SECOND AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • December 11th, 2015 • Ener-Core Inc. • Miscellaneous chemical products • New York
THIS SECOND AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of December 7, 2015 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of May 9, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated May 7, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
FOURTH AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • April 5th, 2016 • Ener-Core, Inc. • Miscellaneous chemical products • New York
THIS FOURTH AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of March 31, 2016 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of April 23, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated April 22, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
FIFTH AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • September 2nd, 2016 • Ener-Core, Inc. • Miscellaneous chemical products • New York
THIS FIFTH AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of September 1, 2016 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of May 9, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated May 7, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
SECOND AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • December 11th, 2015 • Ener-Core Inc. • Miscellaneous chemical products • New York
THIS SECOND AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of December 7, 2015 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of April 23, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated April 22, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
THIRD AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • December 31st, 2015 • Ener-Core Inc. • Miscellaneous chemical products • New York
THIS THIRD AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of December 30, 2015 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of May 9, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated May 7, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
FIRST AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • December 28th, 2017 • Ener-Core, Inc. • Miscellaneous chemical products • New York
This FIRST AMENDMENT TO SENIOR SECURED NOTES (the “Amendment”), dated as of December 28, 2017, is made by and between Ener-Core, Inc., a Delaware corporation, with headquarters located at 8965 Research Drive, Suite 100, Irvine, California 92618 (the “Company”), and the investor listed on the signature page attached hereto (the “Holder”), and amends those certain Senior Secured Notes, dated as of September 19, 2017, November 1, 2017 and December 20, 2017 (the “2017 Notes”), as issued by the Company pursuant to that certain Securities Purchase Agreement, dated September 19, 2017, by and among the Company, the “Buyers” identified therein and the Collateral Agent identified therein (as the same may be amended, restated, joined or otherwise modified from time to time, the “September 2017 SPA”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the 2017 Notes.
TRANSFERS OF THIS GLOBAL NOTE SHALL BE LIMITED TO TRANSFERS IN WHOLE, BUT NOT IN PART, TO NOMINEES OF CEDE & CO. OR TO A SUCCESSOR THEREOF OR SUCH SUCCESSOR'S NOMINEE AND TRANSFERS OF INTERESTS IN THIS GLOBAL NOTE SHALL BE LIMITED TO TRANSFERS MADE IN...Senior Secured Notes • February 6th, 1998 • Kitty Hawk Inc • Air transportation, nonscheduled
Form of Note OCWEN FINANCIAL CORPORATION Senior Secured Notes due 2027Senior Secured Notes • May 4th, 2021 • Ocwen Financial Corp • Mortgage bankers & loan correspondents
FOR VALUE RECEIVED, the undersigned, Ocwen Financial Corporation (herein called the “Company”), a corporation organized and existing under the laws of Florida, hereby promises to pay to [______________________], or registered assigns, the principal sum of [__________] DOLLARS on March 4, 2027 (the “Maturity Date”). Interest (computed on the basis of a 365 or 366-day year) shall accrue on the unpaid principal balance hereof at the rate of (i) 12.00% per annum in respect of interest paid in cash and (ii) 13.25% per annum in respect of PIK Interest (as defined below), in each case from the date hereof until the principal hereof shall have been paid in full, with such interest payable quarterly on the last Business Day of each March, June, September and December (the “Interest Payment Date”) in each year, commencing March 31, 2021, and on the Maturity Date. On each Interest Payment Date (other than the Maturity Date), the Company shall be permitted to either (a) pay the full amount of inte
CROSSTEX ENERGY, L.P. SENIOR SECURED NOTES AMENDED AND RESTATED MASTER SHELF AGREEMENT Dated as of March 31, 2005Senior Secured Notes • April 6th, 2005 • Crosstex Energy Lp • Crude petroleum & natural gas • New York
The undersigned, Crosstex Energy, L.P., a Delaware limited partnership (the “Company”), and Crosstex Energy Services, L.P., a Delaware limited partnership whose general partner and majority owner are wholly-owned Subsidiaries of the Company (the “Prior Issuer”), hereby agree with you as follows:
FIRST AMENDMENT TO [AMENDED AND RESTATED] SENIOR SECURED NOTESSenior Secured Notes • May 1st, 2017 • Ener-Core, Inc. • Miscellaneous chemical products • New York
THIS FIRST AMENDMENT TO [AMENDED AND RESTATED] SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of April 27, 2017 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes [amended and restated as of December 2, 2016 (as amended to date, the “Notes”), as originally issued by the Company pursuant to (i) that certain Securities Purchase Agreement, dated April 22, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “April 2015 Agreement”); and (ii) that certain Securities Purchase Agreement, dated May 7, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date and together with the April 2015 Agreement, the “Agreements”)] [dated as of December 2, 2016 and December 20, 2016 (as amended to date, the “Notes”), issued by the Company pursuant to
THIRD AMENDMENT TO SENIOR SECURED NOTESSenior Secured Notes • December 31st, 2015 • Ener-Core Inc. • Miscellaneous chemical products • New York
THIS THIRD AMENDMENT TO SENIOR SECURED NOTES (this “Amendment”) is made and entered into as of December 30, 2015 by and among Ener-Core, Inc., a Delaware corporation (the “Company”), and the undersigned, and amends those certain Senior Secured Notes dated as of April 23, 2015 (as amended to date, the “Notes”) as issued by the Company pursuant to that certain Securities Purchase Agreement, dated April 22, 2015, by and among the Company, the “Buyers” identified therein, and the Collateral Agent identified therein (as amended to date, the “Agreement”). Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to such terms in the Notes.
