Securities Trading Account Agreement Sample Contracts

Agreement for Securities Trading Account
Securities Trading Account Agreement • April 11th, 2024

Global Mastermind Securities Limited (“GMSL” or the “Company”) is licensed under the Securities and Futures Commission (“SFC”) as a licensed corporation (CE No. BIO067) to carry on Type 1 and Type 4 regulated activities, dealing in securities and advising on securities, and is an exchange participant of the Stock Exchange of Hong Kong Limited. The Company's registered address is Unit 1201-02, 12/F, West Tower, Shun Tak Centre, 168-200 Connaught Road Central, Hong Kong.

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Second Schedule - Terms for Internet Trading Notice to Client on the Personal Data (Privacy) Ordinance Notice to Client on the Personal Information Collection Statement in connection to the Hong Kong Investor Identification Regime and Over-the-counter...
Securities Trading Account Agreement • October 13th, 2022 • Hong Kong

Important: The terms and conditions herein which set out the respective rights and obligations of the client and Essence International Securities (Hong Kong) Limited (“EISHK”) in relation to the securities trading account are legally binding on both the client and EISHK.

Essence International Securities (Hong Kong) Limited
Securities Trading Account Agreement • July 15th, 2014

This Schedule is supplemented to the Agreement for Securities Trading Account (“Agreement”) entered into by EISHK and the Client to which this Schedule is annexed whereby pursuant to the U.S. Foreign Account Tax Compliance Act, or FATCA, all non-United States entities in a broadly defined class of financial institutions (FIs), are required to comply with an expansive documentation and reporting regime, or, beginning from July 1, 2014, be subject to a 30% United States withholding tax on certain

CONTRACT FOR OPENING A SECURITIES TRADING ACCOUNT
Securities Trading Account Agreement • July 10th, 2013

A fully licensed securities services entity established under Decision No. 505/QD-UBCK by Committee dated 7 September 2007, as amended by Decision No. 81/QD-UBCK dated 16 February 2009 granted by the Chairman of the State Securities Committee (hereinafter referred as to “TVS”).

SECURITIES TRADING ACCOUNT AGREEMENT
Securities Trading Account Agreement • January 17th, 2024 • Hong Kong
Agreement for Securities Trading Account 證券交易帳戶協議
Securities Trading Account Agreement • August 24th, 2017 • Hong Kong

Safe Gold Securities and Futures Limited (“Safe Gold” or the “Broker”) is licensed under the Securities and Futures Commission (“SFC”) as a licensed corporation (CE No. BJH966) to carry out Type 1 regulated activities (“RA1”), including dealing in securities and is an exchange participant of the Stock Exchange of Hong Kong Limited. The Broker's registered address is Flat E, 30/F, EGL Tower, 83 Hung To Road, Kwun Tong, KLN. HK.

AGREEMENT OF SECURITIES TRADING ACCOUNT
Securities Trading Account Agreement • May 5th, 2021

Agreement of Securities Trading Account (Both parties details) (1) (1) (نيفرطلا تانايب) ةيلام قاروا لوادت باسح حتف ةيقافتا Date موي يف هنإ Day قفاوملا Between نم لك نيب ةيقافتلاا هذه تررح First Party: Hereinafter referred to as “The Company“ » ةكرشلا« ـب ةيقافتلاا هذه يف هيلإ راشيو :لولأا فرـــطـلا Company: International Securities L.L.C. م.م.ذ ةيلاملا قارولأل ةيلودلا :ةكرش License No. 604017 604017 ةئيهلا ىدل اهصيخرت مقر Address Al Bateen Towers. C2. Abu Dhabi. U.A.E م.ع.ا .C2.نيطبلا جرب .يبظ وبأ ةرامإ اهناونعو P.O.Box 107077, Tel 02 4942 777. Fax 02 6354 669 +971 2 6354 669 سكاف .+971 2 4942 777 فتاه .107077 ب.ص www.intlsecurities.ae www.intlsecurities.ae Represented By انوناق اهلثميو In the capacity of هتفصب

Agreement for Securities Trading Account 證券交易賬戶協議
Securities Trading Account Agreement • June 25th, 2018 • Hong Kong

These terms and conditions set out the rights and obligations of Client (the “Client”) and us, Po Sang Securities and Futures Limited (“Po Sang”, the “Broker”),CE No. ACI 778, in relation to the securities trading account opened with us for dealing in purchase and /or sale of Securities. All the terms and conditions below are legally binding so please read them carefully or seek i ndependent legal professional advice before Client agree to be bound by them.

SECURITIES TRADING ACCOUNT AGREEMENT (PARTIES DETAILS)
Securities Trading Account Agreement • February 14th, 2021
AGREEMENT OF SECURITIES TRADING ACCOUNT
Securities Trading Account Agreement • June 2nd, 2021

)1(Agreement of Securities Trading Account )Both parties details( )نيفرطلا تانايب( ةيلام قاروا لوادت باسح حتف ةيقافتا )1( Date موي يف هنإ Day قفاوملا Between نم لك نيب ةيقافتلاا هذه تررح First Party: Hereinafter referred to as “The Company” »ةكرشلا« ـب ةيقافتلاا هذه يف هيلإ راشيو :لولأا فرـــطـلا Company: International Securities L.L.C. م.م.ذ ةيلاملا قارولأل ةيلودلا :ةكرش License No. 604017 604017 ةئيهلا ىدل اهصيخرت مقر Address Al Bateen Towers. C2. Abu Dhabi. U.A.E م.ع.ا .C2.نيطبلا جرب .يبظ وبأ ةرامإ اهناونعو P.O.Box 107077, Tel 02 4942 777. Fax 02 6354 669www.intlsecurities.ae +971 2 6354 669 سكاف .+971 2 4942 777 فتاه .107077 ب.ص www.intlsecurities.ae Represented by انوناق اهلثميو In the capacity of هتفصب

Second Schedule - Terms for Internet Trading Notice to Client on the Personal Data (Privacy) Ordinance Notice to Client on the Personal Information Collection Statement in connection to the Hong Kong Investor Identification Regime and Over-the-counter...
Securities Trading Account Agreement • October 14th, 2022 • Hong Kong

Important: The terms and conditions herein which set out the respective rights and obligations of the client and Essence International Securities (Hong Kong) Limited (“EISHK”) in relation to the securities trading account are legally binding on both the client and EISHK.

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