Rule 10b5-1 Purchase Plan Sample Contracts

Rule 10b5-1 Purchase Plan
Rule 10b5-1 Purchase Plan • October 10th, 2018 • Barings LLC

This Rule 10b5-1 Purchase Plan, including the recitals and exhibits hereto (this “Plan”), is entered into on September 24, 2018 by and between Barings LLC (“Affiliated Purchaser”) and (“Broker”).

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Rule 10b5-1 Purchase Plan
Rule 10b5-1 Purchase Plan • November 17th, 2020 • Breeze Holdings Acquisition Corp. • Blank checks

This plan (the “Plan”) will confirm the agreement between _____________ (the “Client”) and _____________ pursuant to which _____________ has been appointed by the Client to purchase outstanding securities of Breeze Holdings Acquisition Corp. (the “Issuer”) named in Exhibit A (the “Rights”). This Plan is being established by the Client and is intended to qualify for the affirmative defense provided by Rule 10b5-1 (“Rule 10b5-1”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

Rule 10b5-1 Purchase Plan
Rule 10b5-1 Purchase Plan • March 18th, 2021 • Glazer Avram A

This Rule 10b5-1 Purchase Plan is entered into on March 17, 2021 (this “Purchase Plan”) between Avram Glazer Irrevocable Exempt Trust (“Purchaser”) and Odeon Capital Group LLC (“Broker”), acting as agent for Purchaser.

Rule 10b5-1 Trading Plan
Rule 10b5-1 Purchase Plan • December 19th, 2014 • Biglari Capital Corp. • Retail-eating places

This Rule 10b5-1 Purchase Plan is entered into on December 17, 2014 (This “Plan”) between The Lion Fund, L.P. (“Purchaser”) and Jefferies LLC (“Broker”), acting as agent for Purchaser.

Rule 10b5-1 Purchase Plan
Rule 10b5-1 Purchase Plan • December 7th, 2022 • Pershing Square Capital Management, L.P. • Real estate investment trusts

This Rule 10b5-1 Purchase Plan is entered into on December 6, 2022 (this “Purchase Plan”) between Pershing Square, L.P., Pershing Square International, Ltd. and Pershing Square Holdings, Ltd. (each a “Purchaser”) and Jefferies LLC (“Broker”), acting as agent for each Purchaser. The provisions in this Purchase Plan apply to each Purchaser, severally and not jointly. Broker will give up each Purchase Day’s (as defined below) trades to Purchasers’ prime broker in the allocations set forth in Exhibit A.

Rule 10b5-1 Purchase Plan
Rule 10b5-1 Purchase Plan • March 16th, 2018 • Deutsche Telekom Holding B.V. • Radiotelephone communications

This will confirm the agreement between Deutsche Telekom Holding B.V. (the “Client”) and Credit Suisse Securities (USA) LLC (“Credit Suisse”) pursuant to which Credit Suisse has been appointed as the Client’s agent to purchase, on behalf of the Client, outstanding shares of the common stock of T-Mobile US, Inc. (the “Shares”), in accordance with the terms and conditions set forth below (the “Plan”). This Plan is being established by the Client and is intended to qualify for the affirmative defense and safe harbor provided by Rules 10b5-1 (“Rule 10b5-1”) and 10b-18 (“Rule 10b-18”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).

Form of Rule 10b5-1 Purchase Plan
Rule 10b5-1 Purchase Plan • September 28th, 2009 • Desert Equity LP • Semiconductors & related devices
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