Securities Account Agreement Sample Contracts
SECURITIES ACCOUNT AGREEMENT MARGIN ACCOUNTSecurities Account Agreement • March 15th, 2021 • Virginia
("Introducing Firm") In consideration of Introducing Firm and its clearing agent ("Clearing Agent") accepting and agreeing to carry my account(s), and extend
Standard Contracts
This document must be attached to the securities account agreement. It must be returned completed, signed and accompanied by the requested supporting documents, otherwise it cannot be processed.Securities Account Agreement • January 2nd, 2024
SECURITIES ACCOUNT AGREEMENTSecurities Account Agreement • December 10th, 2019
SECURITIES ACCOUNT AGREEMENTSecurities Account Agreement • November 15th, 2023
This agreement includes information on the investment services and financial instruments offered to the Account holder by the Bank.
ContractSecurities Account Agreement • May 8th, 2024 • Hong Kong
PLEASE READ THIS AGREEMENT CAREFULLY AND THOROUGHLY BEFORE YOU SIGN THE SECURITIES ACCOUNT OPENING APPLICATION FORM INDICATING YOUR AGREEMENT TO BE BOUND BY THE TERMS AND CONDITIONS CONTAINED HEREIN AND IN ANY EVENT BEFORE YOU USE ANY PART OF THE SERVICES (AS DEFINED BELOW).
Ref: CMSHK-SAA-v2-2024Securities Account Agreement • October 3rd, 2024 • Hong Kong
PLEASE READ THIS AGREEMENT CAREFULLY AND THOROUGHLY BEFORE YOU SIGN THE SECURITIES ACCOUNT OPENING APPLICATION FORM INDICATIN G YOUR AGREEMENT TO BE BOUND BY THE TERMS AND CONDITIONS CONTAINED HEREIN AND IN ANY EVENT BEFORE YOU USE ANY PART OF THE SERVICES (AS DEFINED BELOW).
SECURITIES ACCOUNT AGREEMENTSecurities Account Agreement • January 2nd, 2024
This document must be returned completed, signed and accompanied by the requested supporting documents, otherwise it cannot be processed.
UNITED INTERNATIONAL HOLDINGS, INC. SECURITIES ACCOUNT AGREEMENT This Securities Account Agreement (the "Agreement"), dated as of the 6th day of July, 1999, by and between United International Holdings, Inc., a Delaware corporation doing business as...Securities Account Agreement • July 22nd, 1999 • United International Holdings Inc • Cable & other pay television services • Colorado
WELL LINK SECURITIES LIMITED SECURITIES ACCOUNT AGREEMENTSecurities Account Agreement • May 13th, 2024 • Hong Kong
SCHEDULE II: Additional Provisions for Securities Margin Account and for Incorporating into the Securities Margin Account Agreement 26
TO: WING LUNG BANK LIMITEDSecurities Account Agreement • January 10th, 2008
In consideration of your agreeing at my/our request to open and maintain a cash securities trading account and/or a margin securities trading account (each a “Securities Account”):
Securities Account AgreementSecurities Account Agreement • June 28th, 2005 • Illinois
Co-Owner % TIC First Name M.I. Last Name Legal Address (No P.O. Box) City State ZIP Code Mailing Address (If different than legal) City State ZIP Code Home Telephone Business Telephone E-mail Address Social Security/Tax ID # Tax-exempt Applied forForeign Birth Date Drivers License/State ID/Passport# State/Country Iss. Issue Date Exp. Date Citizenship Marital Status # of Dependents Dependents’ Ages Co-Owner’s Employment StatusEmployed Retired Homemaker Student Unemployed Employer Business Address City State ZIP Code Occupation Business Nature Years Employed Financials Annual Income: Net Worth: Liquid Net Worth: A $0-49,999 A $0-49,999 A $0-49,999 B $50,000-99,999 B $50,000-99,999 B $50,000-99,999 C $100,000-199,999 C $100,000-199,999 C $100,000-199,999 D $200,000-499,999 D $200,000-499,999 D $200,000-499,999 E $500,000-1 million E $500,000-1 million E $500,000-1 million F $1 to 5 million F $1 to 5 million F $1 to 5 million G $5 million or more G $5 million or more G $5 million or
of the Securities AccountSecurities Account Agreement • January 6th, 2020
These Terms and Conditions (the “Client Agreement” or “Agreement”), executed by the undersigned (“Client”) in favor of BPI Capital Corporation, an Investment house duly organized and existing under and by virtue of the laws of the Philippines, duly licensed by the Securities and Exchange Commission (“SEC”) as a Broker/Selling Agent in securities with principal place of business at BPI Building, Ayala Avenue corner Paseo de Roxas, Makati City, (“ Broker/Selling Agent” or “BPI Capital”), sets out the terms and conditions that govern the operation of the Client’s securities account with BPI Capital (the “Securities Account”) and the agreement between the Client and BPI Capital, in its capacity as Broker and/or Selling Agent of fixed income securities. The Client agrees that this Agreement, Product Disclosure Statement, Securities Account Opening Form, Client Suitability Assessment form, their schedules and annexes, documentation relating to the Securities Account, including but not limite
WELL LINK INTERNATIONAL SECURITIES LIMITED SECURITIES ACCOUNT AGREEMENTSecurities Account Agreement • June 14th, 2024 • Hong Kong
SCHEDULE II: Additional Provisions for Securities Margin Account and for Incorporating into the Securities Margin Account Agreement 26
SECURITIES ACCOUNT AGREEMENTSecurities Account Agreement • December 4th, 2015
|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|Country of postal residence In the event of a change, you must attach proof of address dated within the last six months:• copy of your last tax return;• or a recent gas/electricity bill;• or a recent phone bill (house phone);• or a recent receipt of rent paid. |_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|_|Country of tax residence In the event of a change, you must attach proof of address: :• an attestation of tax residence signed by the relevant tax authorities in your new country;• or a copy of your latest tax return;• or an attestation from the non-residents' tax authority (the DGFiP, in France);• or an attestation from an authority other than a tax authority: attestation from the country's consulate, from the embassy, from the employer, or an attestation of registration on the French register abroad (or assimilated for other countries) ;• or a sworn statement.
PT KUSTODIAN SENTRAL EFEK INDONESIA PERJANJIAN TENTANGSecurities Account Agreement • September 21st, 2012
Bahwa berdasarkan hal-hal tersebut di atas, selanjutnya Para Pihak setuju untuk membuat dan menandatangani Perjanjian tentang Rekening Efek (untuk selanjutnya disebut “Perjanjian”) dengan ketentuan dan persyaratan sebagai berikut:
PREAMBLE: Within the scope of this account agreement, Société Générale acts exclusively as the authorised agent of the issuing companySecurities Account Agreement • July 22nd, 2009
This agreement concerns the financial instruments, hereinafter referred to as 'the securities', mentioned in paragraph II of Article L 211-1 of the Monetary and Financial Code (Code Monétaire et Financier), namely: