SECOND AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • December 11th, 2015 • Ener-Core Inc. • Miscellaneous chemical products • New York
THIS SECOND AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of December 7, 2015 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of May 9, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated May 7, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • November 3rd, 2015 • Ener-Core Inc. • Miscellaneous chemical products • New York
THIS AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of November 2, 2015 by and among Ener-Core, Inc., a Delaware corporation (the “Company”) and the undersigned, and amends those certain Senior Secured Notes dated as of May 9, 2015 (the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated May 7, 2015, by and among the Company, the "Buyers" identified therein, and the Collateral Agent identified therein (the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
FOURTH AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • April 5th, 2016 • Ener-Core, Inc. • Miscellaneous chemical products • New York
THIS FOURTH AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of March 31, 2016 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of April 23, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated April 22, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
FIFTH AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • September 2nd, 2016 • Ener-Core, Inc. • Miscellaneous chemical products • New York
THIS FIFTH AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of September 1, 2016 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of May 9, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated May 7, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
SECOND AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • December 11th, 2015 • Ener-Core Inc. • Miscellaneous chemical products • New York
THIS SECOND AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of December 7, 2015 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of April 23, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated April 22, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
THIRD AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • December 31st, 2015 • Ener-Core Inc. • Miscellaneous chemical products • New York
THIS THIRD AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of December 30, 2015 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of May 9, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated May 7, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
FIRST AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • December 28th, 2017 • Ener-Core, Inc. • Miscellaneous chemical products • New York
This FIRST AMENDMENT TO SENIOR SECURED NOTES (the “Amendment”), dated as of December 28, 2017, is made by and between Ener-Core, Inc., a Delaware corporation, with headquarters located at 8965 Research Drive, Suite 100, Irvine, California 92618 (the “Company”), and the investor listed on the signature page attached hereto (the “Holder”), and amends those certain Senior Secured Notes, dated as of September 19, 2017, November 1, 2017 and December 20, 2017 (the “2017 Notes”), as issued by the Company pursuant to that certain Securities Purchase Agreement, dated September 19, 2017, by and among the Company, the “Buyers” identified therein and the Collateral Agent identified therein (as the same may be amended, restated, joined or otherwise modified from time to time, the “September 2017 SPA”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the 2017 Notes.
THIRD AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • December 31st, 2015 • Ener-Core Inc. • Miscellaneous chemical products • New York
THIS THIRD AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of December 30, 2015 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of April 23, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated April 22, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
