New Account Application and Reg BI Disclosures Agreement For Individuals,Multi- Parties and CustodianshipsFor Use with the Following Account Types: • Individual,Joint Tenants with Rights of Survivorship,• Tenants in Common,• IRA,• Custodianships,•...Securities and Futures • June 26th, 2020 • New York
ADS Securities Hong Kong Limited Securities and Futures Margin Trading TREX Client AgreementSecurities and Futures • October 31st, 2018
Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited (“SEHK”) take no responsibility for the contents of this announcement and the listing document attached hereto, make no representation as to their accuracy or...Securities and Futures • November 19th, 2020
This announcement and the listing document attached hereto have been published for information purposes only as required by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the “Listing Rules”) and do not constitute an invitation or offer to acquire, purchase or subscribe for securities. Neither this announcement nor anything referred to herein (including the listing document attached hereto) forms the basis for any contract or commitment whatsoever. For the avoidance of doubt, the publication of this announcement and the listing document attached hereto shall not be deemed to be an offer of securities made pursuant to a prospectus issued by or on behalf of the Issuer (as defined below) for the purposes of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Cap. 32 of the Laws of Hong Kong) nor shall it constitute an advertisement, invitation or document containing an invitation to the public to enter into or offer to enter into a
Agreement for Securities Trading Account 證券交易帳戶協議Securities and Futures • August 24th, 2017 • Hong Kong
Safe Gold Securities and Futures Limited (“Safe Gold” or the “Broker”) is licensed under the Securities and Futures Commission (“SFC”) as a licensed corporation (CE No. BJH966) to carry out Type 1 regulated activities (“RA1”), including dealing in securities and is an exchange participant of the Stock Exchange of Hong Kong Limited. The Broker's registered address is Flat E, 30/F, EGL Tower, 83 Hung To Road, Kwun Tong, KLN. HK.
ContractSecurities and Futures • August 2nd, 2012
The Securities and Futures Commission of Hong Kong, Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.
ContractSecurities and Futures • June 27th, 2012
The Securities and Futures Commission of Hong Kong, The Stock Exchange of Hong Kong Limited and Hong Kong Exchanges and Clearing Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.
Memorandum of Understanding (MoU)Securities and Futures • October 8th, 2018
This MoU has been concluded between the Securities and Futures Commission of Hong Kong (SFC) and the Financial Conduct Authority (FCA) in light of global financial market growth and increasing cross- border activity in asset management and the offering and distribution of collective investment schemes. Its purpose is to enhance cooperation in relation to (i) collective investment schemes domiciled in either Hong Kong or the United Kingdom (UK) and offered to the public in the UK and/or Hong Kong on a cross-border basis, and (ii) management companies of collective investment schemes, based in either Hong Kong or the UK.
Administrative arrangement for the transfer of personal data between the United Kingdom Financial Conduct Authority (“FCA”)Securities and Futures • May 4th, 2020
acting in good faith, will apply the safeguards specified in this administrative arrangement (“Arrangement”) to the transfer of personal data between them,
