Securities Trading Agreement Sample Contracts

Securities Trading Agreement
Securities Trading Agreement • November 29th, 2022 • New South Wales
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Internet Securities Trading Agreement
Securities Trading Agreement • February 24th, 2021 • Hong Kong

This Agreement is supplemental to the Client’s Agreement entered into by the Company and the Client (“Client Agreement(s)”) to which this Agreement is annexed whereby the Company agrees to provide to the Client with service in purchase and/or sale of Securities of every type and description through the internet (“Internet Securities Trading”) which enables the Client to give instructions through the internet (“Internet Securities Trading Instructions”) and to obtain quotations and other information via computer or telephonic transmission for use on compatible personal, home or small business computers, including internet appliance with modems, terminals or network computers that can connect to a telecommunication network (“Internet Securities Trading Service”).

SECURITIES TRADING AGREEMENT
Securities Trading Agreement • June 11th, 2018 • Hong Kong

This document together with the related Account Opening Form contains important terms and conditions that apply to and constitute the entire agreement on all Accounts made between the Client and GGS. The Client has been advised to read this Agreement carefully and retain it for the Client’s future reference.

Online Securities Trading Agreement
Securities Trading Agreement • January 30th, 2024

I/We (Client) hereby formalize and confirm the opening of an Online Securities Trading Account with COL FINANCIAL GROUP, INC. (COL) and agree to be bound by the following terms and conditions:

CONTINUE SECURITIES TRADING AGREEMENT
Securities Trading Agreement • July 13th, 2008
SECURITIES TRADING AGREEMENT
Securities Trading Agreement • January 21st, 2013 • Hong Kong

This document together with the related Account Opening Form contains important terms and conditions that apply to and constitute the agreement on all Accounts made between the Client and Luk Fook Securities. The Client has been advised to read this Agreement carefully and retain it for the Client’s future reference.

SECURITIES TRADING AGREEMENT
Securities Trading Agreement • December 14th, 2023 • Hong Kong

This Securities Trading Agreement, together with the Account Opening Form, all written supplemental agreements and applicable Appendix (collectively referred to as “Agreement”), sets out the terms and conditions which apply to your securities trading account(s) (“Account”) with Greater China Securities Limited (“GCSL”). GCSL is a licensed corporation which is performing regulated activities under the Securities and Futures Ordinance (Cap. 571)(CE No. AFH205). Depending on the type of account, service or facility chosen or opened, one or more Appendix of this Agreement may or may not be applicable. This Agreement may be amended and supplemented from time to time by GCSL at its absolute discretion upon prior notice to you. Your continuing use of the Account at or after the relevant amendments take effect will be deemed by GCSL as your acceptance of the amended Agreement.

SECURITIES TRADING AGREEMENT
Securities Trading Agreement • October 21st, 2024 • Hong Kong

In consideration of CHANGJIANG SECURITIES BROKERAGE (HK) LIMITED (the “Broker”) of Unit 3605- 3611, 36/F., Cosco Tower, 183 Queen’s Road Central, Hong Kong (an Exchange Participant of the Stock Exchange of Hong Kong Limited, a Clearing Participant of Hong Kong Securities Clearing Company Limited and licensed under the Securities and Futures Ordinance to carry on business in Type 1 (dealing in securities) and Type 4 (advising on securities) regulated activities (CE Number: AXY608) agreeing to allow the Client identified in the Client Information Form to open one or more accounts with the Broker and providing services to the Client in connection with securities trading with or without margin financing facilities, the Client HEREBY AGREES that all Transactions executed by the Broker for any Account shall be subject to the Securities Trading Agreement (including without limitation the General Terms and Conditions and the Additional Terms applicable to the services provided by the Broker) a

Securities Trading Agreement
Securities Trading Agreement • August 25th, 2010

Whereas, the first party is a company registered with the Companies Controller and licensed from the Jordanian Securities Commission to trade as a Broker in Securities.

SECURITIES TRADING AGREEMENT
Securities Trading Agreement • January 14th, 2019 • Hong Kong

This Securities Trading Agreement, together with the Account Opening Form, all written supplemental agreements and applicable Appendix (collectively referred to as “Agreement”), sets out the terms and conditions which apply to your securities trading account(s) (“Account”) with Greater China Securities Limited (“GCSL”). GCSL is a licensed corporation which is performing regulated activities under the Securities and Futures Ordinance (Cap. 571)(CE No. AFH205). Depending on the type of account, service or facility chosen or opened, one or more Appendix of this Agreement may or may not be applicable. This Agreement may be amended and supplemented from time to time by GCSL at its absolute discretion upon prior notice to you. Your continuing use of the Account at or after the relevant amendments take effect will be deemed by GCSL as your acceptance of the amended Agreement.

Securities Trading Agreement Listed at the PSE
Securities Trading Agreement • November 26th, 2007

I, the undersigned agree hereby to carry out in good faith trading of securities in accordance with the conditions hereinafter:

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