SECONDARY BLOCK TRADE AGREEMENT March 1, 2004 3,259,000 shares of common stock of QUANTA SERVICES, INC. This agreement dated March 1, 2004 sets out the terms under which UBS Securities LLC, ("UBS" / "Buyer") will purchase 3,259,000 shares of common...Secondary Block Trade Agreement • March 2nd, 2004 • First Reserve Gp Ix Inc • Electrical work • New York
SECONDARY BLOCK TRADE AGREEMENTSecondary Block Trade Agreement • June 17th, 2024 • York Capital Management Global Advisors, LLC • Natural gas transmisison & distribution • New York
This agreement (the “Agreement”) dated June 13, 2024 (the “Execution Date”) sets out the terms under which Hanwha Aerospace Co., Ltd. (the “Buyer”) will purchase the number of shares of common stock, $0.0001 par value per share (the “Shares”), of NextDecade Corporation, a Delaware corporation (the “Issuer”), indicated on Schedule I hereto from the sellers identified on Schedule II hereto (each, a “Seller” and collectively, the “Sellers”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms on Schedule III hereto.
SECONDARY BLOCK TRADE AGREEMENTSecondary Block Trade Agreement • August 7th, 2015 • Luxor Capital Group, LP • Retail-eating places • New York
This agreement dated August 4, 2015 sets out the terms under which UBS Securities LLC, ("UBS" / ''Buyer'') will purchase 1,000,000 shares of common stock (the ''Shares'') of BJ's Restaurants, Inc. (the ''Issuer'') from Luxor Capital Group, LP (''Seller'').
SECONDARY BLOCK TRADE AGREEMENT 4,400,000 shares of common stock of Alpha Natural Resouorce Inc.Secondary Block Trade Agreement • May 18th, 2006 • AMCI Holdings Inc. • Bituminous coal & lignite surface mining • New York
This agreement dated 5/15/2006 sets out the terms under which UBS Securities LLC, (“UBS” / “Buyer”) will purchase 4,400,000 shares of common stock (the “Shares”) of Alpha Natural Resources, Inc. (the “Issuer”) from (“Sellers”)
SECONDARY BLOCK TRADE NON-AFFILIATE SELLER REPRESENTATION LETTER AND AGREEMENTSecondary Block Trade Agreement • December 6th, 2017 • Tracinda Corp • New York
SECONDARY BLOCK TRADE AGREEMENTSecondary Block Trade Agreement • August 7th, 2015 • Avenue Capital Management II, L.P. • Trucking (no local) • New York
This agreement dated, August 6, 2015, sets out the terms under which UBS Securities LLC, (“UBS” / “Buyer”) will purchase the number of shares of common stock (the “Shares”) of YRC Worldwide, Inc. (the “Issuer”) from each seller listed on Schedule I hereto (each, a “Seller” and, together, the “Sellers”) set forth next to each Seller’s name on such Schedule I.
SECONDARY BLOCK TRADE AGREEMENTSecondary Block Trade Agreement • May 25th, 2012 • BIOeCON B.V. • Industrial organic chemicals • New York
This agreement dated May 22, 2012 sets out the terms under which UBS Securities LLC, (“UBS” / ''Buyer'') will purchase 834,544 shares of Class A common stock (the ''Shares'') of KiOR, Inc. (the ''Issuer'') from BIOeCON B.V. (''Seller'').
SECONDARY BLOCK TRADE AGREEMENTSecondary Block Trade Agreement • November 5th, 2007 • Cincinnati Financial Corp • Fire, marine & casualty insurance • New York
This agreement dated October 23, 2007 sets out the terms under which UBS Securities LLC, (“UBS” / “Buyer”) will purchase 5,500,000 shares of common stock (the “Shares”) of Fifth Third Bancorp (FITB) (the “Issuer”) from The Cincinnati Insurance Company (“Seller”).
SECONDARY BLOCK TRADE AGREEMENT, made on 11 May 2023Secondary Block Trade Agreement • May 16th, 2023 • GSK PLC • Pharmaceutical preparations
Glaxo Group Limited (the “Seller”), a company incorporated in England and Wales under registered number 00305979 and whose registered office is at 980 Great West Road, Brentford, Middlesex, TW8 9GS; and
SECONDARY BLOCK TRADE AGREEMENT, made on 30 September 2024 BETWEENSecondary Block Trade Agreement • October 1st, 2024 • Pfizer Inc • Pharmaceutical preparations
Subject to the terms and conditions set out in this secondary block trade agreement (the “Agreement”), the Lead Managers agree, severally and not jointly or jointly and severally, to use their respective reasonable endeavours to procure purchasers for 540,000,000 (or such higher number as agreed between the Seller and the Lead Managers) ordinary shares with a nominal value of £0.01 per share in aggregate (the “Shares”) in Haleon plc (the “Company”) (the “Sale”) and the Managers excluding the Lead Managers agree, severally and not jointly or jointly and severally, to act as co-managers in connection with the Sale.
SECONDARY BLOCK TRADE AGREEMENT, made on 16 January 2024 BETWEENSecondary Block Trade Agreement • January 19th, 2024 • GSK PLC • Pharmaceutical preparations
GSK (No.1) Scottish Limited Partnership (“SLP1”), a private fund limited partnership registered in Scotland with registration number SL035527 and whose principal place of business is at 50 Lothian Road, Festival Square, Edinburgh, EH3 9WJ;
SECONDARY BLOCK TRADE AGREEMENT, made on 5 October 2023 BETWEENSecondary Block Trade Agreement • October 10th, 2023 • GSK PLC • Pharmaceutical preparations
GSK (No.1) Scottish Limited Partnership (“SLP1”), a private fund limited partnership registered in Scotland with registration number SL035527 and whose principal place of business is at 50 Lothian Road, Festival Square, Edinburgh, EH3 9WJ;
SECONDARY BLOCK TRADE AGREEMENT 1,480,841 units of common stock of NGL Energy Partners, LPSecondary Block Trade Agreement • August 13th, 2014 • SemGroup Corp • Oil & gas field services, nec • New York
This agreement dated 8/5/14 sets out the terms under which UBS Securities LLC, (“UBS” / “Buyer”) will purchase 1,480,841 units of common stock (the “Units”) of NGL Energy Partners, LP (the “Issuer”) from SemGroup Corporation (“Seller”).
