Reset Offer of Common Stock Purchase Warrants Sample Contracts

Re: Reset Offer of Common Stock Purchase Warrants

Reset Offer of Common Stock Purchase Warrants • August 7th, 2017 • Northwest Biotherapeutics Inc • Pharmaceutical preparations

• Contract Type
  Reset Offer of Common Stock Purchase Warrants
• Filed
  August 7th, 2017
• Company
  Northwest Biotherapeutics Inc
• Industry
  Pharmaceutical preparations

Northwest Biotherapeutics, Inc. (the “Company”) is pleased to offer to you the opportunity to reprice the exercise of all of the Common Stock purchase warrants set forth on Annex I attached hereto (the “Existing Warrants”) currently held by you (“Holder”). The Existing Warrants and the shares of Common Stock underlying the Existing Warrants (“Warrant Shares”) have been registered for sale pursuant to a registration statement on Form S-3 (File No. 333-213777) (the “Registration Statement”). The Registration Statement is currently effective and, at the time of exercise of the Existing Warrants pursuant to this letter agreement, will be effective for the issuance of all of the Warrant Shares. Capitalized terms not otherwise defined herein shall have the meanings set forth in the Securities Purchase Agreement, dated as of March 17, 2017, by and among the Company and the signatories thereto (the “Purchase Agreement”).