ALIGHT FINANCIAL SOLUTIONS, LLC QUALIFIED RETIREMENT PLANSelf-Directed Brokerage Account Participant Agreement • June 18th, 2009
Effect of Opening Up this Account. You have opened up this self-directed brokerage account (“account”) under the authority conferred upon you by the Plan Sponsor, Plan Trustees (“Trustees”), Custodian, or other parties (“fiduciary” or collectively “fiduciaries”) that are responsible for the creation, oversight, and management of your employer’s retirement plan (“Plan”). The purpose of this document is to provide you with a general overview of the operation of your account and the general rights and obligations you, as a participant in the Plan (“Participant”) have with respect to the account. This document also describes the types of products and services offered through Alight Financial Solutions, LLC (“AFS”), which services may change from time to time, and which include: all information, content, messages, software, databases, bulletin boards, forums and Access Devices1 or other communication facilities (collectively, the “AFS Service”). If you are the beneficiary of a deceased Part
ALIGHT FINANCIAL SOLUTIONS, LLC QUALIFIED RETIREMENT PLANSelf-Directed Brokerage Account Participant Agreement • October 17th, 2024
The use of your account and your ability to conduct transactions and otherwise take action with respect to your account is determined and governed by this Participant Agreement and the terms of a separate agreement entered into between AFS and one or more of the aforementioned fiduciaries. In the event that you do not understand or are unclear about any of the information provided in this Participant Agreement, please contact your appropriate employer representative or an AFS representative.
