Securities Commission Sample Contracts

Republic of Panama
Securities Commission • February 10th, 2009

That Decree-Law 1 of July 8, 1999 in its Title III rules the exercise of the Broker-Dealer Houses and Investment Advisors business.

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Agreement N° 04-05 (of May 4th, 2005)
Securities Commission • March 12th, 2009

That among the National Securities Commission legal powers is to promote and strengthen the favorable conditions for the development of the securities market in Panama.

The National Securities Commission Agreement No. 6-2000 (of May 19, 2000)
Securities Commission • February 9th, 2009

That in accordance with numeral 2 of Article 8 of Decree-Law No. 1 of July 8, 1999, it is the function of this Commission to decide about every application for registration and any others submitted to its consideration;

The National Securities Commission Agreement No. 11-2005 (of August 5, 2005)
Securities Commission • March 26th, 2009

That Law 10 of April 16, 1993, established incentives for the creation of pension and retirement plans of a voluntary nature and as a complement to the Pensions recognized by the Caja del Seguro Social (Social Security) in the Republic of Panama.

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