AMENDMENT No. 1 TOS. Pb Agreement Amendment Agreement • September 15th, 2016 • Guggenheim Credit Allocation Fund • New York
Contract Type FiledSeptember 15th, 2016 Company JurisdictionAMENDMENT AGREEMENT (the “Amendment”), dated as of August 17, 2016 to the U.S. PB Agreement, dated as of March 3, 2014, as may be amended from time to time (the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Credit Allocation Fund (the “Customer”).