Securities Broker-Dealer Services Agreement Sample Contracts

Contract
Securities Broker-Dealer Services Agreement • August 28th, 2020 • Atlis Motor Vehicles Inc • Truck & bus bodies

SECURITIES BROKER-DEALER SERVICES AGREEMENT This Broker-Dealer Service Agreement ("Agreement") is made and entered into as of M.f\ ':z l , 20sa by and between JumpStart Securities, LLC ("Jumpstart", "us, "our", or "we") and A-n is Maroe. \[€'.l:hc1E:S , a fU•-Jf>-'2£ CoeB?W}JN ___________________________ ("Issuer", "you" or "your"). Whereas, Jumpstart is a broker-dealer registered with the Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority ("FINRA") providing capital markets compliance and other services for market participants, including issuers conducting offerings of securities pursuant to exemptions from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act"). including Regulation A, as amended. In servicing this market, Jumpstart has created and maintains proprietary tools and technology, negotiated third-party integrations, and has developed operational services, including limited customer service

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