Secondary Market Trading Agreement Sample Contracts

SECONDARY MARKET TRADING AGREEMENT
Secondary Market Trading Agreement • August 31st, 2023

THIS SECONDARY MARKET TRADING AGREEMENT (this "Agreement") governs all transactions and is a binding contract among the Owner/Seller, the true and beneficial owner of certain units or shares (“Shares”) of a security (the “Security”), or the Buyer/Bidder (each individually, as the case may be, the “User”), Dalmore Group, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and the Securities Industry Protection Corporation (“SIPC”) (“Dalmore Group” or “Company”). This Agreement governs the terms under which the User is granted the right to bid for, purchase, offer for sale and/or sell Shares of the Security through the North Capital Private Securities Corporation Alternative Trading System (the "Platform"). All User activity on the Platform is governed by this Agreement and other documents included by reference.

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