Ria Client Introduction Agreement Sample Contracts

TRILOGY MULTIFAMILY INCOME & GROWTH HOLDINGS I, LLC RIA CLIENT INTRODUCTION AGREEMENT
Ria Client Introduction Agreement • November 13th, 2020 • Trilogy Multifamily Income & Growth Holdings I, LLC • Real estate • Illinois

The undersigned, Arete Wealth Management, LLC, an Illinois limited liability company (the “Managing Broker Dealer”), has entered into an agreement (the “Managing Broker Dealer Agreement”) with Trilogy Multifamily Income & Growth Holdings I, LLC, a Delaware limited liability company (the “Issuer”), for the sale of up to 50,000 Bonds of the Issuer (the “Securities”) for a maximum offering of up to $50,000,000. The Managing Broker Dealer has agreed to use its best efforts to form and manage a group of broker dealers (the “Selling Group Members”) and registered investment advisers (“Introducing RIAs”) for the purpose of soliciting offers for the purchase of the Securities. The terms of the Offering are set forth in the Issuer’s offering circular dated {OFFERING CIRCULAR DATE}, as may be supplemented or amended from time to time (the “Offering Circular”). The Securities will be offered during a period commencing on the date of the Offering Circular and continuing until the offering terminat

AutoNDA by SimpleDocs
Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!