direct or indirect finan
RULE 12b-1 RELATED AGREEMENTRelated Agreement • December 26th, 2012 • Artio Select Opportunities Fund Inc.
Contract Type FiledDecember 26th, 2012 CompanyThis letter will confirm our understanding and agreement with respect to payments to be made to you pursuant to the Distribution and Shareholder Servicing Plans (the “Plans”) adopted by (Artio Global Investment Funds (the “Trust”) and Artio Select Opportunities Fund, Inc. (the “Select Opportunities Fund”), on behalf of each series of the Trust, and the Select Opportunities Fund (collectively, the “Artio Global Funds” or the “Funds”) as more fully set forth on Schedule A, pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”). The Plans and this related agreement (the “Rule 12b-1 Agreement”) have been approved by a majority of the Board of Trustees of the Trust (the “Board of Trustees”) and the Board of Directors of the Select Opportunities Fund (the “Board of Directors” and, collectively with the Board of Trustees, the “Boards”), including a majority of each of the Boards who are not “interested persons” of the Funds, as defined in the Act, and who have
RULE 12b-1 RELATED AGREEMENTRelated Agreement • February 26th, 2010 • Artio Global Investment Funds
Contract Type FiledFebruary 26th, 2010 CompanyThis letter will confirm our understanding and agreement with respect to payments to be made to you pursuant to the Distribution and Shareholder Servicing Plans (the “Plans”) adopted by (Artio Global Investment Funds (the “Trust”) and Artio Global Equity Fund, Inc. (the “Global Equity Fund”), on behalf of each series of the Trust, and the Global Equity Fund (collectively, the “Artio Global Funds” or the “Funds”) as more fully set forth on Schedule A, pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”). The Plans and this related agreement (the “Rule 12b-1 Agreement”) have been approved by a majority of the Board of Trustees of the Trust (the “Board of Trustees”) and the Board of Directors of the Global Equity Fund (the “Board of Directors” and, collectively with the Board of Trustees, the “Boards”), including a majority of each of the Boards who are not “interested persons” of the Funds, as defined in the Act, and who have no direct or indirect finan
ContractRelated Agreement • April 25th, 2006
Contract Type FiledApril 25th, 2006
RELATED AGREEMENTRelated Agreement • September 25th, 2008 • Agilent Technologies Inc • Instruments for meas & testing of electricity & elec signals • New York
Contract Type FiledSeptember 25th, 2008 Company Industry JurisdictionThis Related Agreement, dated as of September 22, 2008 (this “Agreement”), is made by and among LLOYDS TSB BANK PLC, a public limited company organized under the laws of England and Wales (“Lloyds”), AGILENT TECHNOLOGIES, INC., a corporation organized under the laws of the State of Delaware (“Agilent”), and AGILENT TECHNOLOGIES WORLD TRADE, INC., a corporation organized under the laws of the State of Delaware (“World Trade”).
SOUTH PACIFIC COMMISSIONRelated Agreement • January 5th, 2018
Contract Type FiledJanuary 5th, 2018
Rule 12b-1 Related AgreementRelated Agreement • October 29th, 2007 • Julius Baer Investment Funds
Contract Type FiledOctober 29th, 2007 CompanyThis letter will confirm our understanding and agreement with respect to payments to be made to you pursuant to a Distribution and Shareholder Servicing Plan (the “Plan”) adopted by (Julius Baer Investment Funds, and Julius Baer Global Equity Fund, Inc. (the “Trust”), on behalf of the Julius Baer Funds as described in Schedule A (the “Fund”), pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”). The Plan and this related agreement (the “Rule 12b-1 Agreement”) have been approved by a majority of the Board of Trustees of the Trust, including a majority of the Board of Trustees who are not “interested persons” of the Trust, as defined in the Act, and who have no direct or indirect financial interest in the operation of the Plan or in this or any other Rule 12b-1 Agreement (the “Disinterested Trustees”), cast in person at a meeting called for the purpose of voting thereon. Such approval included a determination by the Board of Trustees that, in the exerci
NTPBV Share Sale and Purchase Agreement Nusa Tenggara Partnership BV Newmont Mining Corporation Sumitomo Corporation PT Amman Mineral InternasionalRelated Agreement • July 6th, 2016 • Newmont Mining Corp /De/ • Gold and silver ores
Contract Type FiledJuly 6th, 2016 Company Industry
Rule 12b-1 Related AgreementRelated Agreement • January 24th, 2008 • Empiric Funds, Inc
Contract Type FiledJanuary 24th, 2008 CompanyThis letter will confirm our understanding and agreement with respect to payments to be made to you pursuant to a Distribution Plan (the “Plan”) adopted by Empiric Funds Inc., (the “Corporation”), on behalf of the Empiric Funds (the “Fund”), a series of the Corporation, pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”). The Plan and this related agreement (the “Rule 12b-1 Agreement”) have been approved by a majority of the Board of Directors, including a majority of the Board of Directors who are not “interested persons” of the Corporation, as defined in the Act, and who have no direct or indirect financial interest in the operation of the Plan or in this or any other Rule 12b-1 Agreement (the “Disinterested Directors”), cast in person at a meeting called for the purpose of voting thereon. Such approval included a determination by the Board of Directors that, in the exercise of its reasonable business judgment and in light of its fiduciary duties,
THIRD AMENDED AND RESTATED PROMISSORY NOTERelated Agreement • April 24th, 2009 • Microhelix Inc • Surgical & medical instruments & apparatus • Oregon
Contract Type FiledApril 24th, 2009 Company Industry JurisdictionMAKER: microHelix, Inc. P.O. Box 1030 Tualatin, Oregon 97062 Moore Electronics, Inc. P.O. Box 1030 Tualatin, Oregon 97062 HOLDER: MH Financial Associates, LLC c/o Aequitas Capital Management, Inc. 5300 Meadows Road, Suite 400 Lake Oswego, Oregon 97035
ContractRelated Agreement • April 20th, 2023 • Vitro Biopharma, Inc. • Biological products, (no disgnostic substances) • Nevada
Contract Type FiledApril 20th, 2023 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER UNITED STATES FEDERAL OR STATE SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, OR OTHERWISE TRANSFERRED OR ASSIGNED FOR VALUE, DIRECTLY OR INDIRECTLY, NOR MAY THIS WARRANT OR THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT BE TRANSFERRED ON THE BOOKS OF THE COMPANY, WITHOUT REGISTRATION OF THIS WARRANT OR SUCH SECURITIES, AS APPLICABLE, UNDER ALL APPLICABLE UNITED STATES FEDERAL OR STATE SECURITIES LAWS OR COMPLIANCE WITH AN APPLICABLE EXEMPTION THEREFROM, SUCH COMPLIANCE, AT THE OPTION OF THE COMPANY, TO BE EVIDENCED BY AN OPINION OF SECURITYHOLDER’S COUNSEL, IN A FORM ACCEPTABLE TO THE COMPANY, THAT NO VIOLATION OF SUCH REGISTRATION PROVISIONS WOULD RESULT FROM ANY PROPOSED TRANSFER OR ASSIGNMENT.
Exhibit 99.(m6) RULE 12B-1 RELATED AGREEMENT ---------------------------- Date _________, 20__ Quasar Distributors, LLC 615 East Michigan Street Suite 200 Milwaukee, WI 53202 Ladies and Gentlemen: This letter will confirm our understanding and...Related Agreement • February 25th, 2005 • Julius Baer Investment Funds
Contract Type FiledFebruary 25th, 2005 Company
TO FACULTY CONSULTING OR RELATED AGREEMENTRelated Agreement • May 7th, 2020
Contract Type FiledMay 7th, 2020
RULE 12b-1 RELATED AGREEMENTRelated Agreement • December 28th, 2009 • Artio Global Investment Funds
Contract Type FiledDecember 28th, 2009 CompanyThis letter will confirm our understanding and agreement with respect to payments to be made to you pursuant to the Distribution and Shareholder Servicing Plans (the “Plans”) adopted by (Artio Global Investment Funds (the “Trust”) and Artio Global Equity Fund, Inc. (the “Global Equity Fund”), on behalf of each series of the Trust, and the Global Equity Fund (collectively, the “Artio Global Funds” or the “Funds”) as more fully set forth on Schedule A, pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”). The Plans and this related agreement (the “Rule 12b-1 Agreement”) have been approved by a majority of the Board of Trustees of the Trust (the “Board of Trustees”) and the Board of Directors of the Global Equity Fund (the “Board of Directors” and, collectively with the Board of Trustees, the “Boards”), including a majority of each of the Boards who are not “interested persons” of the Funds, as defined in the Act, and who have no direct or indirect finan
Rule 12b-1 Related AgreementRelated Agreement • April 26th, 2022 • Jefferson National Life Annuity Account G
Contract Type FiledApril 26th, 2022 CompanyThis letter will confirm our understanding and agreement with respect to payments to be made to you, as distributor and underwriter of certain variable annuity and variable life insurance contracts (“Contracts”) issued by Jefferson National Life Insurance Company (“Insurer”), pursuant to a Distribution Plan (the “Plan”) adopted by Calvert Variable Series, Inc. (the “Corporation”), on behalf of each class of shares of the Corporation (“Fund”) set forth on Schedule A, pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”). The Funds are offered pursuant to a participation agreement, dated May 1, 2014, under which the Fund has agreed to make shares of certain Funds (referred to as “Portfolios” in the Participation Agreement) available for purchase by one or more of the Insurer’s separate accounts or divisions thereof, in connection with the allocation by Contract owners of purchase payments to corresponding investment options offered under the Contracts. T
THIRD AMENDED AND RESTATED RELATED AGREEMENTRelated Agreement • December 12th, 2007 • Agilent Technologies Inc • Instruments for meas & testing of electricity & elec signals • New York
Contract Type FiledDecember 12th, 2007 Company Industry JurisdictionThis Third Amended and Restated Related Agreement, dated as of December 7, 2007 (this “Agreement”), is made by and among MERRILL LYNCH CAPITAL SERVICES, INC., a corporation organized under the laws of the State of Delaware (“Merrill Lynch”), AGILENT TECHNOLOGIES, INC., a corporation organized under the laws of the State of Delaware (“Agilent”), and AGILENT TECHNOLOGIES WORLD TRADE, INC., a corporation organized under the laws of the State of Delaware (“World Trade”).