Rule Change Sample Contracts

Federal Register / Vol. 73, No. 78 / Tuesday, April 22, 2008 / Notices
Rule Change • June 5th, 2024

17d–2 Agreement, as approved by the Commission. In this Agreement, FINRA and NYSE agreed to promptly propose conforming changes, absent a disagreement about the substance of a proposed rule change, to ensure that such rules continue to be Common Rules as defined in the Agreement. In this regard, the Commission believes it is appropriate for the proposed rule to be effective retroactively as of April 7, 2008, which is the date FINRA’s identical amendments became effective.10

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